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Carolyn Maloney
Congressional disclosures describe the filer and reportable household transactions, with amounts in ranges.
Source last checked 2026-10-12 01:31 UTC. Reporting dates appear with the records.
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Congressional transactions
Showing 100 of 140 disclosed transactions. Amounts are reported ranges; family ownership stays attributed.
| Asset | Action | Amount range | Date |
|---|---|---|---|
| ORANGETOWN NY PUB IMPT BDS 2022 G/O LTD TAX B/E [GS] F S: New D: ORANGETOWN NY PUB IMPT BDS 2022 G/O LTD TAX B/E, COUPON 4.00%, DUE 06-15-23, CUSIP 685491E32 Hon. Carolyn B. Maloney , 07/19/2022self | buy | $15K – $50K | 2022-06-08 |
| i c best of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Act. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No ublic o Hon. Carolyn B. Maloney , 03/17/2022 NEW YORK NY CITY MUN FIN ATH W&S SYS REV 2ND GEN RESLUTN FISCAL 13 DD OID [GS] FILING STATUS: New DESCRIPTION: NEW YORK NY CITY MUN FIN ATH W&S SYS REV 2ND GEN RESLUTN FISCAL 13 DD OID, COUPON 3.125%. DUE 06-15-2027, CUSIP 64972GBU7 fferingS S ignatureself | buy | $15K – $50K | 2022-02-16 |
| i c best of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Act. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No ublic o Hon. Carolyn B. Maloney , 02/18/2022 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS 2ND GEN RSLTN EE REV B/E [GS] FILING STATUS: New DESCRIPTION: NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS 2ND GEN RSLTN EE REV B/E, COUPON 3.50%,DUE 06-15-40, CUSIP 64972GRB2 fferingS S ignatureself | buy | $15K – $50K | 2022-01-05 |
| i c best of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Act. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No ublic o Hon. Carolyn B. Maloney , 12/18/2021 ITHACA CITY NY PUB IMPT G/O LTD B/E OID [GS] FILING STATUS: New DESCRIPTION: ITHACA CITY NY PUB IMPT G/O LTD B/E OID, COUPON 3.00%, DUE 02-15-2039, CUSIP 465650WC9 fferingS S ignatureself | buy | $15K – $50K | 2021-11-08 |
| PORT AUTH NY & NJ RFDG AMT CONS ONE HUNDRED NINETY SEVENTH SER REV [GS] F IlING STATUS: Newself | buy | $15K – $50K | 2021-09-30 |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS SCD GEN RSlTN SUBSER CC1 REV [GS] F DESCRIPTION: NEW YORK NY CITY MUN WTR FIN AUTH WTR &k SWR SYS SCD GEN RSlTN SUBSER CC1 REV, COUPON 5.25%, DUE 06-15-2037, CUSIP 64972GKl7 IlING STATUS: Newself | buy | $15K – $50K | 2021-09-29 |
| New York NY CITY MUN WTR FIN AUTH WTR & SWR RFDG FISl 2016 SER A B/E [GS] F DESCRIPTION: NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS RFDG FISl 2016 SER A B/E, COUPON 4.50%, DUE 06-15-2032, CUSIP 64972GJZ8 IlING STATUS: Newself | buy | $15K – $50K | 2021-09-21 |
| FIDElITY FUNDS FIDElITY TREASURIES ONlY [GS] F DESCRIPTION: SAlE OF $300,000 FIDElITY FUNDS FIDElITY TREASURIES ONlY, FRSXX IlING STATUS: Newself | sell | $250K – $500K | 2020-06-04 |
| FIDElITY FUNDS FIDElITY TREASURIES ONlY [GS] F DESCRIPTION: SAlE OF $100,000 FIDElITY FUNDS FIDElITY TREASURIES ONlY, FRSXX IlING STATUS: Newself | sell | $50K – $100K | 2020-06-02 |
| i c best of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Act. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No ublic o Hon. Carolyn B. Maloney , 07/31/2020 FIDELITY FUNDS FEDERAL TREASURY ONLY MUTUAL FUND [gS] F DESCRIPTION: PARTIAL SALE OF FIDELITY FUNDS - FEDERAL TREASURY ONLY, OPEN END MUTUAL FUND, SYMBOL FRSXX ILINg fferingS S STATUS: New ignatureself | sell | $50K – $100K | 2020-05-20 |
| i c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No ublic o FIDELITY FUNDS - FIDELITY TREASURY ONLY [gS] F DESCRIPTION: FIDELITY FUNDS-FIDELITY TREASURY ONLY Hon. Carolyn B. Maloney , 02/19/2020 ILINg fferingS S STATUS: New ignatureself | buy | $500K – $1M | 2020-01-09 |
| NEW YORK ST DORM AUTH SLS TAX REV ST SPPRTD DEBT BDS 2013A B/E UNREF [GS] FILING STATUS: New DESCRIPTION: NEW YORK ST DORM AUTH SLS TAX REV ST SPPRTD DEBT BDS 2013A B/E UNREF. COUPON 5.00%, DUE 03/15/2043, CUSIP 64990APN9self | sell | $15K – $50K | 2019-10-15 |
| NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED SER A B/E [GS] FILING STATUS: New DESCRIPTION: NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED SER A B/E, COUPON 5.00%, DUE 03/15/2043, CUSIP 64990ABF1self | buy | $15K – $50K | 2019-10-15 |
| i c g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No ublic o NORTH HEMPSTEAD NY PUB IMPT BDS 2019 B G/O LTD B/E [GS] FILING STATUS: New DESCRIPTION: NORTH HEMPSTEAD NY PUB IMPT BDS 2019 B G/O LTD B/E. COUPON 2.50%, DUE 09/15/2036, CUSIP 659666D24 fferingS S ignatureself | buy | $15K – $50K | 2019-10-04 |
| i c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No ublic o Hon. Carolyn B. Maloney , 11/15/2019 BRONXVILLE NY UN FREE SCH DIST BDS 2019 G/O UNLTD B/E [GS] FILING S DESCRIPTION: BRONXVILLE NY UN FREE SCH DIST BDS 2019 G/O UNLTD B/E, COUPON 2.25%, DUE 09-15-2034, CUSIP 112439LJ1 fferingS S TaTUS ignature : Newself | buy | $15K – $50K | 2019-09-19 |
| EAST QUOGUE NY UN FREE S/D SUFFOLK CNTY G/O LTD B/E ST AID WITHHLDG [GS] FILING STATUS: New DESCRIPTION: EAST QUOGUE NY UN FREE S/D SUFFOLK CNTY G/O LTD B/E ST AID WITHHLDG, COUPON 3.00%, DUE 06-15-2035, CUSIP 274667CX0self | buy | $15K – $50K | 2019-06-13 |
| I C best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n NITIAl erTIfICATION AND P m l k j i No ublIC O Hon. Carolyn B. Maloney , 08/14/2019 fferINGS S SARATOGA SPRINGS NY PUB IMPT SERIAL BDS 2019 G/O LTD B/E B/Q [GS] FILING STATUS: New DESCRIPTION: SARATOGA SPRINGS NY PUB IMPT SERIAL BDS 2019 G/O LTD B/E B/Q, COUPON 2.75%, DUE 06- 15-2036, CUSIP 803531ZM7 IGNATure https://fd.house.gov/reference/asset-type-codes.aspx https://fd.house.gov/reference/asset-type-codes.aspxself | buy | $15K – $50K | 2019-06-06 |
| i c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No ublic o Hon. Carolyn B. Maloney , 05/16/2019 NEW YORK ST DORM AUTH ST PERS INCOME TAX REV FOR SER C GRP C PRIOR TO [GS] F DESCRIPTION: NEW YORK ST DORM AUTH ST PERS INCOME TAX REV FOR SER C GRP C PRIOR TO, COUPON 5.00%, DUE 03-15-2036, CUSIP 64990EQX8 IlING fferingS S STATUS: New ignatureself | buy | $15K – $50K | 2019-04-25 |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT 12 SEE 649906TD [GS] F DESCRIPTION: NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT 12 SEE 649906TD, COUPON 5.00%, DUE 07-01-2043, CUSIP 6499077A4 IlING STATUS: Newself | buy | $15K – $50K | 2019-01-14 |
| i c g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No ublic o PORT AUTH NY & NJ CONS ONE HUNDRED EIGHTY FOURTH DB B\E [GS] F DESCRIPTION: PORT AUTH NY & NJ CONS ONE HUNDRED EIGHTY FOURTH DB B\E, COUPON 5.00%, DUE 09-01- 2036,CUSIP 73358WTD6 IlING fferingS S STATUS: New ignatureself | buy | $15K – $50K | 2019-01-07 |
| NEW YORK ST DORM AUTH SAlES TAX REV ST SUPPORTED SER A B\E [GS] F DESCRIPTION: NEW YORK ST DORM AUTH SAlES TAX REV STS SUPPORTED SER A B\E, COUPON 5.00%, DUE 03-15- 2043,CUSIP 64990ABF1 IlING STATUS: Newself | buy | $15K – $50K | 2019-01-02 |
| i c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No ublic o Hon. Carolyn B. Maloney , 01/18/2019 SUFFOLK CNTY NY WTR AUTH WTRWKS REV SER A B/E [gS] F DESCRIPTION: SUFFOLK CNTY NY WTR AUTH WTRWKS REV SER A B/E, COUPON 5.00%, DUE 06/01/2038, CUSIP 864784FA6 ILINg fferingS S STATUS: New ignatureself | buy | $15K – $50K | 2018-12-10 |
| I C best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n NITIAl erTIfICATION AND P m l k j i No ublIC O Hon. Carolyn B. Maloney , 12/17/2018 PORT AUTH NY & NJ CONS ONE HUNDRED SEVENTY NINTH REV B/E [gS] F DESCRIPTION: PORT AUTH NY & NJ CONS ONE HUNDRED SEVENTY NINTH REV B/E, COUPON 5.00%, DUE 12-01- 2038, CUSIP 73358WQY3 IlINg fferINGS S STATUS: New IGNATureself | buy | $1K – $15K | 2018-11-29 |
| NEW YORK ST DORM AUTH SAlES TAX REV ST SUPPORTED SER B gRP A [gS] F DESCRIPTION: NEW YORK ST DORM AUTH SAlES TAX REV ST SUPPORTED SER B gRP A, COUPON 5.00%, DUE 03-15- IlINg STATUS: Newself | buy | $15K – $50K | 2018-11-27 |
| lOCKPORT TOWN NY PUB IMPT BDS 2018 g/O lTD B/E BAM [gS] F DESCRIPTION: lOCKPORT TOWN NY PUB IMPT BDS 2018 g/O lTD B/E BAM, COUPON 4.00%, DUE 12-01-2036, CUSIP 540057RD0 IlINg STATUS: Newself | buy | $15K – $50K | 2018-11-15 |
| CORTlAND NY PUB IMPT BDS 2018 g/O lTD B/E B/Q MAC [gS] F DESCRIPTION: CORTlAND NY PUB IMPT BDS 2018 g/O lTD B/E MAC, COUPON 3.50%, DUE 11-15-2033, CUSIP 220633TT8 IlINg STATUS: Newself | buy | $15K – $50K | 2018-11-13 |
| HARRISON NY PUB IMPT BDS 2018 g/O lTD B/E [gS] F DESCRIPTION: HARRISON NY PUB IMPT BDS 2018 g/O lTD B/E, COUPON 3.75%, DUE 11-01-2038, CUSIP 415361AU8 IlINg STATUS: Newself | buy | $50K – $100K | 2018-11-06 |
| BABYlON NY VARIOUS PURPOSES SER BDS 2018 g/O lTD B/E [gS] F DESCRIPTION: BABYlON NY VARIOUS PURPOSES SER BDS 2018 g/O lTD B/E. COUPON 4.00%, DUE 11-01-2032, CUSIP 05620PlS0 IlINg STATUS: Newself | buy | $15K – $50K | 2018-11-02 |
| i c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No ublic o Hon. Carolyn B. Maloney , 11/30/2018 SCARSDALE NY PUB IMPT BDS 2018 G/O LTD B/E OID [GS] FILING STATUS: New DESCRIPTION: SCARSDALE NY PUB IMPT BDS 2018 G/O LTD B/E OID, COUPON 3.375%, DUE 10-15-2034, CUSIP 806143MT7 fferingS S ignatureself | buy | $15K – $50K | 2018-10-17 |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV FOR REF GEN PURP SER A B/E [GS] FILING STATUS: New DESCRIPTION: NEW YORK ST DORM AUTH ST PERS INCOME TAX REV FOR REF GEN PURP SER A B/E, COUPON 5.00%, DUE 03-15-2033, CUSIP 64990EYN1self | buy | $15K – $50K | 2018-10-03 |
| i c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No ublic o Hon. Carolyn B. Maloney , 10/25/2018 WHITE PLAINS NY PUB IMPT BDS 2018 G/O LTD B/E [GS] FILING STATUS: New DESCRIPTION: WHITE PLAINS NY PUB IMPT BDS 2018 G/O LTD B/E, COUPON 3.25%, DUE 09-15-2035, CUSIP 9643898A1 fferingS S ignatureself | buy | $15K – $50K | 2018-09-11 |
| NEW YORK NY CITY MUN WTR FIN ATH WTR SWR SYS SEC gEN RESOl SER FF REV B\E [gS] F DESCRIPTION: NEW YORK NY CITY MUN WTR FIN ATH WTR SWR SYS SEC gEN RESOl SER FF REV B\E, COUPON 5.00%, DUE 06-15-39, CUSIP 64972gFU3 IlINg STATUS: Newself | buy | $15K – $50K | 2018-08-29 |
| NEW YORK NY FISCAl 20XXX PARTIAl CAll 64966g-7J-5 OID [gS] F DESCRIPTION: EXCHANgE IN - NEW YORK NY FISCAl 20XXX PARTIAl CAll 64966g-7J-5 OID, COUPON 4.75%, DUE 09-21-18, CUSIP 649661915 IlINg STATUS: Newself | buy | $100K – $250K | 2018-08-27 |
| NEW YORK NY FISCAl 2009 SUBSER A 1 g/O UNlTD B\E OID [gS]self | buy | $50K – $100K | 2018-08-27 |
| 2000042386 NEW YORK NY FISCAL 20XXX PARTIAL CALL 64966G-7J-5 OID [GS] FILING STATUS: Amended DESCRIPTION: EXCHANGE IN - NEW YORK NY FISCAL 20XXX PARTIAL CALL 64966G-7J-5 OID, COUPON 4.75%, DUE 09-21-18, CUSIP 649661915self | buy | $100K – $250K | 2018-08-27 |
| 2000042387 NEW YORK NY FISCAL 2009 SUBSER A 1 G/O UNLTD B\E OID [GS] FILING STATUS: Amended DESCRIPTION: EXCHANGE OUT - NEW YORK NY FISCAL 2009 SUB SER A-1 G/O UNLTD B\E OID, COUPON 4.75%, DUE 08-15-25, CUSIP 64966G7J5self | sell | $50K – $100K | 2018-08-27 |
| NEW YORK NY CITY TRANSITIONAl FIN AUTH REV SUBSER B-1 [gS] F DESCRIPTION: NEW YORK NY CITY TRANSITIONAl FIN AUTH REV SUBSER B-1, COUPON 5.00%, DUE 08-01-42, CUSIP 64971WNM8 IlINg STATUS: Newself | buy | $15K – $50K | 2018-08-23 |
| gARDEN CITY NY PUB IMPT BDS 2018 SER A g/O lTD B/E OID [gS] F DESCRIPTION: gARDEN CITY NY PUB IMPT BDS 2018 SER A g/O lTD B/E OID,, COUPON 3.00%, DUE 08-01-34, CUSIP 365154RJ4 IlINg STATUS: Newself | buy | $15K – $50K | 2018-08-08 |
| gARDEN CITY NY PUB IMPT BDS 2018 A g/O lTD B/E [gS] F DESCRIPTION: gARDEN CITY NY PUB IMPT BDS 2018 A g/O lTD, B/E, COUPON 3.00%, DUE 08-01-33, CUSIP 365154RH8 IlINg STATUS: Newself | buy | $15K – $50K | 2018-08-08 |
| I C best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n NITIAl erTIfICATION AND P m l k j i No ublIC O NEW YORK ST DORM AUTH ST PERS INCOME TAX REV SER A B/E [gS] F DESCRIPTION: NEW YORK ST DORM AUTH ST PERS INCOME TAX REV SER A B/E, COUPON 5.00%, DUE 02-15-43, CUSIP 64990EKW6 Hon. Carolyn B. Maloney , 09/18/2018 IlINg fferINGS S STATUS: New IGNATureself | buy | $15K – $50K | 2018-08-06 |
| i c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the * For the complete list of asset type abbreviations, please visit n m l k j Yes n nitial ertification anD P m l k j i No ublic o Hon. Carolyn B. Maloney , 05/21/2018 TRIBOROUGH BRDG & TUNL AUTH NY REVS GEN SER C B/E [GS] FILING STATUS: New DESCRIPTION: TRIBOROUGH BRDG & TUNL AUTH NY REVS GEN SER C B/E, COUPON 5.00%, DUE 11/15/2038, CUSIP 89602NS96 fferingS S ignatureself | buy | $15K – $50K | 2018-04-24 |
| * For the complete list of asset type abbreviations, please visit NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV UNREF DD B/E OID [GS] F DESCRIPTION: EXCHANGE IN - NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV UNREF DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972GQQ0 IlING STATUS: Newself | buy | $50K – $100K | 2018-03-27 |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID [GS] F DESCRIPTION: EXCHANGE OUT - NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972FUD6 IlING STATUS: Newself | buy | $15K – $50K | 2018-03-27 |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID [GS] F DESCRIPTION: EXCHANGE OUT - NEW YORK, NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972FUD6 IlING STATUS: Newself | buy | $50K – $100K | 2018-03-27 |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV PREF SER DD B/E OID [GS] F DESCRIPTION: EXCHANGE IN - NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV PREF SER DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972GQM9 IlING STATUS: Newself | buy | $15K – $50K | 2018-03-27 |
| 2000037970 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV UNREF DD B/E OID [GS] FILING STATUS: Amended DESCRIPTION: EXCHANGE IN - NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV UNREF DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972GQQ0self | buy | $50K – $100K | 2018-03-27 |
| 2000037973 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID [GS] FILING STATUS: Amended DESCRIPTION: EXCHANGE OUT - NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972FUD6self | sell | $15K – $50K | 2018-03-27 |
| 2000037972 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID [GS] FILING STATUS: Amended DESCRIPTION: EXCHANGE OUT - NEW YORK, NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972FUD6self | sell | $50K – $100K | 2018-03-27 |
| 2000037971 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWRself | buy | $15K – $50K | 2018-03-27 |
| NEW YORK NY SUBSER J 1 G/O UNLTD B\E FILING STATUS: New DESCRIPTION: EXCHANGE OUT - NEW YORK NY SUBSER J 1 G/O UNLTD B\E, COUPON 5.00%, DUE 05-15-2029, CUSIP 64966HLE8self | buy | $15K – $50K | 2018-01-24 |
| NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B\E FILING STATUS: New DESCRIPTION: EXCHANGE OUT - NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B\E, COUPON 5.250%, DUE 09- 01-2024, CUSIP 64966HBC3self | buy | $1K – $15K | 2018-01-24 |
| NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E FILING STATUS: New DESCRIPTION: EXCHANGE OUT - NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E, COUPON 5.25%, DUE 09-01- 2024, CUSIP 64966HBC3self | buy | $1K – $15K | 2018-01-24 |
| NEW YORK NY BDS 09 SUBSR J1 G/O UNLTD PREREFUNDED B/E FILING STATUS: New DESCRIPTION: EXCHANGE IN - NEW YORK NY BDS 09 SUBSR J1 G/O UNLTD PREREFUNDED B/E, COUPON 5.00%. DUE 05-15-2029, CUSIP 64966MVL0self | buy | $15K – $50K | 2018-01-24 |
| NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD UNREFUNDED BAL B/E FILING STATUS: New DESCRIPTION: EXCHANGE IN - NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD UNREFUNDED BAL B/E, COUPON 5.25%, DUE 09-01-2024, CUSIP 64966MUS6self | buy | $1K – $15K | 2018-01-24 |
| NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD PREREFUNDED B/E FILING STATUS: New DESCRIPTION: EXCHANGE IN - NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD PREREFUNDED B/E, COUPON 5.25%. DUE 09-01-2024, CUSIP 64966MUN7self | buy | $1K – $15K | 2018-01-24 |
| 2000036176 NEW YORK NY SUBSER J 1 G/O UNLTD B\E [GS] FILING STATUS: Amended DESCRIPTION: EXCHANGE OUT - NEW YORK NY SUBSER J 1 G/O UNLTD B\E, COUPON 5.00%, DUE 05-15-2029, CUSIP 64966HLE8self | sell | $15K – $50K | 2018-01-24 |
| 2000036177 NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B\E [GS] FILING STATUS: Amended DESCRIPTION: EXCHANGE OUT - NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B\E, COUPON 5.250%, DUE 09-01-2024, CUSIP 64966HBC3self | sell | $1K – $15K | 2018-01-24 |
| 2000036178 NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E [GS] FILING STATUS: Amendedself | sell | $1K – $15K | 2018-01-24 |
| 2000036172 NEW YORK NY BDS 09 SUBSR J1 G/O UNLTD PREREFUNDED B/E [GS] FILING STATUS: Amended DESCRIPTION: EXCHANGE IN - NEW YORK NY BDS 09 SUBSR J1 G/O UNLTD PREREFUNDED B/E, COUPON 5.00%. DUE 05-15-2029, CUSIP 64966MVL0self | buy | $15K – $50K | 2018-01-24 |
| 2000036173 NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD UNREFUNDED BAL B/E [GS] FILING STATUS: Amended DESCRIPTION: EXCHANGE IN - NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD UNREFUNDED BAL B/E, COUPON 5.25%, DUE 09-01-2024, CUSIP 64966MUS6self | buy | $1K – $15K | 2018-01-24 |
| 2000036174 NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD PREREFUNDED B/E [GS] FILING STATUS: Amended DESCRIPTION: EXCHANGE IN - NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD PREREFUNDED B/E, COUPON 5.25%. DUE 09-01-2024, CUSIP 64966MUN7self | buy | $1K – $15K | 2018-01-24 |
| I c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the n m l k j Yes n NITIAl erTIfIcATION AND P m l k j i No ublIc O Hon. Carolyn B. Maloney , 02/21/2018 NEW YORK NY UNREFUNDED BALANCE SUBSR D-1 G/O UNLTD B/E FILING STATUS: New DESCRIPTION: REDEMPTION - NEW YORK NY UNREFUNDED BALANCE SUBSR D-1 G/O UNLTD B/E, COUPON 5.125%, DUE 12-01-2026, CUSIP 64966L7H8 fferINgS S IgNATureself | sell | $1K – $15K | 2018-01-19 |
| NEW YORK NY UNREF BAL FISCAL 2009 SUBSER F-1 G/O UNLTD OID FILING STATUS: New DESCRIPTION: EXCHANGE OUT - NEW YORK NY UNREF BAL FISCAL 2009 SUBSER F-1 G/O UNLTD OID, COUPON 5.375%, DUE 11-15-2025, CUSIP 64966MPW3self | buy | $1K – $15K | 2018-01-18 |
| NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID FILING STATUS: New DESCRIPTION: EXCHANGE IN - NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID, COUPON 5.375%, DUE 11-15-2025, CUSIP 64966MPV5self | buy | $1K – $15K | 2018-01-18 |
| 2000036175 NEW YORK NY UNREF BAL FISCAL 2009 SUBSER F-1 G/O UNLTD OID [GS] FILING STATUS: Amended DESCRIPTION: EXCHANGE OUT - NEW YORK NY UNREF BAL FISCAL 2009 SUBSER F-1 G/O UNLTD OID, COUPON 5.375%, DUE 11-15-2025, CUSIP 64966MPW3self | sell | $1K – $15K | 2018-01-18 |
| 2000036171 NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID [GS] FILING STATUS: Amended DESCRIPTION: EXCHANGE IN - NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID, COUPON 5.375%, DUE 11-15-2025, CUSIP 64966MPV5self | buy | $1K – $15K | 2018-01-18 |
| SUFFOLK CNTY NY WTR AUTH WTRWKS REV RFDG B\E FILING STATUS: New DESCRIPTION: SUFFOLK CNTY NY WTR AUTH WTRWKS REV RFDG B/E, COUPON 5.00%, DUE 06-01-2023, CUSIP 864784DG5self | buy | $15K – $50K | 2017-12-19 |
| NEW YORK ST. DORM AUTH ST PERS INCOME TAX REV SER G-B/E FILING STATUS: New DESCRIPTION: NEW YORK ST DORM AUTH ST PERS INCOME TAX REV SER G-B/E, COUPON 5.25%, DUE 08-15-2036, CUSIP 64990EAT4self | buy | $1K – $15K | 2017-12-04 |
| I c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the n m l k j Yes n NITIAl erTIfIcATION AND P m l k j i No ublIc O Hon. Carolyn B. Maloney , 01/29/2018 TRIBOROUGH BRDG & TUNL AUTH NY REVS SUB-SER D B/E OID FILING STATUS: New DESCRIPTION: EXCHANGE OUT-TRIBOROUGH BRDG & TUNL AUTH NY REVS SUB-SER D B/E OID, COUPON 4.50%, DUE 11-15-28, CUSIP 89602NQZ0 fferINgS S IgNATureself | buy | $1K – $15K | 2017-12-01 |
| TRIBOROUGH BRDG & TUNL AUTH NY REVS SUB-SER D B/E OID FILING STATUS: New DESCRIPTION: EXCHANGE OUT-TRIBOROUGH BRDG & TUNL AUTH NY REVS SUB-SER D B/E OID, COUPON 4.50%,,self | buy | $15K – $50K | 2017-12-01 |
| TRIBOROUGH BRDG & TUNL AUTH NY REVS SUBORDINATE REV BDS 2008D PREREF OID FILING STATUS: New DESCRIPTION: EXCHANGE IN-TRIBOROUGH BRDG & TUNL AUTH NY REVS SUBORDINATE REV BDS 2008D PREREF OID, COUPON 4.50%, DUE 11-15-28, CUSIP 89602RCV5self | buy | $15K – $50K | 2017-12-01 |
| TRIBOROUGH BRDG & TUNL AUTH NY REVS SUBORDINATE REV BDS 2008D OID UNREF FILING STATUS: New DESCRIPTION: EXCHANGE IN-TRIBOROUGH BRDG & TUNL AUTH NY REVS SUBORDINATE REV BDS 2008D OID UNREF, COUPON 4.50%, DUE 11-15-2028, CUSIP 89602RDE2self | buy | $1K – $15K | 2017-12-01 |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV RFDG GEN PURP SER A B/E FILING STATUS: New DESCRIPTION: NEW YORK ST DORM AUTH ST PERS INCOME TAX REV RFDG GEN PURP SER A B/E, COUPON 5.00%. DUE 12/15/2028, CUSIP 54990ECK1self | buy | $15K – $50K | 2017-11-29 |
| NEW YORK NY FISCAL 2009 SUBSER A 1 G/O UNLTD B/E OID FILING STATUS: New DESCRIPTION: NEW YORK NY FISCAL 2009 SUBSER A 1 G/O UNLTD B\E OID, COUPON 4.750%, DUE 08/15/2025, CUSIP 64966G7J5self | buy | $50K – $100K | 2017-11-28 |
| BRIARCLIFF MANOR NY RFDG PUB IMPT SER A G/O UNLTD B/E FILING STATUS: New DESCRIPTION: BRIARCLIFF MANOR NY RFDG PUB IMPT SER A G/O UNLTD B/E, COUPON 3.00%, DUE 09/01/2022, CUSIP 107799LB2self | buy | $15K – $50K | 2017-11-22 |
| NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT RFDG NY UNIV SER A FILING STATUS: New DESCRIPTION: NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT RFDG NY UNIV SER A , COUPON 4.00%, DUE 07/01/2039, CUSIP 64990CEJ6self | buy | $15K – $50K | 2017-11-21 |
| I c g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the n m l k j Yes n NITIAl erTIfIcATION AND P m l k j i No ublIc O TRIBOROUGH BRDG & TUNL AUTH NY REVS UNREFUNDED BAL GEN SER A B/E FILING STATUS: New DESCRIPTION: REDEMPTION-TRIBOROUGH BRDG & TUNL AUTH NY REVS UNREFUNDED BAL GEN SER A B/E, COUPON 5.00%, DUE 11-15-2037, CUSIP 89602N5X8 fferINgS S IgNATureself | sell | $15K – $50K | 2017-11-15 |
| METROPOLITAN TRANSN AUTH NY SER B REV B/E FILING STATUS: New DESCRIPTION: REDEMPTION-METROPOLITAN TRANSN AUTH NY SER B REV B/E, COUPON 5.00%, DUE 11/15/2037, CUSIP 59259R4Q4self | sell | $1K – $15K | 2017-11-15 |
| METROPOLITAN TRANSN AUTH NY REV UNREFUNDED BAL SER B B/E FILING STATUS: New DESCRIPTION: REDEMPTION-METROPOLITAN TRANSN AUTH NY REV UNREFUNDED BAL SER B B/E, COUPON 5.00%, DUE 11/15/2033, CUSIP 59261AGH4self | sell | $15K – $50K | 2017-11-15 |
| METROPOLITAN TRANSN AUTH NY REV TRANSN SER A B/E AGM FILING STATUS: New DESCRIPTION: REDEMPTION-METROPOLITAN TRANSN AUTH NY REV TRANSN SER A B/E AGM, COUP0N 5.00%, DUE 11/15-2033, CUSIP 59259RZ64self | sell | $1K – $15K | 2017-11-15 |
| METROPOLITAN TRANSN AUTH NY REV PREREF TRANSN SER B B/E FILING STATUS: New DESCRIPTION: REDEMPTION-METROPOLITAN TRANSN AUTH NY REV PREREF TRANSN SER B B/E, COUPON 5.00%. DUE 11/15/2033, CUSIP 59261AGD3self | sell | $1K – $15K | 2017-11-15 |
| METROPOLITAN TRANSN AUTH NY REV PREREF TRANSN SER A B/E FILING STATUS: New DESCRIPTION: REDEMPTION-METROPOLITAN TRANSN AUTH NY REV PREREF TRANSN SER A B/E, COUPON 5.00%, DUE 11/15/2037, CUSIP 59261AGF8self | sell | $1K – $15K | 2017-11-15 |
| METROPOLITAN TRANSN AUTH NY REV PREFEFUNDED TRANS SER A B/E FILING STATUS: New DESCRIPTION: REDEMPTION-METROPOLITAN TRANSN AUTH NY REV PREREFUNDED TRANS SER A B/E, COUPON 5.00%, DUE 11/15/2037, CUSIP 59261AGK7self | sell | $15K – $50K | 2017-11-15 |
| NEW YORK NY PREREF FISCAL 2008 SUB C 1 G/O B/E AGM FILING STATUS: New DESCRIPTION: REDEMPTION OF NEW YORK NY PREREF FISCAL 2008 SUB SER C-1 G/O B/E AGM, COUPON 5.00%, DUE 10-01-2024, CUSIP 64966L6V8self | sell | $1K – $15K | 2017-11-02 |
| RIVERHEAD NY PUB IMPT G/O ULTD B/E FILING STATUS: New DESCRIPTION: RIVERHEAD NY PUB IMPT G/O UNLTD B/E, COUPON 3.00%, DUE 11-15-2022, CUSIIP 768738WJ1self | buy | $15K – $50K | 2017-10-26 |
| PORT AUTH NY & NJ CON ONE HUNDRED SIXTIETH REV B/E FILING STATUS: New DESCRIPTION: PORT AUTH NY & NJ CON ONE HUNDRED SIXTIETH REV B/E, COUPON 4.125%, DUE 09-15-2032,self | buy | $15K – $50K | 2017-10-26 |
| NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E FILING STATUS: New DESCRIPTION: NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E, COUPON 5.25%, DUE 09-01-2024, COUPON 64966HBC3self | buy | $15K – $50K | 2017-10-20 |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR&SWR SYS REV SER DD B/E OID FILING STATUS: New DESCRIPTION: NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID, COUPON 4.50%, DUE 06-15-2038, CUSIP 64972FUD6self | buy | $1K – $15K | 2017-10-18 |
| I c best of my knowledge and belief. Digitally Signed: g f e d c b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the n m l k j Yes n NITIAl erTIfIcATION AND P m l k j i No ublIc O Hon. Carolyn B. Maloney , 12/4/2017 TRIBOROUGH BRDG & TUNL AUTH NY REVS UNREFUNDED GEN SER C B/E FILING STATUS: New DESCRIPTION: TRIBOROUGH BRDG & TUNL AUTH NY REVS UNREFUNDED GEN SER C B/E, COUPON 5.00%, DUE 11- 15-2022, CUSIP 89602NN34 fferINgS S IgNATureself | buy | $15K – $50K | 2017-10-10 |
| NEW YORK NY CITY MUN WTR FIN AUTH WTR&SWR SYS REV SER DD B/E OID FILING STATUS: New DESCRIPTION: NEW YORK NY CITY MUN WTR FIN AUTH WTR&SWR SYS REV SER DD B/E OID, COUPON 4.50%, DUE 06-15-2038, CUSIP 64972FUD6self | buy | $15K – $50K | 2017-10-05 |
| NEW ROCHELLE NY PUB IMPT G/O LTD B/E FILING STATUS: New DESCRIPTION: NEW ROCHELLE NY PUB IMPT G/O LTD B/E, COUPON 3.00%, DUE 04-01-1932,CUSIP 6485165M0self | buy | $15K – $50K | 2017-09-27 |
| NEW YORK NY SER G G/O UNLTD B/E OID FILING STATUS: New DESCRIPTION: REDEMPTION OF NEW YORK NY SER G G/O UNLTD B/E OID, COUPON 4.50%, DUE 08-01-2027, CUSIP 64966GF49self | sell | $1K – $15K | 2017-09-11 |
| NEW YORK NY CITY HSG DEV CORP MLTI FAMILY HSG REV SER J B/E FILING STATUS: New DESCRIPTION: NEW YORK NY CITY HSG DEV CORP MLTI FAMILY HSG REV SER J B/E, COUPON 4.25%, DUE 11-01- 2024, CUSIP 64970M4L4self | buy | $15K – $50K | 2017-09-08 |
| i n m l k j Yes n nitial P m l k j i No ublic o NY DORM AUTH REVS NON ST SPPRTD DEBT 2009 RFDG ROCKEFELLER UNI SR A B/E FILING STATUS: New DESCRIPTION: NY DORM AUTH REVS NON ST SPPRTD DEBT 2009 RFDG ROCKEFELLER UNI SR A B/E, COUPON 5.00%, DUE 07-01-2024, CUSIP 649905AY2 fferingSself | buy | $15K – $50K | 2017-09-07 |
| NEW YORK NY UNREF BAL FISCAL 2009 SUBSER F-1 G/O UNLTD OID FILING STATUS: New DESCRIPTION: EXCHANGE IN - NEW YORK NY UNREF BAL FISCAL 2009 SUBSER F-1 G/O UNLTD OID, COUPON 5.375%, DUE 11-15-25, CUSIP 64966MPW3self | buy | $1K – $15K | 2017-08-25 |
| NEW YORK NY SUBSER A-1 G/O UNLTD OIK B/E FILING STATUS: New DESCRIPTION: NEW YORK NY SUBSER A-1 G/O UNLTD OID B/E, COUPON 4.00%, DUE 08-01-27, CUSIP 64966KP56self | buy | $15K – $50K | 2017-08-25 |
| NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID FILING STATUS: New DESCRIPTION: EXCHANGE IN - NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID, COUPON 5.375%, DUE 11-15-25, CUSIP 64966MPV5self | buy | $1K – $15K | 2017-08-25 |
| NEW YORK NY FISCAL 2009 SER F1 G/O UNLTD B/E OID FILING STATUS: Newself | buy | $1K – $15K | 2017-08-25 |
| NEW YORK NY FISCAL 2009 SER F1 G/O UNLTD B/E OID FILING STATUS: New DESCRIPTION: EXCHANGE OUT - NEW YORK NY FISCAL 2009 SER F1 G/O UNLTD B/E OID, COUPON 5.375%, DUE 11- 25-25, CUSIP 64966HEH9self | buy | $1K – $15K | 2017-08-25 |
| NEW YORK NY FISCAL 2009 SUBSER A 1 G/O UNLTD B/E OID FILING STATUS: New DESCRIPTION: NEW YORK NY FISCAL 2009 SUBSER A 1 G/O UNLTD B/E OID, COUPON 4.75%, DUE 08-15-25, CUSIP 64966G7J5self | buy | $15K – $50K | 2017-08-23 |