Dwight Evans Stock Trades

HouseFollow

PA-03 · Democrat

Disclosed trades

183

Estimated volume

$2.1M

sum of bracket midpoints

Typical delay

35 days

trade to filing

Last filed

Jun 24, 2026

What their buys are worth now

47 disclosed purchases, valued at the latest close

Return

+144.1%

on paper

Gain

+$647.6K

unrealised

Disclosed cost

$449.5K

at bracket midpoints

Worth now

$1.1M

close of Oct 9, 2026

If Dwight Evans still holds everything they disclosed buying. Disclosures do not report sales proceeds or current positions, so a stake sold last year still counts here — this is an upper bound, not a profit. Purchases are sized at the midpoint of the disclosed bracket, and dividends, fees and taxes are not included. 42 purchases have no market price and are left out. More on the limits.

Try the total-budget simulator →

If you had copied every buy

Entering on the day each filing became public, and still holding

Putting $1,000 into each of 47 disclosed purchases — $47,000 invested — would be worth

$108,152

+$61,152 (+130.11%)

Positions

equally weighted

Their own timing

+128.39%

entering on their trade date

Best

+1135.59%

Worst

DXC

-81.61%

Each filing

47 positions

Filed	Ticker	You paid	They paid	Now	Worth	Return
Dec 19, 2025 28d after trading	NVDA 5.53 sh	$180.99	$178.88	$229.28	$1,267	+26.68%
Apr 17, 2025 14d after trading	NVDA 9.85 sh	$101.49	$101.80	$229.28	$2,259	+125.91%
Apr 17, 2025 14d after trading	INTC 52.83 sh	$18.93	$22.43	$104.70	$5,531	+453.09%
Apr 17, 2025 14d after trading	AMZN 5.79 sh	$172.61	$178.41	$262.43	$1,520	+52.04%
Apr 17, 2025 14d after trading	GOOGL 6.62 sh	$151.16	$150.72	$351.66	$2,326	+132.64%
Apr 17, 2025 14d after trading	IBM 4.19 sh	$238.81	$243.49	$227.13	$951	-4.89%
Jan 17, 2024 28d after trading	MU 12.01 sh	$83.28	$78.69	$1,029.00	$12,356	+1135.59%
Jan 17, 2024 28d after trading	NOW 6.87 sh	$145.51	$138.76	$140.86	$968	-3.19%
Jul 5, 2023 13d after trading	CVS 14.37 sh	$69.59	$69.41	$86.16	$1,238	+23.81%
Jul 5, 2023 13d after trading	KD 76.8 sh	$13.02	$13.27	$11.75	$902	-9.75%
Nov 21, 2022 7d after trading	RHHBY 25.06 sh	$39.91	$41.27	$54.09	$1,355	+35.53%
Nov 21, 2022 7d after trading	SRE 12.6 sh	$79.39	$77.81	$81.34	$1,025	+2.46%
Aug 19, 2022 14d after trading	OKE 15.64 sh	$63.95	$58.55	$89.80	$1,404	+40.42%
Aug 19, 2022 14d after trading	ABBV 7.05 sh	$141.85	$138.04	$276.47	$1,949	+94.90%
Apr 25, 2022 26d after trading	GD 4.18 sh	$239.18	$244.32	$331.27	$1,385	+38.50%
Apr 25, 2022 26d after trading	KMI 53.73 sh	$18.61	$19.09	$32.49	$1,746	+74.58%
Apr 25, 2022 26d after trading	INTC 21.25 sh	$47.06	$51.43	$104.70	$2,225	+122.48%
Jul 9, 2021 44d after trading	PWR 11.14 sh	$89.79	$94.30	$705.94	$7,862	+686.21%
Jul 9, 2021 44d after trading	CE 6.51 sh	$153.53	$163.95	$45.02	$293	-70.68%
Jul 9, 2021 44d after trading	CSX 31.42 sh	$31.83	$33.48	$47.26	$1,485	+48.48%
Dec 3, 2020 35d after trading	CRM 4.53 sh	$220.97	$237.14	$229.13	$1,037	+3.69%
Sep 21, 2020 56d after trading	ARE 6.41 sh	$155.89	$170.36	$45.51	$292	-70.81%
Sep 21, 2020 55d after trading	AMT 4.15 sh	$240.97	$266.80	$182.24	$756	-24.37%
Apr 23, 2020 52d after trading	SU 63.73 sh	$15.69	$27.70	$72.23	$4,604	+360.36%
Apr 23, 2020 52d after trading	T 44.88 sh	$22.28	$28.08	$22.18	$995	-0.45%
Apr 23, 2020 52d after trading	DEO 7.58 sh	$131.98	$145.64	$86.73	$657	-34.29%
Apr 23, 2020 52d after trading	XOM 23.01 sh	$43.45	$53.88	$168.94	$3,888	+288.81%
Apr 23, 2020 52d after trading	INTC 16.94 sh	$59.04	$58.18	$104.70	$1,773	+77.34%
Apr 23, 2020 52d after trading	NEO 35.32 sh	$28.31	$29.48	$16.35	$578	-42.25%
Apr 23, 2020 52d after trading	TWST 31.54 sh	$31.71	$32.16	$159.78	$5,039	+403.88%
Nov 15, 2019 31d after trading	T 33.52 sh	$29.83	$28.63	$22.18	$743	-25.65%
Nov 15, 2019 31d after trading	DEO 6.24 sh	$160.13	$162.24	$86.73	$542	-45.84%
Sep 26, 2018 40d after trading	TMO 4.12 sh	$242.85	$230.00	$658.02	$2,710	+170.96%
Sep 26, 2018 40d after trading	PFE 24.13 sh	$41.44	$39.93	$28.28	$682	-31.76%
Sep 26, 2018 40d after trading	NEE 24.32 sh	$41.11	$43.79	$77.38	$1,882	+88.22%
Sep 26, 2018 40d after trading	MSFT 8.77 sh	$113.98	$107.58	$535.07	$4,694	+369.44%
Sep 26, 2018 40d after trading	JPM 8.69 sh	$115.02	$114.77	$332.99	$2,895	+189.51%
Sep 26, 2018 40d after trading	INTC 21.88 sh	$45.70	$47.10	$104.70	$2,291	+129.10%
Nov 2, 2017 13d after trading	OKE 18.74 sh	$53.35	$56.00	$89.80	$1,683	+68.32%
Nov 2, 2017 13d after trading	KMI 56.18 sh	$17.80	$18.42	$32.49	$1,825	+82.53%
Nov 2, 2017 13d after trading	HII 4.26 sh	$234.57	$235.42	$264.80	$1,129	+12.89%
May 24, 2017 145d after trading	AMZN 20.4 sh	$49.02	$37.49	$262.43	$5,354	+435.38%
May 24, 2017 145d after trading	AZN 14.59 sh	$68.54	$54.64	$159.20	$2,323	+132.27%
May 24, 2017 145d after trading	DXC 14.83 sh	$67.43	$51.40	$12.40	$184	-81.61%
May 24, 2017 145d after trading	HASI 44.98 sh	$22.23	$18.99	$36.49	$1,641	+64.15%
May 24, 2017 145d after trading	HPE 68.16 sh	$14.67	$13.45	$73.46	$5,007	+400.74%
May 24, 2017 145d after trading	INTC 27.69 sh	$36.12	$36.27	$104.70	$2,899	+189.87%

A backtest, not a forecast. Every purchase gets the same stake because filings disclose a range, not a size. It ignores their sales, dividends, fees and taxes — each of which flatters the result, and 42 purchases could not be priced and are excluded.

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Holdings, 2025

Weights are each holding's share of roughly $306K in stocks, funds and ETFs — bank accounts and property are left out of the denominator

Asset	Weight	Value	Income
CETERA ⇒ GOLDMAN SACHS EMERGING MARKETS [MF]	10.6%	$15K – $50K	Capital Gains
CETERA ⇒ ARIEL FUND INVESTOR [MF]	10.6%	$15K – $50K	Dividends
TMOCETERA ⇒ Thermo Fisher Scientific Inc (TMO) [ST]	10.6%	$15K – $50K	Dividends
CETERA ⇒ GLOBAL X LITHIUM & BATTERY ETF [EF]	2.6%	$1K – $15K	Capital Gains
ABBVCETERA ⇒ AbbVie Inc. (ABBV) [ST]	2.6%	$1K – $15K	Capital Gains, Dividends
AAPLCETERA ⇒ Apple Inc. (AAPL) [ST]	2.6%	$1K – $15K	Dividends
CVSCETERA ⇒ CVS Health Corporation Common Stock (CVS) [ST]	2.6%	$1K – $15K	Dividends
SRECETERA ⇒ DBA Sempra (SRE) [ST]	2.6%	$1K – $15K	Capital Gains, Dividends
CETERA ⇒ EMERALD BANKING & FINANCE FUND [MF]	2.6%	$1K – $15K	Capital Gains
FGROXCETERA ⇒ Emerald Growth Fund Institutional Class (FGROX) [MF]	2.6%	$1K – $15K	Dividends
CETERA ⇒ FS MULTI-STRATEGY ALTERNATIVES FUND [MF]	2.6%	$1K – $15K	Capital Gains
GDCETERA ⇒ General Dynamics Corporation (GD) [ST]	2.6%	$1K – $15K	Dividends
INTCCETERA ⇒ Intel Corporation (INTC) [ST]	2.6%	$1K – $15K	Dividends
IBMCETERA ⇒ International Business Machines Corporation (IBM) [ST]	2.6%	$1K – $15K	Dividends
CETERA ⇒ ISHARES NASDAQ BIOTECHNOLOGY [EF]	2.6%	$1K – $15K	Capital Gains
KMICETERA ⇒ Kinder Morgan, Inc. (KMI) [ST]	2.6%	$1K – $15K	Dividends
LMTCETERA ⇒ Lockheed Martin Corporation (LMT) [ST]	2.6%	$1K – $15K	Dividends
MUCETERA ⇒ Micron Technology, Inc. - Common Stock (MU) [ST]	2.6%	$1K – $15K	Dividends
MSFTCETERA ⇒ Microsoft Corporation (MSFT) [ST]	2.6%	$1K – $15K	Dividends
NEECETERA ⇒ NextEra Energy, Inc. (NEE) [ST]	2.6%	$1K – $15K	Dividends
NVDACETERA ⇒ NVIDIA Corporation - Common Stock (NVDA) [ST]	2.6%	$1K – $15K	Capital Gains, Dividends
OKECETERA ⇒ ONEOK, Inc. (OKE) [ST]	2.6%	$1K – $15K	Dividends
CETERA ⇒ PACER FDS TR US CASH COWS 100 ETF [EF]	2.6%	$1K – $15K	Capital Gains
PWRCETERA ⇒ Quanta Services, Inc. (PWR) [ST]	2.6%	$1K – $15K	Dividends
NOWCETERA ⇒ ServiceNow, Inc. Common Stock (NOW) [ST]	2.6%	$1K – $15K	Dividends
CETERA ⇒ SPDR S&P METALS AND MINING ETF [EF]	2.6%	$1K – $15K	Capital Gains, Dividends
VTEBCETERA ⇒ Vanguard Tax-Exempt Bond ETF (VTEB) [EF]	2.6%	$1K – $15K	Capital Gains, Dividends
WMBCETERA ⇒ Williams Companies, Inc. (WMB) [ST] .	2.6%	$1K – $15K	Dividends
MBXIXCETERA ⇒ Catalyst/Millburn Hedge Strategy Fund Class I (MBXIX) [MF]	2.6%	$1K – $15K	Dividends
RHHBYCETERA ⇒ Roche Holdings AG Basel American Depositary Shares (RHHBY) [ST]	0.16%	$1 – $1K	Dividends
COMMONWEALTH OF PA PENSION [PE]	—	$500K – $1M	PENSION PAYMENTS
1602 E CARDEZA ST [RP]	—	$100K – $250K	None
CETERA ⇒	—	$15K – $50K	Dividends
CETERA ⇒ ALEXANDRIA REAL ESTATE EQUITIES [RE]	—	$1K – $15K	Dividends
CETERA ⇒ AMERICAN TOWER CORP [RE]	—	$1K – $15K	Dividends

Committees

What they oversee — the context a trade is read against

Bills they sponsored

Legislation introduced under their own name, newest first

HR10049TaxationAug 6, 2026
Visitable Inclusive Tax credits for Accessible Living (VITAL) Act
Referred to the House Committee on Ways and Means.
HR8746Crime and Law EnforcementMay 12, 2026
VICTIM Act of 2026
Referred to the House Committee on the Judiciary.
HR8501TaxationApr 27, 2026
Rehabilitation of Historic Schools Act of 2026
Referred to the House Committee on Ways and Means.
HRES1071Civil Rights and Liberties, Minority IssuesFeb 23, 2026
Recognizing the desegregation efforts at Girard College in Philadelphia, and the leaders involved in African-American integration and civil rights expansion.
Referred to the House Committee on the Judiciary.
HR7532Government Operations and PoliticsFeb 12, 2026
To designate the facility of the United States Postal Service located at 4431 Main Street in Philadelphia, Pennsylvania, as the "Dr. Constance 'Connie' E. Clayton Post Office".
Referred to the House Committee on Oversight and Government Reform.
HRES898FamiliesNov 20, 2025
Recognizing November 2025 as "National Family Caregivers Month".
Referred to the Committee on Education and Workforce, and in addition to the Committees on Energy and Commerce, and Ways and Means, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
HR5383HealthSep 16, 2025
Mentoring and Supporting Families Act
Referred to the House Committee on Ways and Means.
HR5384HealthSep 16, 2025
MORE Act
Referred to the House Committee on Ways and Means.
HRES712HealthSep 15, 2025
Expressing support for the designation of September 14, 2025, as "National Food is Medicine Day".
Referred to the Committee on Energy and Commerce, and in addition to the Committee on Agriculture, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
HR3681Labor and EmploymentJun 3, 2025
Leveraging Educational Opportunity Networks Act
Referred to the House Committee on Education and Workforce.
HR2999Social WelfareApr 24, 2025
To amend title II of the Social Security Act to provide that not more than 10 percent of a monthly benefit may be withheld on account of overpayments.
Referred to the House Committee on Ways and Means.
HR2837Crime and Law EnforcementApr 10, 2025
Resources for Victims of Gun Violence Act of 2025
Referred to the House Committee on the Judiciary.

Campaign finance

Reported to the FEC, through Jun 30, 2026

Raised

$233.8K

Spent

$302.4K

Cash on hand

$7.5K

From PACs

$107.5K

committee contributions

Exact figures, unlike the trade amounts on this page — campaign finance is reported to the dollar, a STOCK Act filing only ever as a bracket. Covers Dwight Evans's own campaign committee and not outside spending on their behalf.

Recent votes

What they actually did, with the date to read a trade against

Date	Measure	Question	Vote
Sep 16, 2026	S 2403	Retire through Ownership Act	Yea
Sep 16, 2026	H R 9497	Water Resources Development Act	Yea
Sep 16, 2026	H R 9340	Ratepayer Protection Act	Yea
Sep 16, 2026	H J RES 213	Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule issued by the Environmental Protection Agency relating to the “California State Nonroad Engine Pollution Control Standards; Commercial Harbor Craft Regulations; Notice of Decision”	Nay
Sep 16, 2026	H R 10326	PROOF Act	Nay
Sep 16, 2026	H R 9576	National Fraud Enforcement Division Act	Nay
Sep 16, 2026	H R 5334	An Act to amend the Internal Revenue Code of 1986 to allow early childhood educators to take the educator expense deduction, and for other purposes	Nay
Sep 15, 2026	H CON RES 93	Directing the President, pursuant to section 5(c) of the War Powers Resolution, to remove United States Armed Forces from hostilities with Iran	Yea
Sep 15, 2026	H J RES 210	Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Environmental Protection Agency relating to “California State Nonroad Engine Pollution Control Standards; Ocean-Going Vessels At-Berth; Notice of Decision”	Nay
Sep 15, 2026	H R 9500	Tax Relief for Fraud Victims Act	Yea

Most traded

By number of disclosed transactions

INTC10x · $80K TMO5x · $64.5K AMZN4x · $81K OKE4x · $81K KMI4x · $32K T4x · $32K HII3x · $48.5K AMT3x · $24K

Disclosed transactions

183 in total, newest first

Asset		Amount	Traded	Filed	Note
INTC	sellReduce	$1K – $15K	Jun 10, 2026	Jun 24, 2026 14 days later	—
GD	sellReduce	$1K – $15K	Jun 10, 2026	Jun 24, 2026 14 days later	—
AMT	sellReduce	$1K – $15K	May 11, 2026	May 15, 2026 4 days later	—
TMO	sellReduce	$1K – $15K	May 7, 2026	May 15, 2026 8 days later	—
PWR	sellReduce	$1K – $15K	May 7, 2026	May 15, 2026 8 days later	—
INTC	sellReduce	$1K – $15K	May 7, 2026	May 15, 2026 8 days later	—
MU	sellReduce	$15K – $50K	Mar 24, 2026	Apr 20, 2026 27 days later	—
NVDA	buyOpen	$1K – $15K	Nov 21, 2025	Dec 19, 2025 28 days later	—
MSFT	sellReduce	$1K – $15K	Nov 21, 2025	Dec 19, 2025 28 days later	—
CVS	sellReduce	$1K – $15K	Nov 21, 2025	Dec 19, 2025 28 days later	—
APO	sellReduce	$1K – $15K	Nov 21, 2025	Dec 19, 2025 28 days later	—
AWK	sellReduce	$1K – $15K	Nov 21, 2025	Dec 19, 2025 28 days later	—
BABAF	sellReduce	$1K – $15K	Nov 21, 2025	Dec 19, 2025 28 days later	—
CVS	sellReduce	$1K – $15K	Nov 21, 2025	May 15, 2026 175 days later	—
KD	sellReduce	—	Oct 10, 2025	Oct 30, 2025 20 days later	—
GOOGL	sellReduce	$15K – $50K	Oct 10, 2025	Oct 30, 2025 20 days later	—
WMB	sellReduce	$1K – $15K	Apr 3, 2025	Apr 17, 2025 14 days later	—
NOW	sellReduce	$1K – $15K	Apr 3, 2025	Apr 17, 2025 14 days later	—
PWR	sellReduce	$1K – $15K	Apr 3, 2025	Apr 17, 2025 14 days later	—
OKE	sellReduce	$1K – $15K	Apr 3, 2025	Apr 17, 2025 14 days later	—
NVDA	buyOpen	$1K – $15K	Apr 3, 2025	Apr 17, 2025 14 days later	—
NEE	sellReduce	$1K – $15K	Apr 3, 2025	Apr 17, 2025 14 days later	—
KMI	sellReduce	$1K – $15K	Apr 3, 2025	Apr 17, 2025 14 days later	—
IBM	buyOpen	$1K – $15K	Apr 3, 2025	Apr 17, 2025 14 days later	—
INTC	buyOpen	$1K – $15K	Apr 3, 2025	Apr 17, 2025 14 days later	—
AMT	sellReduce	$1K – $15K	Apr 3, 2025	Apr 17, 2025 14 days later	—
AMZN	buyOpen	$1K – $15K	Apr 3, 2025	Apr 17, 2025 14 days later	—
GOOGL	buyOpen	$1K – $15K	Apr 3, 2025	Apr 17, 2025 14 days later	—
ABBV	sellReduce	$1K – $15K	Apr 3, 2025	Apr 17, 2025 14 days later	—
TSLA	sellReduce	$1K – $15K	Oct 29, 2024	Apr 2, 2025 155 days later	—
AMZN	sellReduce	$15K – $50K	Oct 29, 2024	Apr 2, 2025 155 days later	—
NOW	buyOpen	$1K – $15K	Dec 20, 2023	Jan 17, 2024 28 days later	—
MU	buyOpen	$1K – $15K	Dec 20, 2023	Jan 17, 2024 28 days later	—
HASI	sellReduce	$1K – $15K	Dec 20, 2023	Jan 17, 2024 28 days later	—
A C D I P O * For the complete list of …	buyOpen	$1K – $15K	Jun 22, 2023	Jul 5, 2023 13 days later	—
KD	buyOpen	$1K – $15K	Jun 22, 2023	Jul 5, 2023 13 days later	—
CVS	buyOpen	$1K – $15K	Jun 22, 2023	Jul 5, 2023 13 days later	—
BIDU	sellReduce	$1K – $15K	Jun 22, 2023	Jul 5, 2023 13 days later	—
CRM	sellReduce	$1K – $15K	Feb 28, 2023	Mar 9, 2023 9 days later	—
CSX	sellReduce	$1K – $15K	Feb 28, 2023	Mar 9, 2023 9 days later	—
RHHBY	buyOpen	$1K – $15K	Nov 14, 2022	Nov 21, 2022 7 days later	—
RTX	sellReduce	$1K – $15K	Nov 14, 2022	Nov 21, 2022 7 days later	—
BTEC	sellReduce	$1K – $15K	Nov 14, 2022	Nov 21, 2022 7 days later	—
SRVR	sellReduce	$1K – $15K	Nov 14, 2022	Nov 21, 2022 7 days later	—
QYLD	sellReduce	$1K – $15K	Nov 14, 2022	Nov 21, 2022 7 days later	—
SRE	buyOpen	$1K – $15K	Nov 14, 2022	Nov 21, 2022 7 days later	—
LUV	sellReduce	$1K – $15K	Aug 5, 2022	Aug 19, 2022 14 days later	—
PYPLV	sellReduce	$1K – $15K	Aug 5, 2022	Aug 19, 2022 14 days later	—
OKE	buyOpen	$1K – $15K	Aug 5, 2022	Aug 19, 2022 14 days later	—
ABBV	buyOpen	$1K – $15K	Aug 5, 2022	Aug 19, 2022 14 days later	—
TWST	sellReduce	$1K – $15K	Mar 30, 2022	Apr 25, 2022 26 days later	—
NEO	sellReduce	$1K – $15K	Mar 30, 2022	Apr 25, 2022 26 days later	—
KMI	buyOpen	$1K – $15K	Mar 30, 2022	Apr 25, 2022 26 days later	—
INTC	buyOpen	$1K – $15K	Mar 30, 2022	Apr 25, 2022 26 days later	—
GD	buyOpen	$1K – $15K	Mar 30, 2022	Apr 25, 2022 26 days later	—
CE	sellReduce	$1K – $15K	Mar 30, 2022	Apr 25, 2022 26 days later	—
ARKK	sellReduce	$1K – $15K	Mar 30, 2022	Apr 25, 2022 26 days later	—
ARKG	sellReduce	$1K – $15K	Mar 25, 2022	Apr 25, 2022 31 days later	—
ARKG	sellReduce	$1K – $15K	Mar 25, 2022	Apr 25, 2022 31 days later	—
a i * For the complete list of asset ty…	buyOpen	$1K – $15K	Nov 2, 2021	Dec 22, 2021 50 days later	—
Principal Healthcare Innovators ETF (bT…	buyOpen	$1K – $15K	Nov 2, 2021	Dec 22, 2021 50 days later	—
ARK genomic Revolution ETF (ARKg)F S Ub…	sellReduce	$1K – $15K	Nov 2, 2021	Dec 22, 2021 50 days later	—
AEP	sellReduce	$1K – $15K	Nov 2, 2021	Dec 22, 2021 50 days later	—
A I C best of my knowledge and belief. …	sellReduce	$1K – $15K	May 26, 2021	Jul 9, 2021 44 days later	—
Southwest Airlines Company (lUV)F S UbH…	buyOpen	$1K – $15K	May 26, 2021	Jul 9, 2021 44 days later	—
PWR	buyOpen	$1K – $15K	May 26, 2021	Jul 9, 2021 44 days later	—
lockheed Martin Corporation (lMT)F S Ub…	buyOpen	$1K – $15K	May 26, 2021	Jul 9, 2021 44 days later	—
CSX	buyOpen	$1K – $15K	May 26, 2021	Jul 9, 2021 44 days later	—
CE	buyOpen	$1K – $15K	May 26, 2021	Jul 9, 2021 44 days later	—
Alphabet Inc. - Class A (gOOgl)F S UbHO…	sellReduce	$1K – $15K	May 11, 2021	Jul 9, 2021 59 days later	—
OKE	sellReduce	$15K – $50K	Dec 30, 2020	Feb 9, 2021 41 days later	—
HII	sellReduce	$1K – $15K	Dec 30, 2020	Feb 9, 2021 41 days later	—
a i c * For the complete list of asset …	sellReduce	$15K – $50K	Dec 21, 2020	Feb 9, 2021 50 days later	—
Tesla, Inc. (TSlA)F S UbHOlDINg IlINg S…	buyOpen	$1K – $15K	Oct 29, 2020	Dec 3, 2020 35 days later	—
CRM	buyOpen	$1K – $15K	Oct 29, 2020	Dec 3, 2020 35 days later	—
PayPal Holdings, Inc. (PYPl)F S UbHOlDI…	buyOpen	$1K – $15K	Oct 29, 2020	Dec 3, 2020 35 days later	—
International business Machines Corpora…	buyOpen	$1K – $15K	Oct 29, 2020	Dec 3, 2020 35 days later	—
INTC	sellReduce	$1K – $15K	Oct 29, 2020	Dec 3, 2020 35 days later	—
global X NASDAQ-100 Covered Call ETF (Q…	sellReduce	$1K – $15K	Oct 29, 2020	Dec 3, 2020 35 days later	—
baidu, Inc. - American Depositary Share…	buyOpen	$1K – $15K	Oct 29, 2020	Dec 3, 2020 35 days later	—
T	sellReduce	$1K – $15K	Oct 29, 2020	Dec 3, 2020 35 days later	—
ARK genomic Revolution ETF (ARKg)F S Ub…	buyOpen	$1K – $15K	Oct 29, 2020	Dec 3, 2020 35 days later	—
AEP	sellReduce	$1K – $15K	Oct 29, 2020	Dec 3, 2020 35 days later	—
AlPS Sector Dividend Dogs ETF (SDOg)F S…	sellReduce	$1K – $15K	Oct 29, 2020	Dec 3, 2020 35 days later	—
AMZN	sellReduce	$1K – $15K	Oct 21, 2020	Dec 3, 2020 43 days later	—
Alphabet Inc. - Class A (gOOgl)F S UbHO…	sellReduce	$1K – $15K	Oct 21, 2020	Dec 3, 2020 43 days later	—
HASI	sellReduce	$1K – $15K	Oct 14, 2020	Dec 3, 2020 50 days later	—
ARKK	sellReduce	$1K – $15K	Oct 14, 2020	Dec 3, 2020 50 days later	—
The Carlyle group Inc. (Cg)F S UbHOlDIN…	buyOpen	$1K – $15K	Sep 4, 2020	Sep 21, 2020 17 days later	—
Tesla, Inc. (TSlA)F S UbHOlDINg IlINg S…	buyOpen	$1K – $15K	Sep 4, 2020	Sep 21, 2020 17 days later	—
MSFT	sellReduce	$1K – $15K	Sep 4, 2020	Sep 21, 2020 17 days later	—
Williams Companies, Inc. (WMb)F S UbHOl…	buyOpen	$1K – $15K	Jul 28, 2020	Sep 21, 2020 55 days later	—
T	sellReduce	$1K – $15K	Jul 28, 2020	Sep 21, 2020 55 days later	—
AMT	buyOpen	$1K – $15K	Jul 28, 2020	Sep 21, 2020 55 days later	—
A I C best of my knowledge and belief. …	buyOpen	$1K – $15K	Jul 27, 2020	Sep 21, 2020 56 days later	—
DEO	sellReduce	$1K – $15K	Jul 27, 2020	Sep 21, 2020 56 days later	—
berkshire Hathaway Inc. New (bRK.b)F S …	sellReduce	$1K – $15K	Jul 27, 2020	Sep 21, 2020 56 days later	—
ARE	buyOpen	$1K – $15K	Jul 27, 2020	Sep 21, 2020 56 days later	—
a i c best of my knowledge and belief. …	sellReduce	$50K – $100K	Jun 8, 2020	Jul 20, 2020 42 days later	—
UTX	buyOpen	$1K – $15K	Mar 2, 2020	Apr 23, 2020 52 days later	—

Source: the original filing