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LPL Financial Holdings Inc SEC Filings
What LPL Financial Holdings Inc has told the SEC happened, by the 8-K items and forms it filed under: when it reported results, who joined or left, what it bought or sold, and whether its auditor or its accounts ever changed.
LPLA overview →Filings on file
123
since Nov 2, 2016
Warning signs
0
none filed
Last results
Jul 30, 2026
8-K item 2.02
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
SIC 6200
Newest first
Each label is a form type or an 8-K item as filed; each row links to the filing.
| Filed | What it reports | Document |
|---|---|---|
| Jul 30, 2026 | Results announced 8-K | Read ↗ |
| Apr 30, 2026 | Results announced 8-K | Read ↗ |
| Jan 29, 2026 | Results announced 8-K | Read ↗ |
| Oct 30, 2025 | Results announced 8-K | Read ↗ |
| Jul 31, 2025 | Results announced 8-K | Read ↗ |
| May 8, 2025 | Results announced 8-K | Read ↗ |
| Jan 30, 2025 | Results announced 8-K | Read ↗ |
| Oct 30, 2024 | Results announced 8-K | Read ↗ |
| Jul 25, 2024 | Results announced 8-K | Read ↗ |
| Apr 30, 2024 | Results announced 8-K | Read ↗ |
| Feb 1, 2024 | Results announced 8-K | Read ↗ |
| Oct 26, 2023 | Results announced 8-K | Read ↗ |
| Jul 27, 2023 | Results announced 8-K | Read ↗ |
| Apr 27, 2023 | Results announced 8-K | Read ↗ |
| Feb 2, 2023 | Results announced 8-K | Read ↗ |
| Oct 27, 2022 | Results announced 8-K | Read ↗ |
| Aug 2, 2022 | Results announced 8-K | Read ↗ |
| Apr 28, 2022 | Results announced 8-K | Read ↗ |
| Feb 3, 2022 | Results announced 8-K | Read ↗ |
| Oct 28, 2021 | Results announced 8-K | Read ↗ |
| Jul 29, 2021 | Results announced 8-K | Read ↗ |
| Apr 29, 2021 | Results announced 8-K | Read ↗ |
| Feb 4, 2021 | Results announced 8-K | Read ↗ |
| Oct 29, 2020 | Results announced 8-K | Read ↗ |
| Jul 30, 2020 | Results announced 8-K | Read ↗ |
| Apr 30, 2020 | Results announced 8-K | Read ↗ |
| Jan 30, 2020 | Results announced 8-K | Read ↗ |
| Oct 24, 2019 | Results announced 8-K | Read ↗ |
| Jul 25, 2019 | Results announced 8-K | Read ↗ |
| May 2, 2019 | Results announced 8-K | Read ↗ |
| Jan 31, 2019 | Executive or director changeResults announced 8-K | Read ↗ |
| Oct 25, 2018 | Results announced 8-K | Read ↗ |
| Jul 26, 2018 | Results announced 8-K | Read ↗ |
| May 3, 2018 | Results announced 8-K | Read ↗ |
| Feb 1, 2018 | Results announced 8-K | Read ↗ |
| Oct 26, 2017 | Results announced 8-K | Read ↗ |
| Jul 27, 2017 | Results announced 8-K | Read ↗ |
| Apr 27, 2017 | Results announced 8-K | Read ↗ |
| Feb 9, 2017 | Results announced 8-K | Read ↗ |
| Nov 2, 2016 | Results announced 8-K | Read ↗ |
Source: LPL Financial Holdings Inc's EDGAR filing history, the last ten years. The labels are the form types and 8-K item numbers the company filed under, not a reading of what it wrote — an item 5.02 can be a chief executive fired or a director retiring on schedule — so each row links to the filing.
More on LPLA
Company overviewEverything on LPLA in one place, with the price.Insider tradingWhat LPLA's own officers and directors buy and sell.Planned salesSales LPLA insiders have filed notice of.Who owns itEvery manager reporting a position in LPLA.Funds holding itWhich funds and ETFs hold LPLA, and how big a bet.LobbyingWhat LPLA spends lobbying Congress, and on what.Who lobbies for itThe lobbyists on LPLA's account, and who they worked for.PatentsWhat LPLA is filing at the patent office.