Who Owns iShares U.S. Broker-Dealers & Securities Exchanges ETF
Every manager with more than $100m in listed equities files a 13F each quarter naming what they hold. These are the ones reporting a position in iShares U.S. Broker-Dealers & Securities Exchanges ETF.
Who crossed 5% of IAI →Positions as of 2026-09-30
Largest first. The move is against the previous quarter that manager filed, not the previous calendar quarter.
| Manager | Value |
|---|---|
| Cadent Capital Advisors, LLCUS BR DEL SE ETF23K shtrimmed | $4M |
| RHODES INVESTMENT ADVISORS INC /ADVUS BR DEL SE ETF6.7K shadded | $1.2M |
| EASTERN BANKUS BR DEL SE ETF880 shheld | $155K |
| Farther Finance Advisors, LLCETF591 shtrimmed | $104.1K |
| Central Pacific Bank - Trust DivisionUS BR DEL SE ETF30 shheld | $5.3K |
| GILPIN WEALTH MANAGEMENT, LLCUS BR DEL SE ETF18 shheld | $3.2K |
Source: quarterly 13F filings, via EDGAR. A 13F reports positions by CUSIP alone; each CUSIP here has been confirmed against OpenFIGI rather than matched by name, because a name match would attribute one company's shareholders to another. Positions are as of quarter end and can be months old by the time they are filed, and 13F covers long equity positions only — not shorts, and not most debt. The summed value is what these filers reported, not the company's institutional ownership.
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