Neal Dunn Stock Trades

HouseFollow

FL-02 · Republican

Disclosed trades

120

Estimated volume

$9.2M

sum of bracket midpoints

Typical delay

29 days

trade to filing

Last filed

Jun 23, 2026

What their buys are worth now

3 disclosed purchases, valued at the latest close

Return

+28.0%

on paper

Gain

+$27.3K

unrealised

Disclosed cost

$97.5K

at bracket midpoints

Worth now

$124.8K

close of Oct 9, 2026

If Neal Dunn still holds everything they disclosed buying. Disclosures do not report sales proceeds or current positions, so a stake sold last year still counts here — this is an upper bound, not a profit. Purchases are sized at the midpoint of the disclosed bracket, and dividends, fees and taxes are not included. 80 purchases have no market price and are left out. More on the limits.

Try the total-budget simulator →

If you had copied every buy

Entering on the day each filing became public, and still holding

Putting $1,000 into each of 3 disclosed purchases — $3,000 invested — would be worth

$4,024

+$1,024 (+34.12%)

Positions

equally weighted

Their own timing

+27.96%

entering on their trade date

Best

+68.93%

Worst

MSTR

-35.50%

Each filing

3 positions

Filed	Ticker	You paid	They paid	Now	Worth	Return
Mar 10, 2025 76d after trading	MSTR 4.18 sh	$239.27	$358.18	$154.34	$645	-35.50%
Jun 7, 2017 8d after trading	SO 19.6 sh	$51.01	$50.57	$86.17	$1,689	+68.93%
Jun 7, 2017 8d after trading	SO 19.6 sh	$51.01	$50.57	$86.17	$1,689	+68.93%

A backtest, not a forecast. Every purchase gets the same stake because filings disclose a range, not a size. It ignores their sales, dividends, fees and taxes — each of which flatters the result, and 80 purchases could not be priced and are excluded.

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Holdings, 2025

Weights are each holding's share of roughly $5.7M in stocks, funds and ETFs — bank accounts and property are left out of the denominator

Asset	Weight	Held by	Value	Income
QQQIRA #3 ⇒ Invesco QQQ Trust, Series 1 (QQQ) [EF]	13.1%		$500K – $1M	Tax-Deferred
AAPLIRA #3 ⇒ Apple Inc. - Common Stock (AAPL) [ST]	6.6%		$250K – $500K	Tax-Deferred
PRWCXIRA #3 ⇒ T. Rowe Price Capital Appreciation Fund (PRWCX) [MF]	6.6%		$250K – $500K	Tax-Deferred
ITAIRA #3 ⇒ iShares U.S. Aerospace & Defense ETF (ITA) [EF]	6.6%		$250K – $500K	Tax-Deferred
IVVIRA #3 ⇒ iShares Core S&P 500 ETF (IVV) [EF]	6.6%		$250K – $500K	Tax-Deferred
QQQNP Dunn Tst Cadence Pldg ⇒ Invesco QQQ Trust, Series 1 (QQQ) [EF]	6.6%		$250K – $500K	Dividends
VYMIRA #3 ⇒ Vanguard High Dividend Yield ETF (VYM) [EF]	6.6%		$250K – $500K	Tax-Deferred
AMLPIRA #3 ⇒ Alerian MLP ETF (AMLP) [EF]	3.1%		$100K – $250K	Tax-Deferred
IBBIRA #3 ⇒ iShares Biotechnology ETF (IBB) [EF]	3.1%		$100K – $250K	Tax-Deferred
IVVNP Dunn Tst Cadence Pldg ⇒ iShares Core S&P 500 ETF (IVV) [EF]	3.1%		$100K – $250K	Capital Gains, Dividends
IWMNP Dunn Tst Cadence Pldg ⇒ iShares Russell 2000 Index Fund (IWM) [EF]	3.1%		$100K – $250K	Dividends
IWMIRA #3 ⇒ iShares Russell 2000 Index Fund (IWM) [EF]	3.1%		$100K – $250K	Tax-Deferred
QQQNP Dunn TLF Pledge ⇒ Invesco QQQ Trust, Series 1 (QQQ) [EF]	3.1%		$100K – $250K	Dividends
VTVNP Dunn Tst Cadence Pldg ⇒ Vanguard Value ETF (VTV) [EF] .	3.1%		$100K – $250K	Dividends
JNJIRA #3 ⇒ Johnson & Johnson Common Stock (JNJ) [ST]	1.3%		$50K – $100K	Tax-Deferred
PGXNP Dunn TLF Pledge ⇒ Invesco Preferred ETF (PGX) [EF]	1.3%		$50K – $100K	Dividends
FLTRNP Dunn TLF Pledge ⇒ VanEck IG Floating Rate ETF (FLTR) [EF]	1.3%		$50K – $100K	Dividends
FLTRNP Dunn Tst Cadence Pldg ⇒ VanEck IG Floating Rate ETF (FLTR) [EF]	1.3%		$50K – $100K	Dividends
IVVNP Dunn TLF Pledge ⇒ iShares Core S&P 500 ETF (IVV) [EF]	1.3%		$50K – $100K	Dividends
IWMNP Dunn TLF Pledge ⇒ iShares Russell 2000 Index Fund (IWM) [EF]	1.3%		$50K – $100K	Dividends
PFFNP Dunn Tst Cadence Pldg ⇒ iShares Preferred and Income Securities ETF (PFF) [EF]	1.3%		$50K – $100K	Dividends
PFFNP Dunn TLF Pledge ⇒ iShares Preferred and Income Securities ETF (PFF) [EF]	1.3%		$50K – $100K	Dividends
VTVNP Dunn TLF Pledge ⇒ Vanguard Value ETF (VTV) [EF]	1.3%		$50K – $100K	None
VTVNP Dunn TLF Pledge ⇒ Vanguard Value ETF (VTV) [EF]	1.3%		$50K – $100K	Dividends
VTVIRA #3 ⇒ Vanguard Value ETF (VTV) [EF]	1.3%		$50K – $100K	Tax-Deferred
VYMNP Dunn Tst Cadence Pldg ⇒ Vanguard High Dividend Yield ETF (VYM) [EF]	1.3%		$50K – $100K	Dividends
IUSBIRA #1 ⇒ iShares Core Universal USD Bond ETF (IUSB) [EF]	0.57%	spouse	$15K – $50K	Tax-Deferred
OEFIRA #1 ⇒ iShares S&P 100 Fund (OEF) [EF]	0.57%	spouse	$15K – $50K	Tax-Deferred
DYNFIRA #1 ⇒ iShares U.S. Equity Factor Rotation Active ETF (DYNF) [EF]	0.57%	spouse	$15K – $50K	Tax-Deferred
SCHANP Dunn TLF Pledge ⇒ Schwab U.S. Small-Cap ETF (SCHA) [EF]	0.57%		$15K – $50K	Dividends
VYMINP Dunn TLF Pledge ⇒ Vanguard International High Dividend Yield ETF (VYMI) [EF]	0.57%		$15K – $50K	Capital Gains, Dividends
VYMINP Dunn Tst Cadence Pldg ⇒ Vanguard International High Dividend Yield ETF (VYMI) [EF]	0.57%		$15K – $50K	Capital Gains, Dividends
EFVIRA #1 ⇒ iShares MSCI EAFE Value ETF (EFV) [EF]	0.57%	spouse	$15K – $50K	Tax-Deferred
IBBNP Dunn Tst Cadence Pldg ⇒ iShares Biotechnology ETF (IBB) [EF]	0.57%		$15K – $50K	Dividends
IBBNP Dunn TLF Pledge ⇒ iShares Biotechnology ETF (IBB) [EF]	0.57%		$15K – $50K	Dividends
IEMGIRA #1 ⇒ iShares Core MSCI Emerging Markets ETF (IEMG) [EF]	0.57%	spouse	$15K – $50K	Tax-Deferred
IVEIRA #1 ⇒ iShares S&P 500 Value ETF (IVE) [EF]	0.57%	spouse	$15K – $50K	Tax-Deferred
IVVIRA #1 ⇒ iShares Core S&P 500 ETF (IVV) [EF]	0.57%	spouse	$15K – $50K	Tax-Deferred
IVWIRA #1 ⇒ iShares S&P 500 Growth ETF (IVW) [EF]	0.57%	spouse	$15K – $50K	Tax-Deferred
ONEQNP Dunn TLF Pledge ⇒ Fidelity Nasdaq Composite Index ETF (ONEQ) [EF]	0.57%		$15K – $50K	Dividends

Showing 40 of 75 disclosed assets.

Committees

What they oversee — the context a trade is read against

Bills they sponsored

Legislation introduced under their own name, newest first

HR10549HealthSep 24, 2026
Patients Choice in Specialty Pharmacy Act
Referred to the House Committee on Energy and Commerce.
HR9847HealthJul 22, 2026
Improving CARE for Youth Act
Referred to the House Committee on Energy and Commerce.
HR8890HealthMay 19, 2026
Enhancing CLIA Act of 2026
Referred to the Committee on Energy and Commerce, and in addition to the Committee on Ways and Means, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
HR8500HealthApr 27, 2026
Timely Access to Coverage Decisions Act of 2026
Referred to the Committee on Ways and Means, and in addition to the Committee on Energy and Commerce, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
HR8032HealthMar 20, 2026
FAIC Act
Referred to the Committee on Energy and Commerce, and in addition to the Committee on Ways and Means, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
HR7386Emergency ManagementFeb 5, 2026
First Responder Network Authority Reauthorization Act of 2026
Received in the Senate and Read twice and referred to the Committee on Commerce, Science, and Transportation.
HR7175CongressJan 21, 2026
Frank Siller Congressional Gold Medal Act
Referred to the House Committee on Financial Services.
HR6994HealthJan 9, 2026
Mental Health TALK SAFE Act of 2026
Referred to the Committee on Energy and Commerce, and in addition to the Committee on the Judiciary, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
HRES959Crime and Law EnforcementDec 18, 2025
Expressing the sense of the House of Representatives that illicit fentanyl-related substances are a weapon of mass destruction and should be classified as such, and recognizing President Trump's efforts to mitigate illicit narcotics from entering the United States through such actions as signing an Executive Order "Designating Fentanyl as a Weapon of Mass Destruction" and declaring the crisis caused by the rise of fentanyl a national health emergency.
Referred to the Committee on Energy and Commerce, and in addition to the Committee on the Judiciary, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
HR6257CommerceNov 21, 2025
SMK Act of 2025
Forwarded by Subcommittee to Full Committee by Voice Vote.
HR5178HealthSep 8, 2025
Sickle Cell Disease Comprehensive Care Act
Referred to the House Committee on Energy and Commerce.
HR4030HealthJun 17, 2025
Treatment Continuity Act of 2025
Referred to the House Committee on Energy and Commerce.

Campaign finance

Reported to the FEC, through Jun 30, 2026

Raised

$831K

Spent

$513.9K

Cash on hand

$406.6K

From PACs

$458.5K

committee contributions

Exact figures, unlike the trade amounts on this page — campaign finance is reported to the dollar, a STOCK Act filing only ever as a bracket. Covers Neal Dunn's own campaign committee and not outside spending on their behalf.

Recent votes

What they actually did, with the date to read a trade against

Date	Measure	Question	Vote
Sep 16, 2026	S 2403	Retire through Ownership Act	Did not vote
Sep 16, 2026	H R 9497	Water Resources Development Act	Did not vote
Sep 16, 2026	H R 9340	Ratepayer Protection Act	Did not vote
Sep 16, 2026	H J RES 213	Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule issued by the Environmental Protection Agency relating to the “California State Nonroad Engine Pollution Control Standards; Commercial Harbor Craft Regulations; Notice of Decision”	Did not vote
Sep 16, 2026	H R 10326	PROOF Act	Did not vote
Sep 16, 2026	H R 9576	National Fraud Enforcement Division Act	Did not vote
Sep 16, 2026	H R 5334	An Act to amend the Internal Revenue Code of 1986 to allow early childhood educators to take the educator expense deduction, and for other purposes	Did not vote
Sep 15, 2026	H CON RES 93	Directing the President, pursuant to section 5(c) of the War Powers Resolution, to remove United States Armed Forces from hostilities with Iran	Did not vote
Sep 15, 2026	H J RES 210	Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Environmental Protection Agency relating to “California State Nonroad Engine Pollution Control Standards; Ocean-Going Vessels At-Berth; Notice of Decision”	Did not vote
Sep 15, 2026	H R 9500	Tax Relief for Fraud Victims Act	Did not vote

Most traded

By number of disclosed transactions

SO4x · $130K BXS3x · $525K MSTR1x · $32.5K

Disclosed transactions

120 in total, newest first

Asset		Amount	Traded	Filed	Note
Regions Financial Corporation Depositar…	sellReduce	$50K – $100K	May 11, 2026	Jun 23, 2026 43 days later	—
JP Morgan Chase & Co Depositary Shares …	sellReduce	$50K – $100K	May 11, 2026	Jun 23, 2026 43 days later	Preferred Stock
AT&T Inc. Depositary Shares, each repre…	sellReduce	$15K – $50K	May 11, 2026	Jun 23, 2026 43 days later	—
Huntington Bancshares Incorporated - De…	buyOpen	$1K – $15K	Feb 2, 2026	Mar 17, 2026 43 days later	Received asset listed above in exchange for Cadence Bank Preferred Shares due to corporate action. * For the complete list of asset type abbreviations, please visit https://fd.house.gov/reference/asset-type-codes.aspx. https://fd.house.gov/reference/asset-type-codes.aspx I V D IRA #3 D: Held at Merrill Lynch I P O Yes No C S I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the best of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Act.
Cadence Bank 5.50% Series A (CADE$A)F S…	buyOpen	$1K – $15K	Feb 2, 2026	Mar 17, 2026 43 days later	Received Huntington Banc Shares Series-L in exchange for asset listed above due to corporate action.
I V D I P O C S my knowledge and belie…	sellReduce	$1K – $15K	Sep 4, 2025	Oct 1, 2025 27 days later	Held at Morgan Stanley I P O Yes No C S I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the best of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Act. Digitally Signed: Hon. Neal Patrick MD, Facs Dunn , 10/01/2025
I V D I P O C S my knowledge and belie…	buyOpen	$1K – $15K	Jun 2, 2025	Aug 13, 2025 72 days later	Held at Merrill Lynch I P O Yes No C S I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the best of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Act. Digitally Signed: Hon. Neal Patrick MD, Facs Dunn , 08/13/2025
I V D I P O C S my knowledge and belie…	buyOpen	$1K – $15K	Mar 3, 2025	Apr 3, 2025 31 days later	Held at Merrill Lynch I P O Yes No C S I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the best of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Act. Digitally Signed: Hon. Neal Patrick MD, Facs Dunn , 04/03/2025
MSTR	buyOpen	$15K – $50K	Dec 24, 2024	Mar 10, 2025 76 days later	Held at Merrill Lynch I P O Yes No C S I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the best of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Act. Digitally Signed: Hon. Neal Patrick MD, Facs Dunn , 03/10/2025
U.S. Bancorp Depositary Shares each rep…	buyOpen	$1K – $15K	Nov 6, 2024	Dec 16, 2024 40 days later	—
F S: New S O: IRA #3 Regions Financial …	buyOpen	$1K – $15K	Nov 6, 2024	Dec 16, 2024 40 days later	—
F S: New S O: IRA #3 L: US D: Publicly …	buyOpen	$1K – $15K	Nov 6, 2024	Dec 16, 2024 40 days later	Publicly traded preferred shares
F S: New S O: IRA #3 Capital One Financ…	buyOpen	$1K – $15K	Nov 6, 2024	Dec 16, 2024 40 days later	—
F S: New S O: IRA #3 Cadence Bank 5.50%…	buyOpen	$1K – $15K	Nov 6, 2024	Dec 16, 2024 40 days later	—
I V D I P O C S my knowledge and belie…	buyOpen	$1K – $15K	Sep 27, 2024	Nov 7, 2024 41 days later	Publicly traded preferred stock * For the complete list of asset type abbreviations, please visit https://fd.house.gov/reference/asset-type-codes.aspx . https://fd.house.gov/reference/asset-type-codes.aspx I V D IRA #3 D: Held at Merrill Lynch I P O Yes No C S I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the best of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Act. Digitally Signed: Hon. Neal Patrick Dunn, MD, FACS , 11/07/2024
F S: New S O: IRA #3 Truist Financial C…	buyOpen	$1K – $15K	Sep 27, 2024	Nov 7, 2024 41 days later	—
F S: New S O: IRA #3 Regions Financial …	buyOpen	$1K – $15K	Sep 27, 2024	Nov 7, 2024 41 days later	—
KeyCorp Depositary Shares each represen…	buyOpen	$1K – $15K	Sep 27, 2024	Nov 7, 2024 41 days later	—
F S: New S O: IRA #3 L: US D: Publicly …	buyOpen	$1K – $15K	Sep 27, 2024	Nov 7, 2024 41 days later	Publicly traded preferred shares
F S: New S O: IRA #3 Capital One Financ…	buyOpen	$1K – $15K	Sep 27, 2024	Nov 7, 2024 41 days later	—
F S: New S O: IRA #3 Cadence Bank 5.50%…	buyOpen	$1K – $15K	Sep 27, 2024	Nov 7, 2024 41 days later	—
F S: New S O: IRA #3 AT&T Inc. Deposita…	buyOpen	$1K – $15K	Sep 27, 2024	Nov 7, 2024 41 days later	—
I V D I P O C S * For the complete lis…	sellReduce	$1K – $15K	Apr 24, 2024	May 22, 2024 28 days later	Held at Merrill Lynch I P O Yes No C S
F S: New S O: IRA #2 J P Morgan Chase &…	sellReduce	$1K – $15K	Apr 24, 2024	May 22, 2024 28 days later	—
A C D I P O C S my knowledge and belie…	buyOpen	$1K – $15K	May 5, 2023	May 26, 2023 21 days later	Held at Merrill Lynch IRA #2 D: Held at Merrill Lynch IRA #3 (Owner: SP) D: Held at Merrill Lynch I P O Yes No C S I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the best of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Act. Digitally Signed: Hon. Neal Patrick MD, Facs Dunn , 05/26/2023
F S: New S O: IRA #3 Wells Fargo & Comp…	buyspouseOpen	$1K – $15K	May 5, 2023	May 26, 2023 21 days later	—
F S: New S O: IRA #2 Wells Fargo & Comp…	buyOpen	$1K – $15K	May 5, 2023	May 26, 2023 21 days later	—
F S: New S O: IRA #1 U.S. Bancorp Depos…	buyOpen	$1K – $15K	May 5, 2023	May 26, 2023 21 days later	—
F S: New S O: IRA #1 Truist Financial C…	buyOpen	$1K – $15K	May 5, 2023	May 26, 2023 21 days later	—
F S: New S O: IRA #1 Regions Financial …	buyOpen	$1K – $15K	May 5, 2023	May 26, 2023 21 days later	—
F S: New S O: IRA #1 KeyCorp Depositary…	buyOpen	$1K – $15K	May 5, 2023	May 26, 2023 21 days later	—
F S: New S O: IRA #3 J P Morgan Chase &…	buyspouseOpen	$1K – $15K	May 5, 2023	May 26, 2023 21 days later	—
F S: New S O: IRA #1 J P Morgan Chase &…	buyOpen	$1K – $15K	May 5, 2023	May 26, 2023 21 days later	—
F S: New S O: IRA #2 J P Morgan Chase &…	buyOpen	$1K – $15K	May 5, 2023	May 26, 2023 21 days later	—
F S: New S O: IRA #1 Capital One Financ…	buyOpen	$1K – $15K	May 5, 2023	May 26, 2023 21 days later	—
F S: New S O: IRA #1 Cadence Bank 5.50%…	buyOpen	$1K – $15K	May 5, 2023	May 26, 2023 21 days later	—
SO	sellReduce	$15K – $50K	Jan 5, 2023	Feb 17, 2023 43 days later	Held at Merrill Lynch
SO	sellReduce	$15K – $50K	Jan 5, 2023	Feb 17, 2023 43 days later	—
F S: New S O: IRA #2 Regions Financial …	sellReduce	$1K – $15K	Jan 5, 2023	Feb 17, 2023 43 days later	—
F S: New S O: IRA #2 KeyCorp Depositary…	sellReduce	$1K – $15K	Jan 5, 2023	Feb 17, 2023 43 days later	—
Wells Fargo & Company Depositary Shares…	buyOpen	$15K – $50K	Aug 15, 2022	Sep 9, 2022 25 days later	—
U.S. Bancorp Depositary Shares each rep…	buyOpen	$15K – $50K	Aug 15, 2022	Sep 9, 2022 25 days later	—
Truist Financial Corporation Depositary…	buyOpen	$15K – $50K	Aug 15, 2022	Sep 9, 2022 25 days later	—
Regions Financial Corporation Depositar…	buyOpen	$15K – $50K	Aug 15, 2022	Sep 9, 2022 25 days later	—
KeyCorp Depositary Shares each represen…	buyOpen	$15K – $50K	Aug 15, 2022	Sep 9, 2022 25 days later	—
J P Morgan Chase & Co Depositary Shares…	buyOpen	$15K – $50K	Aug 15, 2022	Sep 9, 2022 25 days later	—
Capital One Financial Corporation Depos…	buyOpen	$15K – $50K	Aug 15, 2022	Sep 9, 2022 25 days later	—
Cadence Bank 5.50% Series A (CADE$A)F S…	buyOpen	$1K – $15K	Aug 15, 2022	Sep 9, 2022 25 days later	—
AT&T Inc. Depositary Shares, each repre…	buyOpen	$15K – $50K	Aug 15, 2022	Sep 9, 2022 25 days later	—
Wells Fargo & Company Depositary Shares…	buyOpen	$15K – $50K	Aug 10, 2022	Sep 9, 2022 30 days later	—
Regions Financial Corporation Depositar…	buyOpen	$15K – $50K	Aug 10, 2022	Sep 9, 2022 30 days later	—
Regions Financial Corporation Depositar…	buyOpen	$1K – $15K	Aug 10, 2022	Sep 9, 2022 30 days later	—
KeyCorp Depositary Shares each represen…	buyOpen	$1K – $15K	Aug 10, 2022	Sep 9, 2022 30 days later	—
KeyCorp Depositary Shares each represen…	buyOpen	$15K – $50K	Aug 10, 2022	Sep 9, 2022 30 days later	—
J P Morgan Chase & Co Depositary Shares…	buyOpen	$15K – $50K	Aug 10, 2022	Sep 9, 2022 30 days later	—
Capital One Financial Corporation Depos…	buyOpen	$15K – $50K	Aug 10, 2022	Sep 9, 2022 30 days later	—
Cadence Bank 5.50% Series A (CADE$A)F S…	buyOpen	$15K – $50K	Aug 10, 2022	Sep 9, 2022 30 days later	—
a i c best of my knowledge and belief. …	sellReduce	$100K – $250K	Mar 11, 2021	Mar 24, 2021 13 days later	—
bancorpSouth bank 5.50% Series A Non-Cu…	buyOpen	$1K – $15K	Feb 22, 2021	Mar 24, 2021 30 days later	—
a * For the complete list of asset type…	sellReduce	$15K – $50K	Dec 15, 2020	Jan 15, 2021 31 days later	—
BXS	sellReduce	$50K – $100K	Dec 15, 2020	Jan 15, 2021 31 days later	—
BXS	sellReduce	$50K – $100K	Dec 15, 2020	Jan 15, 2021 31 days later	—
BXS	sellReduce	$250K – $500K	Dec 15, 2020	Jan 15, 2021 31 days later	—
J P Morgan Chase & Co Depositary Shares…	sellReduce	$1K – $15K	Dec 7, 2020	Dec 23, 2020 16 days later	—
BancorpSouth Bank 5.50% Series A Non-Cu…	sellReduce	$100K – $250K	Dec 7, 2020	Dec 23, 2020 16 days later	—
BancorpSouth Bank 5.50% Series A Non-Cu…	buyOpen	$1K – $15K	Nov 20, 2020	Dec 23, 2020 33 days later	—
BancorpSouth Bank 5.50% Series A Non-Cu…	buyOpen	$1K – $15K	Nov 20, 2020	Dec 23, 2020 33 days later	—
BancorpSouth Bank 5.50% Series A Non-Cu…	sellReduce	$50K – $100K	Nov 17, 2020	Dec 23, 2020 36 days later	—
a i c best of my knowledge and belief. …	buyOpen	$1K – $15K	Oct 1, 2020	Nov 5, 2020 35 days later	—
BancorpSouth Bank 5.50% Series A Non-Cu…	buyOpen	$1K – $15K	Aug 20, 2020	Sep 9, 2020 20 days later	—
BancorpSouth Bank 5.50% Series A Non-Cu…	buyOpen	$1K – $15K	Aug 20, 2020	Sep 9, 2020 20 days later	—
* For the complete list of asset type a…	sellReduce	$1K – $15K	Aug 7, 2020	Sep 9, 2020 33 days later	—
Bank of America Corporation Depositary …	sellReduce	$15K – $50K	Aug 7, 2020	Sep 9, 2020 33 days later	—
bancorpSouth bank (bXS)F S ubHOlDINg Il…	buyOpen	$1K – $15K	Jul 1, 2020	Jul 18, 2020 17 days later	—
a i c best of my knowledge and belief. …	buyOpen	$50K – $100K	Jun 22, 2020	Jul 18, 2020 26 days later	—
a * For the complete list of asset type…	sellReduce	$1K – $15K	May 26, 2020	Jun 23, 2020 28 days later	—
J P Morgan Chase & Co Depositary Shares…	sellReduce	$1K – $15K	May 26, 2020	Jun 23, 2020 28 days later	—
bank of America Corporation Depositary …	sellReduce	$1K – $15K	May 26, 2020	Jun 23, 2020 28 days later	—
a i c best of my knowledge and belief. …	buyOpen	$1K – $15K	Apr 1, 2020	May 1, 2020 30 days later	—
i c best of my knowledge and belief. Di…	buyOpen	$1K – $15K	Feb 20, 2020	Mar 19, 2020 28 days later	—
a i c * For the complete list of asset …	buyOpen	$1K – $15K	Dec 30, 2019	Jan 30, 2020 31 days later	—
bancorpSouth bank (bXS)F S ubHOlDINg Il…	buyOpen	$1K – $15K	Dec 30, 2019	Jan 30, 2020 31 days later	—
bancorpSouth bank (bXS)F S ubHOlDINg Il…	buyOpen	$1K – $15K	Dec 30, 2019	Jan 30, 2020 31 days later	—
a * For the complete list of asset type…	sellReduce	$50K – $100K	Dec 12, 2019	Jan 20, 2020 39 days later	—
bancorpSouth bank (bXS)F S ubHOLDINg IL…	sellReduce	$50K – $100K	Dec 12, 2019	Jan 20, 2020 39 days later	—
bancorpSouth bank (bXS)F S ubHOLDINg IL…	sellReduce	$250K – $500K	Dec 12, 2019	Jan 20, 2020 39 days later	—
bancorpSouth bank (bXS)F S ubHOLDINg IL…	sellspouseReduce	$50K – $100K	Dec 12, 2019	Jan 20, 2020 39 days later	—
bancorpSouth bank 5.50% Series A Non-Cu…	buyOpen	$50K – $100K	Nov 19, 2019	Dec 11, 2019 22 days later	—
a * For the complete list of asset type…	buyOpen	$15K – $50K	Nov 18, 2019	Dec 11, 2019 23 days later	—
bancorpSouth bank 5.50% Series A Non-Cu…	buyOpen	$50K – $100K	Nov 15, 2019	Dec 11, 2019 26 days later	—
bancorpSouth bank 5.50% Series A Non-Cu…	buyspouseOpen	$15K – $50K	Nov 15, 2019	Dec 11, 2019 26 days later	—
bancorpSouth bank 5.50% Series A Non-Cu…	buyOpen	$15K – $50K	Nov 15, 2019	Dec 11, 2019 26 days later	—
bancorpSouth bank 5.50% Series A Non-Cu…	buyOpen	$15K – $50K	Nov 15, 2019	Dec 11, 2019 26 days later	—
bancorpSouth bank (bXS)F IlINg S TATuS …	sellReduce	$500K – $1M	Nov 12, 2019	Dec 11, 2019 29 days later	—
bancorpSouth bank (bXS)F S ubHOlDINg Il…	sellReduce	$50K – $100K	Nov 12, 2019	Dec 11, 2019 29 days later	—
bancorpSouth bank (bXS)F S ubHOlDINg Il…	sellReduce	$100K – $250K	Nov 12, 2019	Dec 11, 2019 29 days later	—
bancorpSouth bank (bXS)F S ubHOlDINg Il…	sellspouseReduce	$100K – $250K	Nov 11, 2019	Dec 11, 2019 30 days later	—
bancorpSouth bank (bXS)F S ubHOlDINg Il…	sellReduce	$100K – $250K	Nov 11, 2019	Dec 11, 2019 30 days later	—
bancorpSouth bank (bXS)F S ubHOlDINg Il…	sellReduce	$50K – $100K	Nov 11, 2019	Dec 11, 2019 30 days later	—
BB&T Corporation Depositary shares Repr…	sellReduce	$1K – $15K	Sep 3, 2019	Sep 30, 2019 27 days later	—

Source: the original filing