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Dave Trott
Congressional disclosures describe the filer and reportable household transactions, with amounts in ranges.
Source last checked 2026-10-12 01:31 UTC. Reporting dates appear with the records.
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Congressional transactions
Showing 100 of 329 disclosed transactions. Amounts are reported ranges; family ownership stays attributed.
| Asset | Action | Amount range | Date |
|---|---|---|---|
| WooDHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN -self | buy | $15K – $50K | 2019-01-03 |
| PUT/XSP @ 262 EXP 01/04/2019 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $50K – $100K | 2019-01-03 |
| PUT/XSP @ 235 EXP 02/22/2019 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $1K – $15K | 2019-01-03 |
| NEW MEXICo ST go 5% 03/01/25 MS - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $250K – $500K | 2019-01-03 |
| BRIgHToN MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BoND [gS] F ILINg STATUS: Newself | buy | $15K – $50K | 2019-01-03 |
| CALEDoNIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND [gS] F ILINg STATUS: Newself | buy | $15K – $50K | 2018-12-28 |
| PUT/XSP @ 266 EXP 12/28/2018 - CBoE MINI SPX INDEX [oT] F ILINg STATUS: Newself | buy | $50K – $100K | 2018-12-26 |
| PUT/XSP @ 225 EXP 02/01/2019 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $1K – $15K | 2018-12-26 |
| CITIgRoUP INC. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 01/31/2020 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note. F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $100K – $250K | 2018-12-21 |
| VLPself | sell | $1K – $15K | 2018-12-20 |
| VLPself | sell | $1K – $15K | 2018-12-19 |
| CRSWL&LXNgT MI CMN SCH go 5.0000% 05/01/23 MN - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $250K – $500K | 2018-12-19 |
| VLPself | sell | $1K – $15K | 2018-12-18 |
| SHLXself | buy | $1K – $15K | 2018-12-18 |
| RoSEVILLE MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $500K – $1M | 2018-12-18 |
| PUT/XSP @ 268 EXP 12/21/2018 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $15K – $50K | 2018-12-18 |
| PUT/XSP @ 240 EXP 02/15/2019 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $1K – $15K | 2018-12-18 |
| MICHIgAN ST FoR ISSUES DTD go 5.0000% 12/01/22 JD - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $250K – $500K | 2018-12-18 |
| VLPself | sell | $1K – $15K | 2018-12-17 |
| Plains group Holdings, L.P. Class A Shares representing limited partner interests (PAgP) [ST] F ILINg STATUS: Newself | buy | $15K – $50K | 2018-12-17 |
| MPLXself | buy | $15K – $50K | 2018-12-17 |
| goldman Sachs Renewable Power LLC [oL] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : New York, NY, US o : LLC taxed as a Corporation. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $100K – $250K | 2018-12-17 |
| VLPself | sell | $1K – $15K | 2018-12-14 |
| VLPself | sell | $1K – $15K | 2018-12-13 |
| PUT/XSP @ 250 EXP 01/25/2019 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $1K – $15K | 2018-12-13 |
| VLPself | sell | $1K – $15K | 2018-12-12 |
| EQgP Holdings, LP Common Units representing limited partner interests (EQgP) [ST] F D ILINg ESCRIPTIoN STATUS: New : Publicly Traded Master Limited Partnership Interest.self | sell | $15K – $50K | 2018-12-12 |
| VLPself | sell | $1K – $15K | 2018-12-11 |
| VLPself | sell | $1K – $15K | 2018-12-10 |
| VLPself | sell | $1K – $15K | 2018-12-07 |
| WMBself | sell | $100K – $250K | 2018-12-06 |
| VLPself | sell | $1K – $15K | 2018-12-06 |
| TRPself | sell | $15K – $50K | 2018-12-06 |
| Targa Resources, Inc. (TRgP) [ST] F D ILINg ESCRIPTIoN STATUS: New : Publicly Traded Master Limited Partnership Interest.self | buy | $50K – $100K | 2018-12-06 |
| SHLXself | buy | $15K – $50K | 2018-12-06 |
| PAAself | buy | $1K – $15K | 2018-12-06 |
| AMJself | buy | $100K – $250K | 2018-12-06 |
| ETself | buy | $15K – $50K | 2018-12-06 |
| Antero Midstream gP LP Common Shares of Beneficial Interests (AMgP) [ST] F ILINg STATUS: Newself | sell | $15K – $50K | 2018-12-06 |
| VLPself | sell | $1K – $15K | 2018-12-04 |
| PUT/XSP @ 262 EXP 01/04/2019 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $1K – $15K | 2018-12-04 |
| EQgP Holdings, LP Common Units representing limited partner interests (EQgP) [ST] F D ILINg ESCRIPTIoN STATUS: New : Publicly Traded Master Limited Partnership Interest.self | sell | $1K – $15K | 2018-12-04 |
| VLPself | sell | $1K – $15K | 2018-12-03 |
| EQgP Holdings, LP Common Units representing limited partner interests (EQgP) [ST] F D ILINg ESCRIPTIoN STATUS: New : Publicly Traded Master Limited Partnership Interest.self | sell | $1K – $15K | 2018-12-03 |
| EQgP Holdings, LP Common Units representing limited partner interests (EQgP) [ST] F D ILINg ESCRIPTIoN STATUS: New : Publicly Traded Master Limited Partnership Interest.self | sell | $1K – $15K | 2018-11-30 |
| JPMoRgAN CHASE & Co. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED Wself | buy | $100K – $250K | 2018-11-27 |
| VLPself | sell | $1K – $15K | 2018-11-20 |
| PUT/XSP @ 281 EXP 11/23/2018 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $15K – $50K | 2018-11-20 |
| PUT/XSP @ 258 EXP 12/14/2018 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $1K – $15K | 2018-11-20 |
| JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 0% STRUCTURED NoTE DUE 01/22/2021 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note. F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $50K – $100K | 2018-11-20 |
| VLPself | sell | $1K – $15K | 2018-11-14 |
| PUT/XSP @ 279 EXP 11/16/2018 - CBoE MINI SPX INDEX [oT] F S UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $15K – $50K | 2018-11-14 |
| PUT/XSP @ 266 EXP 12/28/2018 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $15K – $50K | 2018-11-14 |
| BoFA FINANCE LLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 0% STRUCTURED NoTE DUE 10/27/2020 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $250K – $500K | 2018-11-14 |
| THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 11/25/2020 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note. F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $50K – $100K | 2018-11-07 |
| JENISoN MICH PUB SCHS go 5% 05/01/23 MN - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $100K – $250K | 2018-11-06 |
| JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 04/22/2020 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $50K – $100K | 2018-11-01 |
| ETself | buy | $1K – $15K | 2018-11-01 |
| PUT/XSP @ 286 EXP 11/02/2018 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $50K – $100K | 2018-10-30 |
| PUT/XSP @ 255 EXP 12/07/2018 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $1K – $15K | 2018-10-30 |
| MICHIgAN FIN AUTH REV REVself | sell | Not specified | 2018-10-24 |
| KALAMAZoo MICH PUB SCHS go 5% 05/01/21 MN - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $250K – $500K | 2018-10-24 |
| gRAND RAPIDS MICH CMNTY go 5% 05/01/20 MN - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $100K – $250K | 2018-10-24 |
| CoNN ST go 5% 06/01/22 JD - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $250K – $500K | 2018-10-24 |
| VLPself | sell | $1K – $15K | 2018-10-23 |
| PUT/XSP @ 283 EXP 10/26/2018 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $15K – $50K | 2018-10-23 |
| PUT/XSP @ 260 EXP 01/18/2019 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $15K – $50K | 2018-10-23 |
| EQMself | buy | $1K – $15K | 2018-10-23 |
| CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 11/20/2019 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $50K – $100K | 2018-10-23 |
| PLYMoUTH-CANToN MICH CMNTY SCH go 5% 05/01/23 MN - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC UBHoLDINg ILINg STATUS: New o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $100K – $250K | 2018-10-22 |
| ETPself | buy | $100K – $250K | 2018-10-19 |
| ETself | buy | $100K – $250K | 2018-10-19 |
| THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 10/21/2020 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $100K – $250K | 2018-10-18 |
| JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 11/20/2019 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $100K – $250K | 2018-10-18 |
| JACKSoNVILLE FLA SPL REV REV 5% 10/01/25 Ao - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC UBHoLDINg ILINg STATUS: New o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $100K – $250K | 2018-10-18 |
| CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 08/20/2020 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $100K – $250K | 2018-10-18 |
| CITIgRoUP INC. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 04/22/2020 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $100K – $250K | 2018-10-18 |
| CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500self | buy | $100K – $250K | 2018-10-18 |
| BoFA FINANCE LLC LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 01/23/2020 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $100K – $250K | 2018-10-18 |
| PUT/XSP @ 276 EXP 10/19/2018 - CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $1K – $15K | 2018-10-17 |
| PUT/XSP @ 268 EXP 12/21/2018- CBoE MINI SPX INDEX [oT] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L D UBHoLDINg ILINg oCATIoN ESCRIPTIoN STATUS: New : US o : Not part of a compensation plan; Not held in an ESoP. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $1K – $15K | 2018-10-17 |
| MATTAWAN MICH CoNS SCH DIST go 5% 05/01/25 MN - MUNI BoND [gS] F ILINg STATUS: Newself | buy | $50K – $100K | 2018-10-17 |
| UBS Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 06/18/2020 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note. F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $50K – $100K | 2018-10-16 |
| ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2901.52 STRUCTURED NoTE DUE 06/03/2020 [CS]self | sell | $250K – $500K | 2018-10-16 |
| SoCIETE gENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 07/11/2019 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $100K – $250K | 2018-10-16 |
| CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/13/2020 [CS] F S UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $50K – $100K | 2018-10-16 |
| CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 05/28/2020 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $250K – $500K | 2018-10-16 |
| BNP PARIBAS LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 09/11/2020 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note. F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $50K – $100K | 2018-10-09 |
| CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/13/2020 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note. F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $250K – $500K | 2018-10-05 |
| CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 02/20/2020 [CS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D UBHoLDINg ILINg ESCRIPTIoN STATUS: New o : Structured Note. F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $50K – $100K | 2018-10-05 |
| PUT/XSP @ 281 EXP 11/23/2018 -self | sell | $1K – $15K | 2018-10-04 |
| MADISoN WIS go 4% 10/01/25 Ao - MUNI BoND [gS] F ILINg STATUS: Newself | buy | $50K – $100K | 2018-10-04 |
| HASLETT MICH PUB SCH DIST go 5% 05/01/26 MN - MUNI BoND [gS] F ILINg STATUS: Newself | buy | $100K – $250K | 2018-10-04 |
| UNIVERSITY MICH UNIV REVS REV 5% 04/01/23 Ao - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $500K – $1M | 2018-10-03 |
| DoWAgIAC MICH UN SCH DIST go 4% 05/01/23 MN - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $250K – $500K | 2018-10-01 |
| WARREN WooDS MICH PUB SCHS go 5.0000% 05/01/24 MN - MUNI BoND [gS] F ILINg STATUS: Newself | sell | $50K – $100K | 2018-09-28 |
| SPARTA MICH AREA SCHS go 4% 05/01/24 MN - MUNI BoND [gS] F ILINg STATUS: Newself | sell | $100K – $250K | 2018-09-28 |
| MASSACHUSETTS ST go 5% 11/01/24 MN - MUNI BoND [gS] F ILINg STATUS: Newself | sell | $15K – $50K | 2018-09-28 |
| VA ST PUB SCH AUTH SCH FINg REV 5% 08/01/23 FA - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | sell | $250K – $500K | 2018-09-27 |
| SoUTH WASHINgToN CNTY INDPT go 5% 02/01/24 FA - MUNI BoND [gS] F S THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBHoLDINg ILINg STATUS: New o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES ANDself | buy | $1M – $5M | 2018-09-27 |