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LPL Financial Holdings Inc SEC Filings
What LPL Financial Holdings Inc has told the SEC happened, by the 8-K items and forms it filed under: when it reported results, who joined or left, what it bought or sold, and whether its auditor or its accounts ever changed.
LPLA overview →Filings on file
123
since Nov 2, 2016
Warning signs
0
none filed
Last results
Jul 30, 2026
8-K item 2.02
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
SIC 6200
Newest first
Each label is a form type or an 8-K item as filed; each row links to the filing.
| Filed | What it reports | Document |
|---|---|---|
| Aug 3, 2026 | Quarterly report 10-Q | Read ↗ |
| Jul 30, 2026 | Results announced 8-K | Read ↗ |
| May 15, 2026 | Shareholder vote 8-K | Read ↗ |
| May 4, 2026 | Quarterly report 10-Q | Read ↗ |
| Apr 30, 2026 | Results announced 8-K | Read ↗ |
| Feb 23, 2026 | Annual report 10-K | Read ↗ |
| Jan 29, 2026 | Results announced 8-K | Read ↗ |
| Jan 8, 2026 | Executive or director change 8-K | Read ↗ |
| Nov 3, 2025 | Quarterly report 10-Q | Read ↗ |
| Oct 30, 2025 | Results announced 8-K | Read ↗ |
| Aug 4, 2025 | Quarterly report 10-Q | Read ↗ |
| Jul 31, 2025 | Results announced 8-K | Read ↗ |
| Jul 3, 2025 | Executive or director change 8-K | Read ↗ |
| Jun 3, 2025 | Executive or director change 8-K | Read ↗ |
| May 23, 2025 | Shareholder vote 8-K | Read ↗ |
| May 9, 2025 | Quarterly report 10-Q | Read ↗ |
| May 8, 2025 | Results announced 8-K | Read ↗ |
| Apr 3, 2025 | Material agreementNew debt 8-K | Read ↗ |
| Mar 31, 2025 | Material agreement 8-K | Read ↗ |
| Mar 6, 2025 | Executive or director change 8-K | Read ↗ |
| Feb 26, 2025 | Material agreementNew debt 8-K | Read ↗ |
| Feb 20, 2025 | Annual report 10-K | Read ↗ |
| Jan 30, 2025 | Results announced 8-K | Read ↗ |
| Dec 9, 2024 | Material agreementNew debt 8-K/A | Read ↗ |
| Dec 9, 2024 | Executive or director change 8-K | Read ↗ |
| Dec 5, 2024 | Material agreement 8-K | Read ↗ |
| Nov 4, 2024 | Quarterly report 10-Q | Read ↗ |
| Oct 30, 2024 | Results announced 8-K | Read ↗ |
| Oct 21, 2024 | Executive or director change 8-K | Read ↗ |
| Oct 1, 2024 | Executive or director change 8-K | Read ↗ |
| Jul 30, 2024 | Quarterly report 10-Q | Read ↗ |
| Jul 25, 2024 | Results announced 8-K | Read ↗ |
| May 20, 2024 | Material agreementNew debt 8-K | Read ↗ |
| May 10, 2024 | Shareholder vote 8-K | Read ↗ |
| May 2, 2024 | Quarterly report 10-Q | Read ↗ |
| Apr 30, 2024 | Results announced 8-K | Read ↗ |
| Feb 29, 2024 | Executive or director change 8-K | Read ↗ |
| Feb 21, 2024 | Annual report 10-K | Read ↗ |
| Feb 1, 2024 | Results announced 8-K | Read ↗ |
| Nov 17, 2023 | Material agreementNew debt 8-K | Read ↗ |
| Oct 31, 2023 | Quarterly report 10-Q | Read ↗ |
| Oct 26, 2023 | Results announced 8-K | Read ↗ |
| Aug 1, 2023 | Quarterly report 10-Q | Read ↗ |
| Jul 27, 2023 | Results announced 8-K | Read ↗ |
| May 12, 2023 | Executive or director changeShareholder vote 8-K | Read ↗ |
| May 2, 2023 | Quarterly report 10-Q | Read ↗ |
| Apr 27, 2023 | Results announced 8-K | Read ↗ |
| Feb 23, 2023 | Annual report 10-K | Read ↗ |
| Feb 16, 2023 | Executive or director change 8-K | Read ↗ |
| Feb 2, 2023 | Results announced 8-K | Read ↗ |
| Jan 11, 2023 | Executive or director change 8-K | Read ↗ |
| Nov 1, 2022 | Quarterly report 10-Q | Read ↗ |
| Oct 27, 2022 | Results announced 8-K | Read ↗ |
| Aug 4, 2022 | Quarterly report 10-Q | Read ↗ |
| Aug 2, 2022 | Results announced 8-K | Read ↗ |
| May 18, 2022 | Shareholder vote 8-K | Read ↗ |
| May 3, 2022 | Quarterly report 10-Q | Read ↗ |
| Apr 28, 2022 | Results announced 8-K | Read ↗ |
| Feb 22, 2022 | Annual report 10-K | Read ↗ |
| Feb 3, 2022 | Results announced 8-K | Read ↗ |
| Nov 2, 2021 | Quarterly report 10-Q | Read ↗ |
| Oct 28, 2021 | Results announced 8-K | Read ↗ |
| Aug 3, 2021 | Quarterly report 10-Q | Read ↗ |
| Jul 30, 2021 | Executive or director change 8-K | Read ↗ |
| Jul 29, 2021 | Results announced 8-K | Read ↗ |
| May 18, 2021 | Material agreementNew debt 8-K | Read ↗ |
| May 5, 2021 | Executive or director changeShareholder vote 8-K | Read ↗ |
| May 4, 2021 | Quarterly report 10-Q | Read ↗ |
| Apr 29, 2021 | Results announced 8-K | Read ↗ |
| Mar 15, 2021 | Material agreementNew debt 8-K | Read ↗ |
| Feb 23, 2021 | Annual report 10-K | Read ↗ |
| Feb 17, 2021 | Executive or director change 8-K | Read ↗ |
| Feb 16, 2021 | Executive or director change 8-K | Read ↗ |
| Feb 4, 2021 | Results announced 8-K | Read ↗ |
| Nov 3, 2020 | Quarterly report 10-Q | Read ↗ |
| Oct 29, 2020 | Results announced 8-K | Read ↗ |
| Aug 4, 2020 | Quarterly report 10-Q | Read ↗ |
| Jul 30, 2020 | Results announced 8-K | Read ↗ |
| May 7, 2020 | Shareholder vote 8-K | Read ↗ |
| May 5, 2020 | Quarterly report 10-Q | Read ↗ |
| Apr 30, 2020 | Results announced 8-K | Read ↗ |
| Feb 21, 2020 | Annual report 10-K | Read ↗ |
| Feb 20, 2020 | Executive or director change 8-K | Read ↗ |
| Jan 30, 2020 | Results announced 8-K | Read ↗ |
| Nov 12, 2019 | Material agreementNew debt 8-K | Read ↗ |
| Oct 29, 2019 | Quarterly report 10-Q | Read ↗ |
| Oct 24, 2019 | Results announced 8-K | Read ↗ |
| Jul 30, 2019 | Quarterly report 10-Q | Read ↗ |
| Jul 25, 2019 | Results announced 8-K | Read ↗ |
| May 10, 2019 | Shareholder vote 8-K | Read ↗ |
| May 2, 2019 | Quarterly report 10-Q | Read ↗ |
| May 2, 2019 | Results announced 8-K | Read ↗ |
| Feb 26, 2019 | Annual report 10-K | Read ↗ |
| Jan 31, 2019 | Executive or director changeResults announced 8-K | Read ↗ |
| Oct 30, 2018 | Quarterly report 10-Q | Read ↗ |
| Oct 25, 2018 | Results announced 8-K | Read ↗ |
| Sep 19, 2018 | Executive or director change 8-K | Read ↗ |
| Jul 31, 2018 | Quarterly report 10-Q | Read ↗ |
| Jul 26, 2018 | Results announced 8-K | Read ↗ |
| Jun 4, 2018 | Executive or director change 8-K | Read ↗ |
| May 17, 2018 | Shareholder vote 8-K | Read ↗ |
| May 4, 2018 | Quarterly report 10-Q | Read ↗ |
| May 3, 2018 | Results announced 8-K | Read ↗ |
| Mar 29, 2018 | Executive or director change 8-K | Read ↗ |
| Feb 27, 2018 | Annual report 10-K/A | Read ↗ |
| Feb 21, 2018 | Annual report 10-K | Read ↗ |
| Feb 1, 2018 | Results announced 8-K | Read ↗ |
| Oct 31, 2017 | Quarterly report 10-Q | Read ↗ |
| Oct 26, 2017 | Results announced 8-K | Read ↗ |
| Sep 21, 2017 | Material agreementNew debt 8-K | Read ↗ |
| Aug 15, 2017 | Material agreement 8-K | Read ↗ |
| Aug 1, 2017 | Quarterly report 10-Q | Read ↗ |
| Jul 27, 2017 | Results announced 8-K | Read ↗ |
| May 23, 2017 | Shareholder vote 8-K | Read ↗ |
| May 2, 2017 | Quarterly report 10-Q | Read ↗ |
| Apr 27, 2017 | Results announced 8-K | Read ↗ |
| Mar 10, 2017 | Material agreementNew debt 8-K | Read ↗ |
| Feb 24, 2017 | Annual report 10-K | Read ↗ |
| Feb 9, 2017 | Results announced 8-K | Read ↗ |
| Dec 23, 2016 | Executive or director change 8-K | Read ↗ |
| Dec 5, 2016 | Executive or director change 8-K | Read ↗ |
| Nov 3, 2016 | Quarterly report 10-Q | Read ↗ |
| Nov 2, 2016 | Results announced 8-K | Read ↗ |
Source: LPL Financial Holdings Inc's EDGAR filing history, the last ten years. The labels are the form types and 8-K item numbers the company filed under, not a reading of what it wrote — an item 5.02 can be a chief executive fired or a director retiring on schedule — so each row links to the filing.
More on LPLA
Company overviewEverything on LPLA in one place, with the price.Insider tradingWhat LPLA's own officers and directors buy and sell.Planned salesSales LPLA insiders have filed notice of.Who owns itEvery manager reporting a position in LPLA.Funds holding itWhich funds and ETFs hold LPLA, and how big a bet.LobbyingWhat LPLA spends lobbying Congress, and on what.Who lobbies for itThe lobbyists on LPLA's account, and who they worked for.PatentsWhat LPLA is filing at the patent office.