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LPL Financial Holdings Inc SEC Filings
What LPL Financial Holdings Inc has told the SEC happened, by the 8-K items and forms it filed under: when it reported results, who joined or left, what it bought or sold, and whether its auditor or its accounts ever changed.
LPLA overview →Filings on file
123
since Nov 2, 2016
Warning signs
0
none filed
Last results
Jul 30, 2026
8-K item 2.02
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
SIC 6200
Newest first
Each label is a form type or an 8-K item as filed; each row links to the filing.
| Filed | What it reports | Document |
|---|---|---|
| Jan 8, 2026 | Executive or director change 8-K | Read ↗ |
| Jul 3, 2025 | Executive or director change 8-K | Read ↗ |
| Jun 3, 2025 | Executive or director change 8-K | Read ↗ |
| Mar 6, 2025 | Executive or director change 8-K | Read ↗ |
| Dec 9, 2024 | Executive or director change 8-K | Read ↗ |
| Oct 21, 2024 | Executive or director change 8-K | Read ↗ |
| Oct 1, 2024 | Executive or director change 8-K | Read ↗ |
| Feb 29, 2024 | Executive or director change 8-K | Read ↗ |
| May 12, 2023 | Executive or director changeShareholder vote 8-K | Read ↗ |
| Feb 16, 2023 | Executive or director change 8-K | Read ↗ |
| Jan 11, 2023 | Executive or director change 8-K | Read ↗ |
| Jul 30, 2021 | Executive or director change 8-K | Read ↗ |
| May 5, 2021 | Executive or director changeShareholder vote 8-K | Read ↗ |
| Feb 17, 2021 | Executive or director change 8-K | Read ↗ |
| Feb 16, 2021 | Executive or director change 8-K | Read ↗ |
| Feb 20, 2020 | Executive or director change 8-K | Read ↗ |
| Jan 31, 2019 | Executive or director changeResults announced 8-K | Read ↗ |
| Sep 19, 2018 | Executive or director change 8-K | Read ↗ |
| Jun 4, 2018 | Executive or director change 8-K | Read ↗ |
| Mar 29, 2018 | Executive or director change 8-K | Read ↗ |
| Dec 23, 2016 | Executive or director change 8-K | Read ↗ |
| Dec 5, 2016 | Executive or director change 8-K | Read ↗ |
Source: LPL Financial Holdings Inc's EDGAR filing history, the last ten years. The labels are the form types and 8-K item numbers the company filed under, not a reading of what it wrote — an item 5.02 can be a chief executive fired or a director retiring on schedule — so each row links to the filing.
More on LPLA
Company overviewEverything on LPLA in one place, with the price.Insider tradingWhat LPLA's own officers and directors buy and sell.Planned salesSales LPLA insiders have filed notice of.Who owns itEvery manager reporting a position in LPLA.Funds holding itWhich funds and ETFs hold LPLA, and how big a bet.LobbyingWhat LPLA spends lobbying Congress, and on what.Who lobbies for itThe lobbyists on LPLA's account, and who they worked for.PatentsWhat LPLA is filing at the patent office.