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Roger W. Marshall
Congressional disclosures describe the filer and reportable household transactions, with amounts in ranges.
Source last checked 2026-10-12 01:31 UTC. Reporting dates appear with the records.
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Congressional transactions
Showing 100 of 152 disclosed transactions. Amounts are reported ranges; family ownership stays attributed.
| Asset | Action | Amount range | Date |
|---|---|---|---|
| SNEdependent | sell | $1K – $15K | 2020-09-15 |
| ROKUdependent | sell | $1K – $15K | 2020-09-15 |
| MSFTdependent | sell | $1K – $15K | 2020-09-15 |
| INTCdependent | sell | $1K – $15K | 2020-09-15 |
| ROKUdependent | buy | $1K – $15K | 2020-09-04 |
| MSFTdependent | buy | $1K – $15K | 2020-09-03 |
| INTCdependent | buy | $1K – $15K | 2020-09-02 |
| SNEself | buy | $1K – $15K | 2020-08-31 |
| SNEdependent | buy | $1K – $15K | 2020-08-31 |
| a i c best of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Act. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD SSet Mutual Funds (Owner: DC) LOCATION: US Mutual Funds ⇒ Scottrade (Owner: DC) c P m l k j i No DC laSS ublic D o etailS Hon. Roger W. Marshall , 07/02/2020 Alibaba group Holding Limited American Depositary Shares each representing eight Ordinary share (bAbA) [ST] F S UbHOLDINg ILINg fferingS S STATUS: New ignature OF: Mutual Funds > Scottradeself | sell | $1K – $15K | 2020-06-09 |
| ROKUdependent | buy | $1K – $15K | 2020-05-19 |
| alibaba group Holding Limited american Depositary Shares each representing eight Ordinary share (baba) [ST] F S UbHOLDINg ILINg S TaTUS OF: Mutual Funds > Scottrade : Newdependent | sell | $1K – $15K | 2020-05-12 |
| advanced Micro Devices, Inc. (aMD) [ST] F S UbHOLDINg ILINg S TaTUS OF: Mutual Funds > Scottrade : Newdependent | sell | $1K – $15K | 2020-05-12 |
| YETIself | sell | $1K – $15K | 2020-05-07 |
| gilead Sciences, Inc. (gILD) [ST] F S UbHOLDINg ILINg S TaTUS OF: Mutual Funds > Scottrade : Newdependent | buy | $1K – $15K | 2020-05-07 |
| DISdependent | buy | $1K – $15K | 2020-05-05 |
| gilead Sciences, Inc. (gILD) [ST] F S UbHOLDINg ILINg S TaTUS OF: Mutual Funds > Scottrade : Newdependent | buy | $1K – $15K | 2020-05-05 |
| YETIdependent | buy | $1K – $15K | 2020-05-04 |
| gilead Sciences, Inc. (gILD) [ST]dependent | buy | $1K – $15K | 2020-05-04 |
| alibaba group Holding Limited american Depositary Shares each representing eight Ordinary share (baba) [ST] F S UbHOLDINg ILINg S TaTUS OF: Mutual Funds > Scottrade : Newdependent | buy | $1K – $15K | 2020-05-04 |
| advanced Micro Devices, Inc. (aMD) [ST] F S UbHOLDINg ILINg S TaTUS OF: Mutual Funds > Scottrade : Newdependent | buy | $1K – $15K | 2020-05-04 |
| YETIself | sell | $1K – $15K | 2019-12-12 |
| apple Inc. (aaPl) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2019-12-06 |
| apple Inc. (aaPl) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2019-12-06 |
| alibaba group Holding limited american Depositary shares each representing eight Ordinary share (BaBa) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2019-12-05 |
| apple Inc. (aaPl) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2019-12-03 |
| alibaba group Holding limited american Depositary shares each representing eight Ordinary share (BaBa) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2019-12-03 |
| apple Inc. (aaPl) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2019-12-02 |
| amazon.com, Inc. (aMZN) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2019-11-27 |
| Micron Technology, Inc. (Mu) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2019-11-15 |
| amazon.com, Inc. (aMZN) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2019-11-15 |
| Micron Technology, Inc. (Mu) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2019-11-11 |
| Celestica, Inc. (Cls) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2019-11-06 |
| YETIdependent | buy | $1K – $15K | 2019-11-06 |
| Netflix, Inc. (NFlX) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2019-10-31 |
| Netflix, Inc. (NFlX) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2019-10-28 |
| Celestica, Inc. (Cls) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2019-10-28 |
| i c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No DC ublic o Hon. Roger W. Marshall , 04/11/2019 NVIDIa Corporation (NVDa) [sT] F IlINg fferingS S s TaTus ignature : Newself | sell | $1K – $15K | 2019-03-21 |
| i c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No DC ublic o Hon. Roger W. Marshall , 12/06/2018 Tesla, Inc. (Tsla) [sT] F D IlINg EsCRIPTIoN fferingS S s TaTus ignature : DC#2 : Newself | sell | $1K – $15K | 2018-11-07 |
| Tesla, Inc. (Tsla) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | buy | $1K – $15K | 2018-11-05 |
| i c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No DC ublic o Hon. Roger W. Marshall , 11/02/2018 alibaba group Holding limited american Depositary shares each representing one ordinary share (BaBa) [sT] F D IlINg EsCRIPTIoN fferingS S s TaTus ignature : DC#2 : Newself | sell | $1K – $15K | 2018-10-10 |
| a i c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD SSet Stock in Private Corporation L oCaTIoN c P m l k j i No laSS ublic : US D o etailS Hon. Roger W. Marshall , 08/28/2019 Ionics Life Sciences [PS] F S L D UbHoLDINg ILINg oCaTIoN ESCRIPTIoN fferingS S S TaTUS ignature : US o : Subscription agreement in Ionics Life Sciences : New F : Stock in Private Corporationself | buy | $100K – $250K | 2018-10-01 |
| i c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No DC ublic o Hon. Roger W. Marshall , 10/01/2018 alibaba group Holding limited american Depositary shares each representing one ordinary share (BaBa) [sT] F D IlINg EsCRIPTIoN fferingS S s TaTus ignature : DC#2 : Newself | sell | $1K – $15K | 2018-09-05 |
| alibaba group Holding limited american Depositary shares each representing one ordinary share (BaBa) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | buy | $1K – $15K | 2018-08-27 |
| i * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial P m l k j i No DC ublic o Microsoft Corporation (MsFT) [sT] F D IlINg EsCRIPTIoN fferingS s TaTus : DC#2 : Newself | sell | $15K – $50K | 2018-08-27 |
| Microsoft Corporation (MsFT) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | buy | $1K – $15K | 2018-08-22 |
| apple Inc. (aaPl) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | sell | $1K – $15K | 2018-08-21 |
| Microsoft Corporation (MsFT) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | buy | $1K – $15K | 2018-08-07 |
| apple Inc. (aaPl) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | buy | $1K – $15K | 2018-08-07 |
| Tesla, Inc. (Tsla) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2018-08-07 |
| amazon.com, Inc. (aMZN) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | sell | $1K – $15K | 2018-08-07 |
| Tesla, Inc. (Tsla) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | sell | $1K – $15K | 2018-08-03 |
| amazon.com, Inc. (aMZN) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | buy | $1K – $15K | 2018-08-03 |
| Tesla, Inc. (Tsla) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | buy | $1K – $15K | 2018-07-24 |
| NVIDIa Corporation (NVDa) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | sell | $1K – $15K | 2018-07-24 |
| YTENdependent | sell | $1K – $15K | 2018-03-14 |
| Tesla, Inc. (Tsla) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | buy | $1K – $15K | 2017-11-07 |
| NVIDIa Corporation (NVDa) [sT]dependent | buy | $1K – $15K | 2017-11-07 |
| Pareteum Corporation (TEuM) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2017-10-30 |
| advanced Micro Devices, Inc. (aMD) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2017-10-30 |
| advanced Micro Devices, Inc. (aMD) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2017-10-27 |
| BONTdependent | sell | $1K – $15K | 2017-10-25 |
| atossa genetics Inc. (aTOs) [sT] F C IlINg OMMENTs s TaTus : Entire asset sold 10/30/2017, sale did not meet reporting threshold & there were no reportable capitol gains. : Newdependent | buy | $1K – $15K | 2017-10-25 |
| Pareteum Corporation (TEuM) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2017-10-23 |
| DXTRdependent | sell | $1K – $15K | 2017-10-23 |
| TRXCdependent | sell | $1K – $15K | 2017-10-17 |
| TRXCdependent | buy | $1K – $15K | 2017-10-17 |
| NEOTdependent | sell | $1K – $15K | 2017-10-17 |
| NEOTdependent | buy | $1K – $15K | 2017-10-17 |
| RCONdependent | sell | $1K – $15K | 2017-10-16 |
| RCONdependent | buy | $1K – $15K | 2017-10-16 |
| Chipotle Mexican grill, Inc. (CMg) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2017-10-16 |
| NETEdependent | sell | $1K – $15K | 2017-10-13 |
| leading Brands Inc - Common shares (lBIX) [sT] F C IlINg OMMENTs s TaTus : asset purchased 10/13/2017, purchase did not meet reporting threshold. : Newdependent | sell | $1K – $15K | 2017-10-13 |
| Rosetta genomics ltd. - ordinarydependent | buy | $1K – $15K | 2017-10-12 |
| INFIdependent | buy | $1K – $15K | 2017-10-12 |
| OTICdependent | sell | $1K – $15K | 2017-10-09 |
| lululemon athletica inc. (lulu) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2017-10-09 |
| DXTRdependent | buy | $1K – $15K | 2017-10-01 |
| Roku, Inc. - Class a (ROKu) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2017-09-28 |
| Roku, Inc. - Class a (ROKu) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2017-09-28 |
| ITEKdependent | sell | $1K – $15K | 2017-09-13 |
| ITEKdependent | buy | $1K – $15K | 2017-09-13 |
| Xdependent | sell | $1K – $15K | 2017-09-05 |
| lululemon athletica inc. (lulu) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2017-09-05 |
| Chipotle Mexican grill, Inc. (CMg) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2017-08-28 |
| TWTRdependent | sell | $1K – $15K | 2017-08-25 |
| RTNBdependent | sell | $1K – $15K | 2017-08-25 |
| RTNBdependent | buy | $1K – $15K | 2017-08-24 |
| snap Inc. Class a (sNaP) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | sell | $1K – $15K | 2017-08-22 |
| Netflix, Inc. (NFlX) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | sell | $1K – $15K | 2017-08-22 |
| Netflix, Inc. (NFlX) [sT] F D IlINg EsCRIPTIoN s TaTus : DC#2 : Newdependent | buy | $1K – $15K | 2017-08-22 |
| appliance Recycling Centers of america, Inc. (aRCI) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2017-08-21 |
| appliance Recycling Centers of america, Inc. (aRCI) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2017-08-21 |
| CYTRdependent | buy | $1K – $15K | 2017-07-31 |
| Capricor Therapeutics, Inc. (CaPR) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2017-07-27 |
| Capricor Therapeutics, Inc. (CaPR)dependent | buy | $1K – $15K | 2017-07-27 |
| Tearlab Corporation (TEaR) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2017-07-21 |
| Tearlab Corporation (TEaR) [sT] F IlINg s TaTus : Newdependent | buy | $1K – $15K | 2017-07-21 |
| aEterna Zentaris Inc. (aEZs) [sT] F IlINg s TaTus : Newdependent | sell | $1K – $15K | 2017-07-20 |