David Joyce Stock Trades

HouseFollow

OH-14 · Republican

Disclosed trades

170

Estimated volume

$5.8M

sum of bracket midpoints

Typical delay

373 days

trade to filing

Last filed

Feb 7, 2025

What their buys are worth now

47 disclosed purchases, valued at the latest close

Return

+156.1%

on paper

Gain

+$1.9M

unrealised

Disclosed cost

$1.2M

at bracket midpoints

Worth now

$3.1M

close of Oct 9, 2026

If David Joyce still holds everything they disclosed buying. Disclosures do not report sales proceeds or current positions, so a stake sold last year still counts here — this is an upper bound, not a profit. Purchases are sized at the midpoint of the disclosed bracket, and dividends, fees and taxes are not included. 46 purchases have no market price and are left out. More on the limits.

Try the total-budget simulator →

If you had copied every buy

Entering on the day each filing became public, and still holding

Putting $1,000 into each of 47 disclosed purchases — $47,000 invested — would be worth

$96,213

+$49,213 (+104.71%)

Positions

equally weighted

Their own timing

+127.77%

entering on their trade date

Best

AMZN

+398.54%

Worst

NKE

-58.06%

Each filing

47 positions

Filed	Ticker	You paid	They paid	Now	Worth	Return
Aug 6, 2024 754d after trading	VCSH 12.78 sh	$78.26	$76.20	$77.30	$988	-1.23%
Jun 9, 2022 21d after trading	PPA 13.83 sh	$72.32	$69.25	$155.02	$2,144	+114.35%
Sep 30, 2021 16d after trading	MDY 2.08 sh	$480.88	$487.97	$667.30	$1,388	+38.77%
Jul 27, 2021 503d after trading	SPY 2.28 sh	$439.01	$274.36	$778.10	$1,772	+77.24%
Jul 27, 2021 488d after trading	VONE 4.89 sh	$204.62	$118.96	$351.68	$1,719	+71.87%
Jul 27, 2021 414d after trading	SPY 2.28 sh	$439.01	$323.20	$778.10	$1,772	+77.24%
Jul 27, 2021 230d after trading	PAVE 38.67 sh	$25.86	$21.10	$53.45	$2,067	+106.69%
Jul 27, 2021 228d after trading	PAVE 38.67 sh	$25.86	$20.94	$53.45	$2,067	+106.69%
Jul 30, 2020 514d after trading	IJH 26.7 sh	$37.46	$38.34	$73.16	$1,953	+95.30%
Jul 30, 2020 514d after trading	IEFA 16.76 sh	$59.67	$60.38	$96.18	$1,612	+61.19%
Jul 30, 2020 514d after trading	IVV 3.07 sh	$325.26	$281.16	$781.97	$2,404	+140.41%
Jul 30, 2020 514d after trading	IJR 13.95 sh	$71.67	$79.65	$137.55	$1,919	+91.92%
Jul 30, 2020 496d after trading	VCSH 12.04 sh	$83.05	$79.63	$77.30	$931	-6.92%
Jul 30, 2020 405d after trading	SPY 3.09 sh	$323.96	$294.00	$778.10	$2,402	+140.18%
Jul 30, 2020 405d after trading	VEA 24.63 sh	$40.60	$41.49	$69.95	$1,723	+72.29%
Jul 30, 2020 372d after trading	IJH 26.7 sh	$37.46	$39.64	$73.16	$1,953	+95.30%
Jul 30, 2020 372d after trading	IVV 3.07 sh	$325.26	$303.17	$781.97	$2,404	+140.41%
Jul 30, 2020 372d after trading	IJR 13.95 sh	$71.67	$79.20	$137.55	$1,919	+91.92%
Jul 30, 2020 314d after trading	MDY 2.92 sh	$341.96	$353.53	$667.30	$1,951	+95.14%
Jul 30, 2020 212d after trading	IVE 8.89 sh	$112.54	$130.09	$233.02	$2,071	+107.06%
Jul 30, 2020 212d after trading	IWN 9.94 sh	$100.62	$128.58	$210.87	$2,096	+109.57%
May 8, 2019 720d after trading	VEA 24.37 sh	$41.04	$41.02	$69.95	$1,704	+70.44%
May 8, 2019 674d after trading	KMI 50.84 sh	$19.67	$19.52	$32.49	$1,652	+65.18%
May 8, 2019 674d after trading	UPS 9.82 sh	$101.85	$110.61	$94.57	$929	-7.15%
May 8, 2019 674d after trading	NKE 12.08 sh	$82.77	$58.65	$34.71	$419	-58.06%
May 8, 2019 674d after trading	AMZN 10.43 sh	$95.89	$47.68	$262.43	$2,737	+173.68%
May 8, 2019 665d after trading	SPY 3.48 sh	$287.53	$244.01	$778.10	$2,706	+170.62%
May 8, 2019 477d after trading	VEA 24.37 sh	$41.04	$46.75	$69.95	$1,704	+70.44%
May 8, 2019 405d after trading	QQQ 5.38 sh	$185.77	$160.13	$746.04	$4,016	+301.59%
May 8, 2019 405d after trading	QQQ 5.38 sh	$185.77	$160.13	$746.04	$4,016	+301.59%
May 8, 2019 405d after trading	QQQ 5.38 sh	$185.77	$160.13	$746.04	$4,016	+301.59%
May 8, 2019 405d after trading	EFA 15.35 sh	$65.15	$69.68	$103.40	$1,587	+58.71%
May 8, 2019 405d after trading	IWM 6.38 sh	$156.76	$151.83	$278.94	$1,779	+77.94%
May 8, 2019 405d after trading	NKE 12.08 sh	$82.77	$66.44	$34.71	$419	-58.06%
May 8, 2019 405d after trading	UNH 4.18 sh	$239.15	$214.00	$379.30	$1,586	+58.60%
May 8, 2019 194d after trading	SPY 3.48 sh	$287.53	$265.33	$778.10	$2,706	+170.62%
May 8, 2019 148d after trading	VCSH 12.58 sh	$79.50	$77.61	$77.30	$972	-2.77%
May 8, 2019 148d after trading	VCSH 12.58 sh	$79.50	$77.61	$77.30	$972	-2.77%
Jul 26, 2017 217d after trading	IWM 6.98 sh	$143.25	$137.06	$278.94	$1,947	+94.72%
Jul 26, 2017 181d after trading	IWF 32.57 sh	$30.70	$27.24	$127.13	$4,140	+314.04%
Jul 26, 2017 177d after trading	IWF 32.57 sh	$30.70	$27.11	$127.13	$4,140	+314.04%
Jul 26, 2017 69d after trading	VEA 23.51 sh	$42.54	$41.02	$69.95	$1,644	+64.43%
Jul 26, 2017 28d after trading	KMI 49.16 sh	$20.34	$19.02	$32.49	$1,597	+59.73%
Jul 26, 2017 28d after trading	NKE 17.14 sh	$58.36	$53.36	$34.71	$595	-40.52%
Jul 26, 2017 28d after trading	UPS 8.91 sh	$112.29	$110.08	$94.57	$842	-15.78%
Jul 26, 2017 28d after trading	AMZN 19 sh	$52.64	$49.52	$262.43	$4,985	+398.54%
Jul 26, 2017 19d after trading	SPY 4.04 sh	$247.43	$242.11	$778.10	$3,145	+214.47%

A backtest, not a forecast. Every purchase gets the same stake because filings disclose a range, not a size. It ignores their sales, dividends, fees and taxes — each of which flatters the result, and 46 purchases could not be priced and are excluded.

Follow David Joyce by email

David Joyce's new stock disclosures, with the rest of the week's filings. One email a week, free.

Unsubscribe with one click from any email.

Holdings, 2025

Weights are each holding's share of roughly $8.1M in stocks, funds and ETFs — bank accounts and property are left out of the denominator

Asset	Weight	Value	Income
David P. Joyce QSST Trust ⇒ Fidelity Limited Term Municipal Income Fund FSTFX [MF]	2.2%	$100K – $250K	Interest
David P. Joyce QSST Trust ⇒ Fidelity Limited Term Municipal Income Fund FSTFX [MF]	2.2%	$100K – $250K	Interest
IWFDavid P. Joyce QSST Trust ⇒ iShares Russell 1000 Growth ETF (IWF) [ST]	2.2%	$100K – $250K	Dividends
IWFDavid P. Joyce QSST Trust ⇒ iShares Russell 1000 Growth ETF (IWF) [ST]	2.2%	$100K – $250K	Dividends
David P. Joyce Trust ⇒ ABMIX AMG Manager Fair Pointe Midcap Fund [MF]	2.2%	$100K – $250K	Dividends
David P. Joyce Trust ⇒ ABMIX AMG Manager Fair Pointe Midcap Fund [MF]	2.2%	$100K – $250K	Dividends
David P. Joyce Trust ⇒ Aston/Fairpointe Mid Cap I Fund [MF]	2.2%	$100K – $250K	Dividends
David P. Joyce Trust ⇒ Aston/Fairpointe Mid Cap I Fund [MF]	2.2%	$100K – $250K	Dividends
David P. Joyce Trust ⇒ Fidelity Limited Term Municipal Income Fund [MF]	2.2%	$100K – $250K	Dividends
David P. Joyce Trust ⇒ Fidelity Limited Term Municipal Income Fund [MF]	2.2%	$100K – $250K	Dividends
IWFDavid P. Joyce Trust ⇒ iShares Russell 1000 Growth ETF (IWF) [ST]	2.2%	$100K – $250K	Dividends
IWFDavid P. Joyce Trust ⇒ iShares Russell 1000 Growth ETF (IWF) [ST]	2.2%	$100K – $250K	Dividends
David P. Joyce Trust ⇒ MAI MANAGED [MF]	2.2%	$100K – $250K	Dividends
David P. Joyce Trust ⇒ MAI MANAGED [MF]	2.2%	$100K – $250K	Dividends
David P. Joyce Trust ⇒ OPPENHEIMER DEVELOPING MARKETS [MF]	2.2%	$100K – $250K	Dividends
David P. Joyce Trust ⇒ OPPENHEIMER DEVELOPING MARKETS [MF]	2.2%	$100K – $250K	Dividends
VCSHDavid P. Joyce Trust ⇒ Vanguard Short-Term Corporate Bond ETF (VCSH) [ST]	2.2%	$100K – $250K	Dividends
VCSHDavid P. Joyce Trust ⇒ Vanguard Short-Term Corporate Bond ETF (VCSH) [ST]	2.2%	$100K – $250K	Dividends
David P. Joyce Trust ⇒ VANGUARD WINDSOR [MF]	2.2%	$100K – $250K	Dividends
David P. Joyce Trust ⇒ VANGUARD WINDSOR [MF]	2.2%	$100K – $250K	Dividends
DPJ & KAJ joint account ⇒ SPY Spyder S&P 500 ETF Trust [EF]	2.2%	$100K – $250K	Dividends
DPJ & KAJ joint account ⇒ SPY Spyder S&P 500 ETF Trust [EF]	2.2%	$100K – $250K	Dividends
David P. Joyce QSST Trust ⇒ ATSIX AMG GW&K US Small Cap Growth [MF]	0.93%	$50K – $100K	Dividends
David P. Joyce QSST Trust ⇒ ATSIX AMG GW&K US Small Cap Growth [MF]	0.93%	$50K – $100K	Dividends
David P. Joyce Trust ⇒ GS S&P 500 Buffered Equity Fund [MF]	0.93%	$50K – $100K	Dividends
David P. Joyce Trust ⇒ GS S&P 500 Buffered Equity Fund [MF]	0.93%	$50K – $100K	Dividends
XLKDavid P. Joyce Trust ⇒ SPDR Select Sector Fund - Technology (XLK) [ST]	0.93%	$50K – $100K	Dividends
XLKDavid P. Joyce Trust ⇒ SPDR Select Sector Fund - Technology (XLK) [ST]	0.93%	$50K – $100K	Dividends
DPJ & KAJ joint account ⇒ MDY Spyder S&P 400 Mid Cap Fund [EF]	0.93%	$50K – $100K	Dividends
DPJ & KAJ joint account ⇒ MDY Spyder S&P 400 Mid Cap Fund [EF]	0.93%	$50K – $100K	Dividends
Kelly A. Joyce IRA ⇒ Fidelity Freedom 2030 [MF]	0.93%	$50K – $100K	Tax-Deferred
Kelly A. Joyce IRA ⇒ Fidelity Freedom 2030 [MF]	0.93%	$50K – $100K	Tax-Deferred
Kelly A. Joyce UH 401k ⇒ Vanguard Target Retirement 2030 [MF]	0.93%	$50K – $100K	Tax-Deferred
Kelly A. Joyce UH 401k ⇒ Vanguard Target Retirement 2030 [MF]	0.93%	$50K – $100K	Tax-Deferred
EEMRita M. Joyce IRA ⇒ iShares MSCI Emerging Index Fund (EEM) [ST]	0.93%	$50K – $100K	Dividends
EEMRita M. Joyce IRA ⇒ iShares MSCI Emerging Index Fund (EEM) [ST]	0.93%	$50K – $100K	Dividends
MDYRita M. Joyce IRA ⇒ SPDR MidCap Trust Series I (MDY) [ST]	0.93%	$50K – $100K	Dividends
MDYRita M. Joyce IRA ⇒ SPDR MidCap Trust Series I (MDY) [ST]	0.93%	$50K – $100K	Dividends
Rollover ⇒ BKRB Berkshire Hathaway Inc. [MF]	0.40%	$15K – $50K	Dividends
GBDCDavid P. Joyce QSST Trust ⇒ Golub Capital BDC, Inc. (GBDC) [ST]	0.40%	$15K – $50K	Dividends

Showing 40 of 189 disclosed assets.

Committees

What they oversee — the context a trade is read against

Bills they sponsored

Legislation introduced under their own name, newest first

HR9471Finance and Financial SectorJun 25, 2026
SAFE Banking Act of 2026
Referred to the Subcommittee on Economic Opportunity.
HR9327ImmigrationJun 18, 2026
PEARL Act
Received in the Senate.
HRES1264HealthMay 7, 2026
Supporting the goals and ideals of "National Nurses Week", to be observed from May 6 through May 12, 2026.
Referred to the House Committee on Energy and Commerce.
HR8495Economics and Public FinanceApr 24, 2026
Financial Services and General Government Appropriations Act, 2027
Placed on the Union Calendar, Calendar No. 540.
HJRES149Armed Forces and National SecurityFeb 12, 2026
Recognizing the 125th anniversary of the Army Nurse Corps, expressing gratitude for members of the Army Nurse Corps for their service to the Nation, and for other purposes.
Referred to the House Committee on Armed Services.
HR6866Transportation and Public WorksDec 18, 2025
Securing Smart Investments in our Ports Act
Referred to the Subcommittee on Coast Guard and Maritime Transportation.
HR5166Economics and Public FinanceSep 5, 2025
Financial Services and General Government Appropriations Act, 2026
Placed on the Union Calendar, Calendar No. 193.
HR3593HealthMay 23, 2025
Title VIII Nursing Workforce Reauthorization Act of 2025
Forwarded by Subcommittee to Full Committee by Voice Vote.
HRES389HealthMay 6, 2025
Supporting the goals and ideals of National Nurses Week, to be observed from May 6 through May 12, 2025.
Referred to the House Committee on Energy and Commerce.
HR2935Crime and Law EnforcementApr 17, 2025
PREPARE Act of 2025
Referred to the Committee on Energy and Commerce, and in addition to the Committees on the Judiciary, Ways and Means, Agriculture, and Financial Services, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
HR2934Crime and Law EnforcementApr 17, 2025
STATES 2.0 Act
Referred to the Committee on Energy and Commerce, and in addition to the Committees on the Judiciary, and Transportation and Infrastructure, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
HR2853Crime and Law EnforcementApr 10, 2025
Combating Organized Retail Crime Act of 2025
Received in the Senate and Read twice and referred to the Committee on the Judiciary.

Campaign finance

Reported to the FEC, through Jun 30, 2026

Raised

$1.4M

Spent

$1M

Cash on hand

$3.1M

From PACs

$967.1K

committee contributions

Exact figures, unlike the trade amounts on this page — campaign finance is reported to the dollar, a STOCK Act filing only ever as a bracket. Covers David Joyce's own campaign committee and not outside spending on their behalf.

Recent votes

What they actually did, with the date to read a trade against

Date	Measure	Question	Vote
Sep 16, 2026	S 2403	Retire through Ownership Act	Yea
Sep 16, 2026	H R 9497	Water Resources Development Act	Yea
Sep 16, 2026	H R 9340	Ratepayer Protection Act	Yea
Sep 16, 2026	H J RES 213	Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule issued by the Environmental Protection Agency relating to the “California State Nonroad Engine Pollution Control Standards; Commercial Harbor Craft Regulations; Notice of Decision”	Yea
Sep 16, 2026	H R 10326	PROOF Act	Yea
Sep 16, 2026	H R 9576	National Fraud Enforcement Division Act	Yea
Sep 16, 2026	H R 5334	An Act to amend the Internal Revenue Code of 1986 to allow early childhood educators to take the educator expense deduction, and for other purposes	Yea
Sep 15, 2026	H CON RES 93	Directing the President, pursuant to section 5(c) of the War Powers Resolution, to remove United States Armed Forces from hostilities with Iran	Nay
Sep 15, 2026	H J RES 210	Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Environmental Protection Agency relating to “California State Nonroad Engine Pollution Control Standards; Ocean-Going Vessels At-Berth; Notice of Decision”	Yea
Sep 15, 2026	H R 9500	Tax Relief for Fraud Victims Act	Yea

Most traded

By number of disclosed transactions

IWM8x · $347K QQQ7x · $214.5K SPY6x · $72.5K MDY5x · $64.5K EFA5x · $89K VCSH5x · $280.5K IWF4x · $272.5K GBDC4x · $105.5K

Disclosed transactions

170 in total, newest first

Asset		Amount	Traded	Filed	Note
I V D I P O C S my knowledge and belie…	sellReduce	$50K – $100K	Jan 10, 2025	Feb 7, 2025 28 days later	MAI Managed funds * For the complete list of asset type abbreviations, please visit https://fd.house.gov/reference/asset-type-codes.aspx. https://fd.house.gov/reference/asset-type-codes.aspx I V D David P. Joyce Trust I P O Yes No C S I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the best of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Act. Digitally Signed: Hon. David P. Joyce , 02/07/2025
I V D I P O C S my knowledge and belie…	sellReduce	$50K – $100K	Nov 19, 2024	Dec 18, 2024 29 days later	—
XBI	sellReduce	$15K – $50K	Jun 30, 2023	Aug 6, 2024 403 days later	—
GBDC	sellReduce	$1K – $15K	Jun 30, 2023	Aug 6, 2024 403 days later	—
BLK	sellReduce	$15K – $50K	Jun 30, 2023	Aug 6, 2024 403 days later	—
TRP	sellReduce	$1K – $15K	Jun 23, 2023	Aug 6, 2024 410 days later	—
C	sellReduce	$1K – $15K	Jun 22, 2023	Aug 6, 2024 411 days later	—
IWF	sellReduce	$15K – $50K	Jun 19, 2023	Aug 6, 2024 414 days later	—
IWF	sellReduce	$15K – $50K	Jun 19, 2023	Aug 6, 2024 414 days later	—
GBDC	sellReduce	$15K – $50K	Jun 19, 2023	Aug 6, 2024 414 days later	—
BA	sellReduce	$15K – $50K	Jun 19, 2023	Aug 6, 2024 414 days later	—
VCSH	buyOpen	$15K – $50K	Jul 14, 2022	Aug 6, 2024 754 days later	—
GBDC	sellReduce	$15K – $50K	Jul 14, 2022	Aug 6, 2024 754 days later	—
GBDC	sellReduce	$15K – $50K	Jul 12, 2022	Aug 6, 2024 756 days later	—
PPA	buyOpen	$1K – $15K	May 19, 2022	Jun 9, 2022 21 days later	—
PAVE	sellReduce	$1K – $15K	May 19, 2022	Jun 9, 2022 21 days later	—
VCSH	sellReduce	$1K – $15K	May 17, 2022	Jun 9, 2022 23 days later	—
MDY	buyOpen	$1K – $15K	Sep 14, 2021	Sep 30, 2021 16 days later	—
AMJ	sellReduce	$1K – $15K	Sep 14, 2021	Sep 30, 2021 16 days later	—
PAVE	buyOpen	$1K – $15K	Dec 11, 2020	Jul 27, 2021 228 days later	—
IWM	sellReduce	$1K – $15K	Dec 9, 2020	Jul 27, 2021 230 days later	—
PAVE	buyOpen	$1K – $15K	Dec 9, 2020	Jul 27, 2021 230 days later	—
IWM	sellReduce	$1K – $15K	Dec 2, 2020	Jul 27, 2021 237 days later	—
FIDELITY LIMITED TERM MUNI INCOME FUND …	sellReduce	$15K – $50K	Jul 2, 2020	Jul 27, 2021 390 days later	—
IWM	sellReduce	$15K – $50K	Jun 26, 2020	Jul 27, 2021 396 days later	—
IVV	sellReduce	$15K – $50K	Jun 26, 2020	Jul 27, 2021 396 days later	—
IEFA	sellReduce	$15K – $50K	Jun 26, 2020	Jul 27, 2021 396 days later	—
SPDR S&P bank ETF (KbE)F S UbHOLDINg IL…	buyOpen	$1K – $15K	Jun 8, 2020	Jul 27, 2021 414 days later	—
SPY	buyOpen	$1K – $15K	Jun 8, 2020	Jul 27, 2021 414 days later	—
VONE	buyOpen	$50K – $100K	Mar 26, 2020	Jul 27, 2021 488 days later	—
SPY	buyOpen	$1K – $15K	Mar 11, 2020	Jul 27, 2021 503 days later	—
golub Capital bDC, Inc. (gbDC)F S UbHOL…	buyOpen	$1K – $15K	Feb 25, 2020	Jul 27, 2021 518 days later	—
FIDELITY LIMITED TERM MUNI INCOME FUNDF…	sellReduce	$1K – $15K	Jan 15, 2020	Jul 27, 2021 559 days later	—
Fidelity Advisor Real Eastate Income Z …	sellReduce	$15K – $50K	Jan 15, 2020	Jul 27, 2021 559 days later	—
IVE	buyOpen	$1K – $15K	Dec 31, 2019	Jul 30, 2020 212 days later	—
IWN	buyOpen	$1K – $15K	Dec 31, 2019	Jul 30, 2020 212 days later	—
Fidelity Advisor Real Estate Income Z (…	buyOpen	$1K – $15K	Dec 31, 2019	Jul 30, 2020 212 days later	—
Fidelity Advisor Real Estate income Z (…	buyOpen	$15K – $50K	Sep 30, 2019	Jul 30, 2020 304 days later	—
Fidelity Advisor Real Estate Income Z (…	buyOpen	$15K – $50K	Sep 30, 2019	Jul 30, 2020 304 days later	—
MDY	buyOpen	$1K – $15K	Sep 20, 2019	Jul 30, 2020 314 days later	—
IJR	buyOpen	$1K – $15K	Jul 24, 2019	Jul 30, 2020 372 days later	—
IJH	buyOpen	$1K – $15K	Jul 24, 2019	Jul 30, 2020 372 days later	—
IVV	buyOpen	$15K – $50K	Jul 24, 2019	Jul 30, 2020 372 days later	—
AMJ	sellReduce	$1K – $15K	Jul 8, 2019	Jul 30, 2020 388 days later	—
VEA	buyOpen	$1K – $15K	Jun 21, 2019	Jul 30, 2020 405 days later	—
SPY	buyOpen	$1K – $15K	Jun 21, 2019	Jul 30, 2020 405 days later	—
golub Capital bDC, Inc. (gbDC)F S UbHOL…	buyOpen	$15K – $50K	May 30, 2019	Jul 30, 2020 427 days later	—
Fidelity FL High Income (ffrhx) [Ab] F …	sellReduce	$15K – $50K	May 30, 2019	Jul 30, 2020 427 days later	—
buckeye OH Cent Loc Sch Dist.F S DESCRI…	buyOpen	$50K – $100K	Apr 3, 2019	Jul 30, 2020 484 days later	—
bessemer AL gO bd.F S DESCRIPTION: Term…	buyOpen	$50K – $100K	Apr 2, 2019	Jul 30, 2020 485 days later	—
Delaware OH Cry Sch Dist.F S DESCRIPTIO…	buyOpen	$50K – $100K	Mar 28, 2019	Jul 30, 2020 490 days later	—
brookville OH Loc Sch DistF S DESCRIPTI…	buyOpen	$50K – $100K	Mar 27, 2019	Jul 30, 2020 491 days later	—
East Muskingum OH Loc Sch Dist.F S DESC…	buyOpen	$50K – $100K	Mar 25, 2019	Jul 30, 2020 493 days later	—
VCSH	buyOpen	$15K – $50K	Mar 22, 2019	Jul 30, 2020 496 days later	—
Fidelity Limited Term Municipal Inc. (f…	buyOpen	$15K – $50K	Mar 22, 2019	Jul 30, 2020 496 days later	—
Fidelity FL Rt High Income (ffhrx) [Ab]…	sellReduce	$100K – $250K	Mar 22, 2019	Jul 30, 2020 496 days later	—
IJR	buyOpen	$15K – $50K	Mar 4, 2019	Jul 30, 2020 514 days later	—
IJH	buyOpen	$15K – $50K	Mar 4, 2019	Jul 30, 2020 514 days later	—
IVV	buyOpen	$1K – $15K	Mar 4, 2019	Jul 30, 2020 514 days later	—
IEFA	buyOpen	$15K – $50K	Mar 4, 2019	Jul 30, 2020 514 days later	—
Vanguard Information Tech ETF (VgT)F S …	buyOpen	$1K – $15K	Jan 10, 2019	Jul 30, 2020 567 days later	—
QQQ	sellReduce	$1K – $15K	Jan 10, 2019	Jul 30, 2020 567 days later	—
QQQ	sellReduce	$1K – $15K	Jan 10, 2019	Jul 30, 2020 567 days later	—
IWM	sellReduce	$100K – $250K	Dec 21, 2018	May 8, 2019 138 days later	—
golub Capital bDC, Inc. (gbDC)F S UbHoL…	buyOpen	$15K – $50K	Dec 21, 2018	May 8, 2019 138 days later	—
Aston/Fairpointe Mid Cap 1 fund [Ab] F …	sellReduce	$100K – $250K	Dec 21, 2018	May 8, 2019 138 days later	—
Vanguard/Windsor II Admiral (vwnax) [Ab…	buyOpen	$1K – $15K	Dec 18, 2018	May 8, 2019 141 days later	—
MAI Managed Volatility Fund (maipx) [Ab…	buyOpen	$1K – $15K	Dec 14, 2018	May 8, 2019 145 days later	—
VCSH	buyOpen	$15K – $50K	Dec 11, 2018	May 8, 2019 148 days later	—
VCSH	buyOpen	$100K – $250K	Dec 11, 2018	May 8, 2019 148 days later	—
Templeton global bond [Ab] F S D UbHoLD…	sellReduce	$50K – $100K	Dec 11, 2018	May 8, 2019 148 days later	—
JNK	sellReduce	$50K – $100K	Dec 11, 2018	May 8, 2019 148 days later	—
MAI Managed Volatility Fund (maipx) [Ab…	buyOpen	$100K – $250K	Dec 11, 2018	May 8, 2019 148 days later	—
MAI Managed Volatility Fund (maipx) [Ab…	buyOpen	$50K – $100K	Dec 11, 2018	May 8, 2019 148 days later	—
iShares Russell 2000 growth ETF (IWo)F …	sellReduce	$15K – $50K	Dec 11, 2018	May 8, 2019 148 days later	—
QQQ	sellReduce	$50K – $100K	Dec 11, 2018	May 8, 2019 148 days later	—
PCY	sellReduce	$15K – $50K	Dec 11, 2018	May 8, 2019 148 days later	—
Invesco Dynamic building & Construction…	sellReduce	$15K – $50K	Dec 11, 2018	May 8, 2019 148 days later	—
Harbor International HAINX [Ab] F S D U…	sellReduce	$100K – $250K	Dec 11, 2018	May 8, 2019 148 days later	—
Harbor International (hainx) [Ab] F S U…	buyOpen	$15K – $50K	Dec 11, 2018	May 8, 2019 148 days later	—
Fidelity Limited Term Municipal Inc (fs…	buyOpen	$100K – $250K	Dec 11, 2018	May 8, 2019 148 days later	—
Fidelity Limited Term Municipal (fstfx)…	buyOpen	$100K – $250K	Dec 11, 2018	May 8, 2019 148 days later	—
Fidelity High Income Fund [Ab] F S UbHo…	sellReduce	$50K – $100K	Dec 11, 2018	May 8, 2019 148 days later	—
SPY	buyOpen	$15K – $50K	Oct 26, 2018	May 8, 2019 194 days later	—
MDY	sellReduce	$15K – $50K	Sep 5, 2018	May 8, 2019 245 days later	—
Stone Ridge Reinsurance Fund [Ab] F S U…	sellReduce	$15K – $50K	Aug 17, 2018	May 8, 2019 264 days later	—
Vanguard/Windsor II Admiral (vwnax) [Ab…	buyOpen	$1K – $15K	Jun 15, 2018	May 8, 2019 327 days later	—
JNK	sellReduce	$15K – $50K	Jun 6, 2018	May 8, 2019 336 days later	—
UNH	buyOpen	$1K – $15K	Mar 29, 2018	May 8, 2019 405 days later	—
SPDR S&P bank ETF (KbE)F S UbHoLDINg IL…	buyOpen	$1K – $15K	Mar 29, 2018	May 8, 2019 405 days later	—
oppenheimer Developing Markets (odvyx) …	buyOpen	$15K – $50K	Mar 29, 2018	May 8, 2019 405 days later	—
NKE	buyOpen	$1K – $15K	Mar 29, 2018	May 8, 2019 405 days later	—
MRK	sellReduce	$1K – $15K	Mar 29, 2018	May 8, 2019 405 days later	—
MAI Managed Volatilty Fund MAIPXF S UbH…	sellReduce	$100K – $250K	Mar 29, 2018	May 8, 2019 405 days later	—
MAI MANAgED VoLATILITY (maipx) [Ab] F S…	sellReduce	$50K – $100K	Mar 29, 2018	May 8, 2019 405 days later	—
AMJ	buyOpen	$1K – $15K	Mar 29, 2018	May 8, 2019 405 days later	—
IWM	buyOpen	$50K – $100K	Mar 29, 2018	May 8, 2019 405 days later	—
EFA	buyOpen	$1K – $15K	Mar 29, 2018	May 8, 2019 405 days later	—
QQQ	buyOpen	$15K – $50K	Mar 29, 2018	May 8, 2019 405 days later	—
QQQ	buyOpen	$50K – $100K	Mar 29, 2018	May 8, 2019 405 days later	—

Source: the original filing