Joe Courtney Stock Trades

HouseFollow

CT-02 · Democrat

Disclosed trades

164

Estimated volume

$1.7M

sum of bracket midpoints

Typical delay

28 days

trade to filing

Last filed

Apr 12, 2022

What their buys are worth now

38 disclosed purchases, valued at the latest close

Return

+74.0%

on paper

Gain

+$261.2K

unrealised

Disclosed cost

$353K

at bracket midpoints

Worth now

$614.2K

close of Oct 9, 2026

If Joe Courtney still holds everything they disclosed buying. Disclosures do not report sales proceeds or current positions, so a stake sold last year still counts here — this is an upper bound, not a profit. Purchases are sized at the midpoint of the disclosed bracket, and dividends, fees and taxes are not included. 53 purchases have no market price and are left out. More on the limits.

Try the total-budget simulator →

If you had copied every buy

Entering on the day each filing became public, and still holding

Putting $1,000 into each of 38 disclosed purchases — $38,000 invested — would be worth

$64,350

+$26,350 (+69.34%)

Positions

equally weighted

Their own timing

+65.79%

entering on their trade date

Best

JPM

+234.06%

Worst

FISV

-54.99%

Each filing

38 positions

Filed	Ticker	You paid	They paid	Now	Worth	Return
Nov 16, 2020 31d after trading	FLCO 37.13 sh	$26.93	$26.83	$20.33	$755	-24.50%
Nov 16, 2020 31d after trading	FLQL 26.88 sh	$37.21	$35.97	$79.87	$2,147	+114.68%
Nov 16, 2020 31d after trading	VEA 22.29 sh	$44.86	$41.56	$69.95	$1,559	+55.93%
Nov 16, 2020 31d after trading	VWO 20.97 sh	$47.68	$44.74	$59.76	$1,253	+25.34%
Nov 16, 2020 31d after trading	VOO 3 sh	$333.00	$318.99	$715.59	$2,149	+114.89%
Nov 6, 2020 28d after trading	TLT 6.27 sh	$159.41	$160.09	$78.05	$490	-51.04%
Nov 6, 2020 28d after trading	IEF 8.3 sh	$120.50	$121.01	$89.43	$742	-25.78%
Nov 6, 2020 28d after trading	IEFA 15.98 sh	$62.59	$62.18	$96.18	$1,537	+53.67%
Nov 6, 2020 28d after trading	IVV 2.85 sh	$351.44	$348.01	$781.97	$2,225	+122.50%
Nov 6, 2020 28d after trading	IJR 13.14 sh	$76.11	$76.08	$137.55	$1,807	+80.73%
Nov 6, 2020 28d after trading	USMV 15.37 sh	$65.07	$65.72	$100.53	$1,545	+54.50%
Nov 6, 2020 28d after trading	VLUE 12.93 sh	$77.31	$77.28	$199.52	$2,581	+158.08%
Nov 6, 2020 28d after trading	IHI 18.76 sh	$53.31	$51.94	$51.74	$970	-2.95%
Nov 6, 2020 28d after trading	XSOE 27.13 sh	$36.86	$35.16	$46.78	$1,269	+26.92%
Jul 29, 2020 211d after trading	ZTS 6.78 sh	$147.59	$132.35	$74.81	$507	-49.31%
Jul 29, 2020 211d after trading	AMZN 6.59 sh	$151.68	$92.39	$262.43	$1,730	+73.02%
Jul 29, 2020 211d after trading	AMT 3.69 sh	$271.29	$229.82	$182.24	$672	-32.82%
Jul 29, 2020 211d after trading	TFC 26.08 sh	$38.34	$56.32	$46.11	$1,203	+20.27%
Jul 29, 2020 211d after trading	V 5.04 sh	$198.58	$187.90	$385.45	$1,941	+94.10%
Jul 29, 2020 211d after trading	WMT 22.96 sh	$43.56	$39.61	$111.35	$2,556	+155.60%
Jul 29, 2020 211d after trading	COF 15.06 sh	$66.38	$102.91	$199.26	$3,002	+200.18%
Jul 29, 2020 211d after trading	CSCO 21.41 sh	$46.71	$47.96	$118.39	$2,535	+153.46%
Jul 29, 2020 211d after trading	C 19.04 sh	$52.52	$79.89	$129.64	$2,468	+146.84%
Jul 29, 2020 211d after trading	STZ 5.51 sh	$181.61	$189.75	$122.64	$675	-32.47%
Jul 29, 2020 211d after trading	COST 3.07 sh	$326.14	$293.92	$946.92	$2,903	+190.34%
Jul 29, 2020 211d after trading	HON 6.54 sh	$152.80	$174.96	$207.73	$1,360	+35.95%
Jul 29, 2020 211d after trading	JPM 10.03 sh	$99.68	$139.40	$332.99	$3,341	+234.06%
Jul 29, 2020 211d after trading	MCHP 19.48 sh	$51.35	$52.36	$75.55	$1,471	+47.14%
Jul 29, 2020 211d after trading	MSFT 4.9 sh	$204.06	$157.70	$535.07	$2,622	+162.21%
Jul 29, 2020 211d after trading	NEE 14.21 sh	$70.36	$60.54	$77.38	$1,100	+9.98%
Jul 29, 2020 211d after trading	ROST 11.31 sh	$88.43	$116.42	$222.41	$2,515	+151.51%
Jul 29, 2020 211d after trading	SHW 4.63 sh	$215.88	$194.51	$319.36	$1,479	+47.94%
Jul 29, 2020 211d after trading	SYY 18.52 sh	$53.99	$85.54	$78.14	$1,447	+44.73%
Jul 29, 2020 211d after trading	TMO 2.44 sh	$409.26	$324.87	$658.02	$1,608	+60.78%
Jul 29, 2020 170d after trading	C 19.04 sh	$52.52	$78.48	$129.64	$2,468	+146.84%
Jul 29, 2020 133d after trading	PEP 7.25 sh	$137.93	$120.92	$125.97	$913	-8.67%
Jul 29, 2020 89d after trading	FISV 9.86 sh	$101.37	$100.25	$45.63	$450	-54.99%
Jul 29, 2020 77d after trading	CVX 11.1 sh	$90.07	$88.70	$211.98	$2,354	+135.35%

A backtest, not a forecast. Every purchase gets the same stake because filings disclose a range, not a size. It ignores their sales, dividends, fees and taxes — each of which flatters the result, and 53 purchases could not be priced and are excluded.

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Holdings, 2025

Weights are each holding's share of roughly $1.6M in stocks, funds and ETFs — bank accounts and property are left out of the denominator

Asset	Weight	Held by	Value	Income
BBUSIRA ⇒ JPMorgan BetaBuilders U.S. Equity ETF (BBUS) [EF]	11.1%		$100K – $250K	Tax-Deferred
TR 403(b) ⇒ T. Rowe Price Retirement 2025 [MF] .	11.1%	spouse	$100K – $250K	Tax-Deferred
TFIInherited Brokerage Account ⇒ State Street SPDR Nuveen ICE Municipal Bond ETF (TFI) [EF]	4.8%	spouse	$50K – $100K	Dividends
JBNDIRA ⇒ JPMorgan Active Bond ETF (JBND) [EF]	4.8%		$50K – $100K	Tax-Deferred
JCPBIRA ⇒ JPMorgan Core Plus Bond ETF (JCPB) [EF]	4.8%		$50K – $100K	Tax-Deferred
RFDTXHartford Healthcare 401k ⇒ American Funds 2025 Target Date Retirement Fd Cl R-6 (RFDTX) [MF]	2.1%	spouse	$15K – $50K	Tax-Deferred
SCHAInherited Brokerage Account ⇒ Schwab U.S. Small-Cap ETF (SCHA) [EF]	2.1%	spouse	$15K – $50K	Capital Gains, Dividends
AGGIRA ⇒ iShares Core U.S. Aggregate Bond ETF (AGG) [EF]	2.1%		$15K – $50K	Tax-Deferred
JGROIRA ⇒ J.P. Morgan Exchange-Traded Fund Trust JPMorgan Active Growth ETF (JGRO) [EF]	2.1%		$15K – $50K	Tax-Deferred
JAVAIRA ⇒ JPMorgan Active Value ETF (JAVA) [EF]	2.1%		$15K – $50K	Tax-Deferred
JEMAIRA ⇒ JPMorgan ActiveBuilders Emerging Markets Equity ETF (JEMA) [EF]	2.1%		$15K – $50K	Tax-Deferred
JGLOIRA ⇒ JPMorgan Global Select Equity ETF (JGLO) [EF]	2.1%		$15K – $50K	Tax-Deferred
JPIEIRA ⇒ JPMorgan Income ETF (JPIE) [EF]	2.1%		$15K – $50K	Tax-Deferred
JIVEIRA ⇒ JPMorgan International Value ETF (JIVE) [EF]	2.1%		$15K – $50K	Tax-Deferred
ATEYXRollover IRA ⇒ AB Sustainable Global Thematic Fund - ADV (ATEYX) [MF]	2.1%	spouse	$15K – $50K	Tax-Deferred
CGBIXRollover IRA ⇒ Calvert Green Bond Fund Class I (CGBIX) [MF]	2.1%	spouse	$15K – $50K	Tax-Deferred
CINCXRollover IRA ⇒ Calvert Income Fund Class I (CINCX) [MF]	2.1%	spouse	$15K – $50K	Tax-Deferred
AFEIXRollover IRA ⇒ Large Cap Equity Fund - I Class (AFEIX) [MF]	2.1%	spouse	$15K – $50K	Tax-Deferred
ESGYXRollover IRA ⇒ Mirova Global Megatrends Fund Class Y (ESGYX) [MF]	2.1%	spouse	$15K – $50K	Tax-Deferred
EIPTXRollover IRA ⇒ UBS Engage For Impact Fund Class P2 (EIPTX) [MF]	2.1%	spouse	$15K – $50K	Tax-Deferred
ESPTXRollover IRA ⇒ UBS International Sustainable Equity Fund Class P2 (ESPTX) [MF]	2.1%	spouse	$15K – $50K	Tax-Deferred
UDBTXRollover IRA ⇒ UBS Sustainable Development Bank Bond Fund Class P2 (UDBTX) [MF]	2.1%	spouse	$15K – $50K	Tax-Deferred
PGSYXRollover IRA ⇒ Victory Pioneer Global Equity Fund Class Y (PGSYX) [MF]	2.1%	spouse	$15K – $50K	Tax-Deferred
IEMGIRA ⇒ iShares Core MSCI Emerging Markets ETF (IEMG) [EF]	2.1%		$15K – $50K	Tax-Deferred
IVVInherited Brokerage Account ⇒ iShares Core S&P 500 ETF (IVV) [EF]	2.1%	spouse	$15K – $50K	Capital Gains, Dividends
SGOVInherited Brokerage Account ⇒ iShares 0-3 Month Treasury Bond ETF (SGOV) [EF]	0.51%	spouse	$1K – $15K	Dividends
QUALInherited Brokerage Account ⇒ iShares MSCI USA Quality Factor ETF (QUAL) [EF]	0.51%	spouse	$1K – $15K	Capital Gains, Dividends
OEFInherited Brokerage Account ⇒ iShares S&P 100 ETF (OEF) [EF]	0.51%	spouse	$1K – $15K	Dividends
SUBInherited Brokerage Account ⇒ iShares Short-Term National Muni Bond ETF (SUB) [EF]	0.51%	spouse	$1K – $15K	Dividends
SHMInherited Brokerage Account ⇒ SPDR Nuveen Bloomberg Short Term Municipal Bond ETF (SHM) [EF]	0.51%	spouse	$1K – $15K	Interest
VONGInherited Brokerage Account ⇒ Vanguard Russell 1000 Growth ETF (VONG) [EF]	0.51%	spouse	$1K – $15K	Dividends
BSVInherited Brokerage Account ⇒ Vanguard Short-Term Bond ETF (BSV) [EF]	0.51%	spouse	$1K – $15K	Dividends
BHYIXInherited IRA ⇒ BlackRock High Yield Portfolio - Institutional (BHYIX) [MF]	0.51%	spouse	$1K – $15K	Tax-Deferred
CEMIXInherited IRA ⇒ Causeway Emerging Markets Fund Insti Cl (CEMIX) [MF]	0.51%	spouse	$1K – $15K	Tax-Deferred
CPXIXInherited IRA ⇒ Cohen & Steers Preferred Securities and Income Fund Inc. Class I (CPXIX) [MF]	0.51%	spouse	$1K – $15K	Tax-Deferred
CSDIXInherited IRA ⇒ Cohen & Steers Real Estate Securities Fund, Inc. Class I (CSDIX) [MF]	0.51%	spouse	$1K – $15K	Tax-Deferred
PGXInherited IRA ⇒ Invesco Preferred ETF (PGX) [EF]	0.51%	spouse	$1K – $15K	Tax-Deferred
PXFInherited IRA ⇒ Invesco RAFI Developed Markets ex-U.S. ETF (PXF) [EF]	0.51%	spouse	$1K – $15K	Tax-Deferred
BKLNInherited IRA ⇒ Invesco Senior Loan ETF (BKLN) [EF]	0.51%	spouse	$1K – $15K	Tax-Deferred
PRFRXInherited IRA ⇒ T. Rowe Price Floating Rate Fund, Inc. (PRFRX) [MF]	0.51%	spouse	$1K – $15K	Tax-Deferred

Showing 40 of 97 disclosed assets.

Committees

What they oversee — the context a trade is read against

Bills they sponsored

Legislation introduced under their own name, newest first

HR10427EducationSep 16, 2026
MAGNET Act
Referred to the House Committee on Education and Workforce.
HR10360Armed Forces and National SecuritySep 14, 2026
Safeguarding Taxpayer Investment for Executive Airlift Act of 2026
Referred to the House Committee on Armed Services.
HR10308Transportation and Public WorksSep 8, 2026
Strengthening Coast Guard Communities Act of 2026
Referred to the House Committee on Transportation and Infrastructure.
HR9735HealthJul 16, 2026
CLINIC Assistance Act
Referred to the House Committee on Education and Workforce.
HR8925Armed Forces and National SecurityMay 20, 2026
Job Corps and Skilled Defense Workforce Act
Referred to the Committee on Armed Services, and in addition to the Committee on Education and Workforce, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
HRES1209EducationApr 23, 2026
Recognizing the significance of "Community College Month" in April as a celebration of more than 1,000 institutions throughout the United States supporting access to higher education, workforce training, and more, broadly sustaining and advancing the Nation's economic prosperity.
Referred to the House Committee on Oversight and Government Reform.
HJRES155EducationApr 9, 2026
Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Department of Education relating to "William D. Ford Federal Direct Loan (Direct Loan) Program".
Referred to the House Committee on Education and Workforce.
HR8045EducationMar 24, 2026
Student Loan Interest Elimination Act
Referred to the Committee on Education and Workforce, and in addition to the Committee on the Budget, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
HR3954HealthJun 12, 2025
Improving Access to Medicare Coverage Act of 2025
Referred to the Committee on Ways and Means, and in addition to the Committee on Energy and Commerce, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
HR3036Labor and EmploymentApr 28, 2025
Protecting America’s Workers Act
Referred to the House Committee on Education and Workforce.
HRES340EducationApr 21, 2025
Recognizing the significance of "Community College Month" in April 2025 as a celebration of the more than 1,000 community colleges throughout the United States that support access to higher education, workforce training, and more, and broadly sustain and advance the economic prosperity of the United States.
Referred to the House Committee on Oversight and Government Reform.
HR2829EducationApr 10, 2025
SERVICE Act
Referred to the House Committee on Education and Workforce.

Campaign finance

Reported to the FEC, through Jun 30, 2026

Raised

$760.4K

Spent

$508.3K

Cash on hand

$603.2K

From PACs

$433K

committee contributions

Exact figures, unlike the trade amounts on this page — campaign finance is reported to the dollar, a STOCK Act filing only ever as a bracket. Covers Joe Courtney's own campaign committee and not outside spending on their behalf.

Recent votes

What they actually did, with the date to read a trade against

Date	Measure	Question	Vote
Sep 16, 2026	S 2403	Retire through Ownership Act	Yea
Sep 16, 2026	H R 9497	Water Resources Development Act	Yea
Sep 16, 2026	H R 9340	Ratepayer Protection Act	Yea
Sep 16, 2026	H J RES 213	Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule issued by the Environmental Protection Agency relating to the “California State Nonroad Engine Pollution Control Standards; Commercial Harbor Craft Regulations; Notice of Decision”	Nay
Sep 16, 2026	H R 10326	PROOF Act	Nay
Sep 16, 2026	H R 9576	National Fraud Enforcement Division Act	Yea
Sep 16, 2026	H R 5334	An Act to amend the Internal Revenue Code of 1986 to allow early childhood educators to take the educator expense deduction, and for other purposes	Nay
Sep 15, 2026	H CON RES 93	Directing the President, pursuant to section 5(c) of the War Powers Resolution, to remove United States Armed Forces from hostilities with Iran	Yea
Sep 15, 2026	H J RES 210	Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Environmental Protection Agency relating to “California State Nonroad Engine Pollution Control Standards; Ocean-Going Vessels At-Berth; Notice of Decision”	Nay
Sep 15, 2026	H R 9500	Tax Relief for Fraud Victims Act	Yea

Most traded

By number of disclosed transactions

C3x · $24K NEE3x · $24K CVX2x · $16K COST2x · $16K AMZN2x · $40.5K COF2x · $16K ANTM2x · $16K CSCO2x · $16K

Disclosed transactions

164 in total, newest first

Asset		Amount	Traded	Filed	Note
MFC	sellReduce	$1K – $15K	Apr 5, 2022	Apr 12, 2022 7 days later	—
PBCT	sellReduce	$15K – $50K	Mar 3, 2022	Apr 12, 2022 40 days later	—
A I C best of my knowledge and belief. …	sellReduce	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
VOO	buyspouseOpen	$15K – $50K	Oct 16, 2020	Nov 16, 2020 31 days later	—
VWO	buyspouseOpen	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
VEA	buyspouseOpen	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
Templeton Developing Markets TrustF S L…	buyspouseOpen	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
T Rowe Price blue Chip growthF S LOCATI…	sellspouseReduce	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
SPTM	sellspouseReduce	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
Pimco FDS Income InstitutionalF S LOCAT…	sellspouseReduce	$15K – $50K	Oct 16, 2020	Nov 16, 2020 31 days later	—
Loomis Sayles Senior Float RateF S LOCA…	sellspouseReduce	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
JP Morgan Mortgage backed SecuritiesF S…	buyspouseOpen	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
iShares U.S. Treasury bond ETF (gOVT)F …	buyspouseOpen	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
goldman Sachs International Equity Insi…	buyspouseOpen	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
Franklin Small Cap Value FundF S LOCATI…	buyspouseOpen	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
Franklin Small Cap growth FundF S LOCAT…	buyspouseOpen	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
FLQL	buyspouseOpen	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
Franklin Liberty U.S. Core bond ETF (FL…	buyspouseOpen	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
FLCO	buyspouseOpen	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
Franklin International growth Advisor C…	buyspouseOpen	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
Franklin growth Fund AdvantageF S LOCAT…	buyspouseOpen	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
Federated MDT Small Cap growthF S LOCAT…	sellspouseReduce	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
AAPL	sellspouseReduce	$1K – $15K	Oct 16, 2020	Nov 16, 2020 31 days later	—
XSOE	buyOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
PUTW	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
WCM Focused Int'l growthF S LOCATION: U…	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
VTI	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
Vanguard Div Appreciation ETF (VIg)F S …	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
SRLN	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
Rivernorth Funds Doubleline Strategic I…	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
Pimco Municipal Bond Fund - PMUPXF S LO…	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
Pimco Investments Income Inst'lF S LOCA…	sellspouseReduce	$15K – $50K	Oct 9, 2020	Nov 6, 2020 28 days later	—
NTDOY	sellspouseReduce	$15K – $50K	Oct 9, 2020	Nov 6, 2020 28 days later	—
IHI	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
VLUE	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
USMV	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
iShares MSCI EAFE growth ETF (EFg)F S U…	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
IDV	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
iShares ESg Aware MSCI USA ETF (ESgU)F …	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
IJR	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
IVV	buyspouseOpen	$15K – $50K	Oct 9, 2020	Nov 6, 2020 28 days later	—
IEFA	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
IEF	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
TLT	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
Hartford Core Equity Fund - HgIIXF S LO…	buyspouseOpen	$15K – $50K	Oct 9, 2020	Nov 6, 2020 28 days later	—
goldman Sachs Dynamic Muni Income Fund	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
DIV	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
F	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
ET	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
EVV	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
Blackrock Technologies Opportunity Fund…	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
Blackrock National Municipal Fund - MAN…	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
Blackrock High Yield Municipal Fund - M…	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
Blackrock Emerging Markets Fund - MADCX…	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
DSU	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
BTZ	sellspouseReduce	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
Blackrock Advantage Large Cap - MALRXF …	buyspouseOpen	$1K – $15K	Oct 9, 2020	Nov 6, 2020 28 days later	—
BABA	sellspouseReduce	$15K – $50K	Oct 9, 2020	Nov 6, 2020 28 days later	—
ZTS	sellReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
Walt disney Company (dIS)F S ubHOldINg …	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
WMT	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
V	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
Vanguard Total International bondF S l …	buyspouseOpen	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
union Pacific Corporation (uNP)F S ubHO…	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
TFC	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
TIAA-CREF Impact bondF S l d ubHOldINg …	buyspouseOpen	$15K – $50K	Aug 7, 2020	Aug 27, 2020 20 days later	—
TIAA-CREF Core Impact bondF S l d ubHOl…	buyspouseOpen	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
TMO	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
SPdR bloomberg barclays 1-3 month T-bil…	buyspouseOpen	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
SHW	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
ROST	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
Prologis, Inc. (Pld)F S ubHOldINg IlINg…	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
Pimco Income FundF S ubHOldINg IlINg S …	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
PEP	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
Nuveen ESg large Cap ValueF S l d ubHOl…	buyspouseOpen	$15K – $50K	Aug 7, 2020	Aug 27, 2020 20 days later	—
NEE	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
MSFT	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
MCHP	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
lockheed Martin Corporation (lMT)F S ub…	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
Keurig dr Pepper Inc. (KdP)F S ubHOldIN…	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
JPM	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
IShares uS Treasury bondF S l d ubHOldI…	buyspouseOpen	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
IShares Trust MSCI EAFE ESg OptimizedF …	buyspouseOpen	$15K – $50K	Aug 7, 2020	Aug 27, 2020 20 days later	—
IShares MSCI EM ESg OptimizedF S l d ub…	buyspouseOpen	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
ISH uSd High Yield Corporate bondF S l …	buyspouseOpen	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
HON	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
Home depot, Inc. (Hd)F S ubHOldINg IlIN…	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
Hilton Worldwide Holdings Inc. (HlT)F S…	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
guggenheim Total Return	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
FISV	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
Fidelity Advisor Total bondF S l d ubHO…	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
delaware Small Cap Core FundF S l d ubH…	buyspouseOpen	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
delaware Small Cap CoreF S l d ubHOldIN…	buyspouseOpen	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
delaware Corporate bondF S l d ubHOldIN…	buyspouseOpen	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
delaware Corporate bondF S l d ubHOldIN…	buyspouseOpen	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
danaher Corporation (dHR)F S ubHOldINg …	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
CRA Qualified Investment FundF S l ubHO…	buyspouseOpen	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
CRA Qualified Investment FundF S l d ub…	buyspouseOpen	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
COST	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—
STZ	sellspouseReduce	$1K – $15K	Aug 7, 2020	Aug 27, 2020 20 days later	—

Source: the original filing