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Who Owns Caterpillar Inc

Every manager with more than $100m in listed equities files a 13F each quarter naming what they hold. These are the ones reporting a position in Caterpillar Inc.

Who crossed 5% of CAT →
Managers holding
194
as of 2026-09-30
Reported value
$635.9M
summed across filings
Shares held
783.8K
Added vs trimmed
76 / 76
since each filer's last quarter

Positions as of 2026-09-30

Largest first. The move is against the previous quarter that manager filed, not the previous calendar quarter.

ManagerValue
Farther Finance Advisors, LLCStock42.9K shadded$34.8M
PARK NATIONAL CORP /OH/Com40.4K shadded$32.8M
MassMutual Private Wealth & Trust, FSBCommon / Ordinary Stock39.8K shtrimmed$32.3M
CONGRESS ASSET MANAGEMENT COCOM39.8K shtrimmed$32.2M
Valeo Financial Advisors, LLCStock32.6K shtrimmed$26.4M
JACOBS & CO/CACOM30.5K shtrimmed$24.7M
AMERICAN NATIONAL BANK & TRUSTCOM25.5K shtrimmed$20.6M
Venture Visionary Partners LLCCOM24.2K shadded$19.6M
Overbrook Management CorpCOM23.7K shadded$19.2M
FERGUSON WELLMAN CAPITAL MANAGEMENT, INCCOM19.1K shtrimmed$15.5M
CENTRAL BANK & TRUST COEquities18.5K shtrimmed$15M
GAMMA Investing LLCCommon Stock15.7K shadded$12.8M
Gerald Baker Financial Group LLCCOM15.3K shadded$12.4M
Gouws Capital LLCCOM15.1K shadded$12.2M
NEVILLE RODIE & SHAW INCCOM14.9K shtrimmed$12.1M
EASTERN BANKCOM14.1K shadded$11.5M
CANANDAIGUA NATIONAL BANK & TRUST COCom14K shtrimmed$11.4M
CoreCap Advisors, LLCStock11.7K shtrimmed$9.5M
SAPIENT CAPITAL LLCCOM11.3K shadded$9.2M
Monument Capital ManagementCOM11.1K shtrimmed$9M
Wedmont Private CapitalCOM10.5K shadded$8.4M
Stokes Capital Advisors, LLCCOM10.3K shadded$8.3M
RFG - Bristol Wealth Advisors, LLCCOM9.1K shtrimmed$7.4M
Factor Wealth Management LTDCOM8.4K shtrimmed$6.8M
Exchange BankCOMMON STOCK7.6K shadded$6.1M
Financial Enhancement Group LLCCOM7.2K shadded$5.9M
Apella Capital, LLCCOM7.2K shadded$5.9M
Iowa State BankCom7K shtrimmed$5.6M
Greenfield Savings BankCOM6.4K shadded$5.2M
Quintet Private Bank (Europe) S.A.COM5.6K shadded$4.5M
Everhart Financial Group, Inc.COM5.4K shadded$4.4M
Avidian Wealth Enterprises, LLCCOM5.3K shtrimmed$4.3M
CHAPIN DAVIS, INC.COM5.3K shtrimmed$4.3M
Cooper Financial GroupCOM5.1K shadded$4.1M
BOS Asset Management, LLCCOM5K shtrimmed$4.1M
Atlas Brown,Inc.Stock4.5K shtrimmed$3.7M
LAWOOD & COCommon Stock4.4K shtrimmed$3.6M
First Heartland Consultants, Inc.COM4.4K shadded$3.6M
Emprise BankEquities4.4K shtrimmed$3.5M
BENEDICT FINANCIAL ADVISORS INCCommon Stock4.4K shtrimmed$3.5M
Werlinich Asset Management, LLCCOM4.2K shheld$3.4M
Wealth Enhancement Trust Services, Inc.COM4K shadded$3.2M
Bath Savings Trust CoCommon Stock3.8K shtrimmed$3.1M
FINANCIAL MANAGEMENT NETWORK INCCOM3.4K shtrimmed$2.9M
Byrne Asset Management LLCCOM3.4K shtrimmed$2.8M
Deane Retirement Strategies, Inc.Stock3.3K shadded$2.6M
ROCKLAND TRUST COCOM3.1K shadded$2.5M
Sound Income Strategies, LLCCOM3.1K shtrimmed$2.5M
Douglas Lane & Associates, LLCCOMMON3K shtrimmed$2.4M
Gradient Investments LLCCOM3K shadded$2.4M
Legacy Private Trust Co.COM2.9K shadded$2.3M
Heartwood Wealth Advisors LLCStock2.9K shtrimmed$2.3M
Bullock Wealth Management GroupStock2.8K shtrimmed$2.3M
Bank & Trust CoCOM2.8K shheld$2.3M
Acropolis Investment Management, LLCCOM2.7K shadded$2.2M
Pathway Financial Advisors LLCCOM2.7K shadded$2.2M
TITLEIST ASSET MANAGEMENT, LLCCOM2.7K shadded$2.2M
Canandaigua National Trust Co of FloridaCom2.6K shadded$2.1M
CYPRESS ASSET MANAGEMENT INC/TXCOM2.6K shtrimmed$2.1M
TOTH FINANCIAL ADVISORY CORPCOM2.5K shtrimmed$2.1M
WINEBRENNER CAPITAL MANAGEMENT LLCCOM2.5K shheld$2.1M
Cadent Capital Advisors, LLCCOM2.5K shadded$2.1M
MOODY NATIONAL BANK TRUST DIVISIONCOM2.5K shtrimmed$2M
ATWOOD & PALMER INCCOM2.4K shtrimmed$2M
Bell Asset Management LtdCOM2.4K sh—$2M
Arbor Wealth Advisors LLCCOM2.4K shheld$2M
Lincoln Capital LLCCOM2.4K shheld$1.9M
Legacy Wealth Asset Management, LLCCOM2.3K shtrimmed$1.9M
WoodTrust Financial CorpCOMMON2.2K shheld$1.8M
Strong Retirement Solutions LLCCOM2.1K shadded$1.7M
Vann Equity Management LLCCOM2.1K shadded$1.7M
Breakwater Capital GroupCOM2K shadded$1.7M
ARMSTRONG ADVISORY GROUP, INCCOM2K shadded$1.6M
Adelphi Trust CoCommon Stock2K shtrimmed$1.6M
Baring Financial LLCCOM2K shtrimmed$1.6M
TOMPKINS FINANCIAL CORPCOM2K shtrimmed$1.6M
Olistico Wealth, LLCStock2K shadded$1.6M
AVITY INVESTMENT MANAGEMENT INC.COM1.9K shadded$1.5M
Castle Rock Wealth Management, LLCCOM1.8K shadded$1.5M
Trust CoStock1.9K shtrimmed$1.5M
Whalen Wealth Management Inc.COM1.8K shadded$1.5M
Violich Capital Management, Inc.COM1.8K shheld$1.5M
Rosenberg Matthew HamiltonStock1.8K shadded$1.4M
Montz Harcus Wealth Management LLCCOM1.8K shtrimmed$1.4M
DIVERSIFIED MANAGEMENT INCCOM1.7K shadded$1.4M
VISTA INVESTMENT PARTNERS LLCCOM1.7K shadded$1.4M
HALL LAURIE J TRUSTEEEquities1.7K shtrimmed$1.4M
Balefire, LLCCOM1.7K shtrimmed$1.4M
Grove Bank & TrustCOM1.7K shadded$1.3M
Kaydan Wealth Management, Inc.COM1.7K shheld$1.3M
SILVIA MCCOLL WEALTH MANAGEMENT, LLCCOM1.6K shheld$1.3M
Mirador Capital Partners LPCOM1.6K shtrimmed$1.3M
Trinity Financial Advisors LLCCOM1.6K shheld$1.3M
Pacifica Partners Inc.COM1.5K shtrimmed$1.2M
FIRST COMMUNITY TRUST NACOM1.5K shadded$1.2M
CHICKASAW CAPITAL MANAGEMENT LLCCOM1.5K shheld$1.2M
Capital Advisors Wealth Management, LLCCOM1.4K shadded$1.2M
Bill Few Associates, Inc.COM1.4K shtrimmed$1.2M
ACIMA PRIVATE WEALTH, LLCStock1.4K shheld$1.1M
David J Yvars GroupCOM1.3K shtrimmed$1.1M
Veracity Capital LLCCOM1.3K shtrimmed$1.1M
MRA Advisory GroupCOM1.3K shheld$1.1M
Allen Mooney & Barnes Investment Advisors LLCStock1.3K shtrimmed$1.1M
STABLEFORD CAPITAL II LLCCOM1.3K shadded$1M
Hardin Capital Partners, LLCCOM1.2K shtrimmed$1M
YHB Investment Advisors, Inc.COM1.2K shtrimmed$1M
Hamilton Capital, LLCCOM1.2K shadded$987.6K
Dickmeyer Boyce Financial Management, Inc.COM1.2K shtrimmed$959.3K
Bangor Savings BankCOM1.2K shtrimmed$955.9K
Central Pacific Bank - Trust DivisionCOM1.2K shtrimmed$937.3K
DKM Wealth Management, Inc.COM1.1K shadded$920.8K
Graves Light Lenhart Wealth, Inc.COM1.1K shheld$913.3K
Dale Q Rice Investment Management LtdCOM1.1K shheld$909.7K
SPRING CAPITAL MANAGEMENT, LLCCOM1.1K shheld$908.1K
Peoples Bank/KSCommon Stock1.1K shtrimmed$865.9K
Ledgewood Wealth Advisors, LLCCOM1K shheld$824.6K
Kaizen Financial StrategiesCOM1K shtrimmed$813.5K
DAVIDSON TRUST COEquities1K shheld$810.8K
Worth Asset Management, LLCStock999 shtrimmed$810K
BAKER TILLY WEALTH MANAGEMENT, LLCCOM986 shtrimmed$799.4K
KFA Private Wealth Group, LLCCOM965 shtrimmed$782.6K
Nautilus Advisors LLCCOM957 shadded$776.1K
INSPIRION WEALTH ADVISORS, LLCCOM946 shadded$766.6K
Asempa Wealth AdvisorsCOM900 shheld$743.7K
RIVERSEDGE ADVISORS, LLCCOM873 shadded$707.8K
LifeGoal Investments, LLCCOM858 shadded$695.7K
ECLECTIC ASSOCIATES INC /ADVCOM849 shtrimmed$688.3K
Prota Financial, LLCCOM818 shtrimmed$676K
M.E. ALLISON & CO., INC.COM822 shheld$666.7K
Peterson Wealth Advisors, LLCCOM805 shtrimmed$652.6K
Ballew Advisors, IncCOM732 shadded$618.5K
General Partner, Inc.CL752 shheld$609.7K
TrueWealth Advisors, LLCCOM738 shtrimmed$598.2K
JOURNEY RETIREMENT PLANNING & INVESTMENT MANAGEMENT LLCCOM736 shadded$597.2K
Sunburst Financial Group, LLCCOM733 shheld$594.3K
jvl associates llcCOM724 shtrimmed$587K
Meadowbrook Wealth Management, LLCLarge US Bl Eq720 shtrimmed$583.8K
Galvin, Gaustad & Stein, LLCCOM715 shadded$580.3K
SCHAPER BENZ & WISE INVESTMENT COUNSEL INC/WIStock705 shadded$571.8K
ABLES, IANNONE, MOORE & ASSOCIATES, INC.COM694 shadded$562.7K
Aletheian Wealth Advisors LLCCOM692 shadded$561.1K
Cambridge Financial Group, LLCCOM517 shheld$551K
Leverty Financial Group, LLCCOM670 shheld$542.9K
Dakota Community Bank & Trust NACOM664 shadded$538.4K
S.E.E.D. Planning Group LLCCOM620 sh—$502.7K
DECISION INVESTMENTS, INCCOM612 shadded$496.2K
Intelligence Driven Advisers, LLCCOM568 shadded$460.6K
RHODES INVESTMENT ADVISORS INC /ADVCOM551 shtrimmed$446.7K
KWMG, LLCCOM541 shadded$438.6K
Retireful, LLCCOM532 shtrimmed$431.3K
Successful Portfolios LLCCOM492 shadded$417.6K
Bank of New HampshireCOM515 shtrimmed$417.6K
Great Waters Wealth ManagementCOM511 shtrimmed$414.4K
HF Advisory Group, LLCCOM510 shadded$413.8K
Weaver Consulting GroupCOM507 shadded$411.1K
Veery Capital, LLCCOM505 shheld$409.4K
Adirondack Capital Advisors, LLCCOM500 shheld$405.4K
CenterStar Asset Management, LLCCOM500 shtrimmed$405.4K
CenterStar Asset Management, LLCCOM500 shtrimmed$405.4K
Tactive Advisors, LLCCOM494 shtrimmed$400.8K
Plan A Wealth LLCCOM442 shtrimmed$358.4K
Wisconsin Wealth Advisors, LLCCOM436 shheld$353.5K
Vilga Financial Planning LLCCOM433 shadded$351.1K
Echo45 Advisors LLCCOM418 shadded$339.1K
TILIA FIDUCIARY PARTNERS, INC.Stock416 shtrimmed$337.6K
MARKET STREET WEALTH MANAGEMENT ADVISORS LLCCOM412 shadded$334.4K
Buska Wealth Management, LLCCOM394 shheld$319.7K
Strategic Financial Group, LLCCOM380 shheld$308.1K
ALKEME WEALTH, LLCCOM370 shheld$300.2K
PFW Advisors LLCCOM348 shadded$282.2K
Friday FinancialCOM339 shadded$280.1K
ARGUS INVESTORS' COUNSEL, INC.COM330 shheld$267.6K
Investment Partners Asset Management, Inc.COM302 shheld$244.9K
Dupree Financial Group, LLCCOM300 shtrimmed$243.2K
PUFF WEALTH MANAGEMENT, LLCCOM292 shadded$236.4K
Post Resch Tallon Group Inc.COM290 shheld$235.2K
Kure Advisory, LLCCOM288 shadded$233.5K
Insight Wealth Strategies, LLCCOM280 shadded$227.4K
Whitaker-Myers Wealth Managers, LTD.COM273 shheld$221.1K
DLK Investment Management, LLCCOM263 shtrimmed$213.2K
Horizons Wealth ManagementStock249 shheld$201.9K
Davis Capital ManagementStock225 shtrimmed$182.4K
ELEVATION WEALTH PARTNERS, LLCCOM208 shadded$168.6K
Paladin Partners, LLCStock207 shheld$167.8K
Horrell Capital Management, Inc.COM200 shheld$162.2K
GK Wealth Management LLCCOM163 shtrimmed$131.6K
NORTH POINT PORTFOLIO MANAGERS CORP/OHCOM125 sh—$101.3K
Retirement Wealth Solutions LLCCOM94 shadded$75.9K
Dorato Capital ManagementCOM72 shheld$58.6K
Marquette Asset Management, LLCCOM67 shtrimmed$54.3K
STEPH & COCOM45 shadded$36.5K
Matrix Trust CoCOM37 shadded$30K
MJT & Associates Financial Advisory Group, Inc.Stock14 shheld$11.4K
GILPIN WEALTH MANAGEMENT, LLCCOM10 shadded$8.1K

Source: quarterly 13F filings, via EDGAR. A 13F reports positions by CUSIP alone; each CUSIP here has been confirmed against OpenFIGI rather than matched by name, because a name match would attribute one company's shareholders to another. Positions are as of quarter end and can be months old by the time they are filed, and 13F covers long equity positions only — not shorts, and not most debt. The summed value is what these filers reported, not the company's institutional ownership.

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